法律尽职调查清单（中英文）

/法律尽职调查清单（中英文）IntroductionAlegalduediligenceisanessentialstepinanycorporatetransaction,includingmergersandacquisitions,privateequityinvestments,andlendingdeals.Theobjectiveofalegalduediligenceistoidentifyanylegalrisksassociatedwiththetargetcompanyandassesspotentialliabilitiesthatcouldarise.Toensureathoroughandeffectivelegalduediligence,thefollowingchecklistisrecommended.前言法律尽职调查是企业交易中的重要步骤，包括并购、私募股权投资和贷款交易。法律尽职调查的目的是确定与目标公司相关的任何法律风险并评估可能出现的责任。为确保全面有效的法律尽职调查，建议使用以下清单。LegalDueDiligenceChecklistCorporateInformationCompanyNameandLegalStatusCompanyRegistrationNumberandRegistrationCertificateArticlesofAssociationandBylawsBusinessRegistrationandLicensesShareholdingStructureandCapitalizationBoardofDirectorsandKeyManagementPersonnelFinancialStatementsandAuditReportsMaterialContractsandAgreementsLitigation,Arbitration,andRegulatoryProceedingsRelatedPartyTransactionsIntellectualPropertyPatents,Trademarks,andCopyrightsTradeSecretsandConfidentialInformationLicensesandAgreementsRelatedtoIntellectualPropertyLitigationorClaimsRelatedtoIntellectualPropertyOwnershipandValidityofIntellectualPropertyRightsIntellectualPropertyValuationEmploymentandLaborEmploymentAgreementsandContractsCompanyPoliciesandProceduresCompliancewithEmploymentandLaborLawsCollectiveBargainingAgreementsandTradeUnionsEmployeeBenefitsandCompensationLitigationorClaimsRelatedtoEmploymentandLaborMattersRealEstateTitleDeedsandLandUsePermitsOwnershipandEncumbrancesonLandLeasesandAgreementsRelatedtoRealEstateCompliancewithZoningandBuildingRegulationsEnvironmentalandHealthandSafetyMattersLitigationorClaimsRelatedtoRealEstateRegulatoryComplianceLicensesandPermitsRequiredtoOperatetheBusinessRegulatoryFrameworkfortheIndustryorSectorCompliancewithEnvironmental,HealthandSafetyRegulationsCompliancewithDataPrivacyandCybersecurityRegulationsCompliancewithAnti-BriberyandCorruptionLawsLitigationorClaimsRelatedtoRegulatoryMattersTaxMattersCorporateTaxReturnsandFinancialStatementsValueAddedTaxandotherSalesTaxesTransferPricingandInternationalTaxMattersWithholdingTaxesandDoubleTaxationTreatiesTaxDisputesandSettlementsEmployeeTaxesandSocialSecurityContributions法律尽职调查清单（中文）公司信息公司名称和法律地位公司注册号和注册证书公司章程和规章制度工商注册和许可证股权结构和注册资本董事会和主要管理人员财务报表和审计报告重要合同和协议诉讼、仲裁和监管程序关联方交易知识产权专利、商标和版权商业秘密和保密信息与知识产权有关的许可和协议与知识产权有关的诉讼或索赔知识产权权利的所有权和有效性知识产权估值雇佣和劳动雇佣协议和合同公司政策和程序遵守雇佣和劳动法律法规集体谈判协议和工会员工福利和薪酬与雇佣和劳工事务有关的诉讼或索赔不动产土地使用许可证和房产所有权证土地所有权和限制与房地产有关的租赁和协议遵守土地规划和建筑法规环境、健康和安全事项与房地产有关的诉讼或索赔法规合规经营业务所需的许可证和证书所在行业或领域的法规框架遵守环境、健康和安全法规遵守数据隐私和网络安全法规遵守反贿赂和腐败法律与监管事项相关的诉讼或索赔税务事项公司税务申报和财务报表增值税和其他销售税转让定价和国际税务事项预扣税和双重征税协定税务争议和和解员工税费和社会保险费用ConclusionThelegalduediligenceprocessiscriticalforidentifyingandassessingpotentiallegalrisksassociatedwithatargetcompany.Thischecklistprovidesacomprehensiveguideforconductinganeffectivelegalduediligence.Itisimportanttonotethatev