项目神州专车2.project connect-disclosure schedule

1、DISCLOSURE SCHEDULESeptember 16, 2015This Disclosure Schedule (the “Disclosure Schedule”) is delivered by the Company to the Investors pursuant to and as part of the Series B Preferred Share Subscription Agreement dated as of September 16, 2015 (the “Subscription Agreement”) entered o by andamong th

2、e Warrantors, the Investors and the otharties listed therein. Capitalized termsused but not defined herein shall have the meanings ascribed to them he Subscription Agreement. The represen ion and warranties set out in Article 3 of the Subscription Agreement are made and given subject to the exceptio

3、ns contained herein.This Disclosure Schedule is qualified in itirety by reference to the specific provis ofthe Subscription Agreement. In no event shall the listing of agreements or other matters inthis Disclosure Schedue deemed orreted to broaden or otherwise amplify theWarrantors represenions, war

4、ranties or covenants containedhe SubscriptionAgreement, and nothinghis Disclosure Schedule shall influence the construction orreion of any of the represenions, warranties and covenants containedheSubscription Agreement.The headings containedhis Disclosure Schedule are forconvenience of reference onl

5、y and shall not be deemed to modify or influence the reion of the information containedhis Disclosure Schedule or the represenionsand warranties or covenants containedhe Subscription Agreement.Certain agreements and other matters are listedhis Disclosure Schedule for informationalpures only, notwith

6、standing the factt, because they do not rise above the applicablemateriality thresholds or otherwise, they are not required to be listed herein by the terms ofthe Subscription Agreement.The disclosure of a particular item of informationhisDisclosure Schedule does not meant such information (a) is ma

7、terial, (b) alone or togetherwiny other matter or item, has had, or would reasonably be expected to have, a MaterialAdverse Effect or (c) is outside of the ordinary course of business. Such information shall notbe used as a basis forreting the terms “material,” “materially,” “materiality,” “Material

8、Adverse Effect,” or any similar qualification Disclosure Schedule constitutes an admishe Subscription Agreement. Nothinghisof any liability or obligation of any GroupCompany or any of its Affiliates to any third party, nor an admisagainst theerests ofany Group Company or any of its Affiliates. All r

9、eferenhis Disclosure Schedule as tothe enforceability of agreements with third parties, the existence or -existence of third- party rights, the absence of breaches or defaults by third parties, or similar matters or s ements, are ended only to allocate rights and risks bet n the parties to the Subsc

10、ription Agreement and are not ended to be admis s against erests, give rise to any inference or proof of accuracy, be admissible against any party to the SubscriptionAgreement by anywho is not a party to the Subscription Agreement,ive rise toany claim or benefit to anywho is not a party to the Subsc

11、ription Agreement. Nodisclosurehis Disclosure Schedule relating to any alleged breach or violation of anyagreement, law or regulation shall be construed as an indicationt any such breach orviolation exists or haually occurred.The section numbers of the Disclosure Schedule correspond to the section n

12、umbers of the Subscription Agreement and the disclosures in any section or subsection of the DisclosureSchedule shall qualify other sections and subsectionshe Subscription Agreement to theextent it is reasonably apparent from a reading of the disclosuret such disclosure isapplicable to such other se

13、ctions and subsections. This Disclosure Schedule is incorporatedby this reference to the Subscription Agreement and should be considered an of the Subscription Agreement.egral partThe Investors shall be obligated to maain and protect the information disclosed herein as#37450440v2information pursuant

14、 to the Subscription Agreement. Each Group Company andeach of its Affiliates which is a party to the Subscription Agreement expressly dis anddoes not undertake any duty or obligation to update or modify any information disclosed herein.Section 3.01Sections 3.08 and 3.08(b) of this Disclosure Schedul

15、e.Section 3.02(a)1)The capitalization table of the Company immediay prior to the Closing:2)The capitalization table of the BVI Co immediay prior to the Closing:3)The capitalization table of the HK Co. immediay prior to the Closing:2Name of HoldersType of SecuritiesNumber of SecuritiesIance Date%UCAR

16、 Technology Investment Inc.Ordinary18 December 2014100%Subtotal/1100%Name of HoldersType of SecuritiesNumber of SecuritiesIance Date%UCAR Technology Inc.优车科技Ordinary18 December 2014100%Subtotal/1100%Name of HoldersType of SecuritiesNumber of SecuritiesIance Date%Haode Investment Inc.Ordinary5,600,00

17、01 July 201522.4%Prospect Capital Partners Fund I, LPOrdinary4,000,0001 July 201516%lan Capital Partners Fund I, LPOrdinary4,200,0007 September 201516.8%Eastrock Capital Partners Fund I, LPOrdinary6,000,0001 July 201524%Joy Capital I, L.P.Ordinary200,0007 September 20150.8%CAR Inc.Series A Preferred

18、2,500,0008 July 201510%Sapphire Gem Holdings LimitedSeries A Preferred1,100,0008 July 20154.4%Beinuo LimitedSeries A Preferred1,100,0008 July 20154.4%DEQING INVESTMENTS LIMITED投资Series A Preferred300,0008 July 20151.2%Subtotal/25,000,000100%4)The capitalization table of the US Co. immediay prior to

19、the Closing:5)The capitalization table of the WFOE immediay prior to the Closing:6)The capitalization table of the Domestic Companies immediay prior to the Closing:(a)神州优车（）:(b)安驾商务咨询服务:(c)亿君汽车服务:3Name of HoldersAmount of Registered Capital Subscribed (RMB)%Paid-in Registered Capital (RMB)LIN Huijin

20、 ()50,00050%0LUAN Xulei ()50,00050%0Subtotal100,000100%0Name of HoldersAmount of Registered Capital Subscribed (RMB)%Paid-in Registered Capital (RMB)LIN Huijin ()1,000,00050%1,000,000LUAN Xulei ()1,000,00050%1,000,000Subtotal2,000,000100%2,000,000Name of HoldersAmount of Registered Capital Subscribe

21、d (RMB)%Paid-in Registered Capital (RMB)WANG Peiqiang ()14,000,00070%0LIN Huijin ()6,000,00030%0Subtotal20,000,000100%0Name of HoldersAmount of Registered Capital Subscribed (USD)Total Investment Amount (USD)%UCAR Technology (China) Limited20,000,00060,000,000100%Subtotal20,000,00060,000,000100%Name

22、 of HoldersType of SecuritiesNumber of SecuritiesIance Date%UCAR Technology Investment Inc.Common1September 10,2015100%Subtotal/1100%(d):福建优驾驾驶员服务(e)神州优车（福建）:7)The capitalization table of Other WFOEs immediay prior to the Closing:(a)神州优车（福建）:(b)神州优车（）(c)优卡科技（）:(d)福建优科驾驶员服务:4Name of HoldersAmount of

23、Registered Capital Subscribed (USD)Total Investment Amount (USD)%UCAR Technology (China) Limited130,000,000290,000,000100%Subtotal130,000,000290,000,000100%Name of HoldersAmount of Registered Capital Subscribed (USD) (USD)Total Investment Amount (USD)%UCAR Technology (China) Limited250,000,000290,00

24、0,000100%Subtotal250,000,000290,000,000100%Name of HoldersAmount of Registered Capital Subscribed (USD)Total Investment Amount (USD)%UCAR Technology (China) Limited100,000,000300,000,000100%Subtotal100,000,000300,000,000100%Name of HoldersAmount of Registered Capital Subscribed (RMB)%Paid-in Registe

25、red Capital (RMB)WANG Peiqiang ()14,000,00070%0LIU Cheng ()6,000,00030%0Subtotal20,000,000100%0Name of HoldersAmount of Registered Capital Subscribed (RMB)%Paid-in Registered Capital (RMB)LIN Huijin ()5,000,00050%0LUAN Xulei ()5,000,00050%0Subtotal10,000,000100%0Section 3.03 Group Structure; Subsidi

26、ariesThe corporate structure chart is as set forth in Appendix I of this Disclosure Schedule.The following anized:chartsetsforththejurisdictionsinwhicheachGroupCompanywasSection 3.08 Compliance with Laws; Consents.With respect to 3.08(a), (b) and (c):(1) Uncertaies and ambiguities exist as to the ru

27、les and regulationst may be applicable tochauffeured car servihe PRC. As the Companys regulatory environment evolves, theCompany may be found to be in violation of Laws relating to chauffeured car servidue tothe lack of certain licenses or permits or other deficiencies, and the Company may be subjec

28、tto mandatory remedial actions and/or fines for such violations. As ofof July 2015, thetotal administrative penalty imed on the Group Companies in connection with chauffeured5Name of CompaniesNature of Legal EntityJurisdiction ofanizationUCAR Technology Inc.Exempted companyCayman IslandsUCAR Technol

29、ogy Investment Inc.Business companyBritish Virgin IslandsUCAR Technology (China) LimitedLimited companyUCAR Technology (USA) Inc.General stock corporationThe S e of California, U.S.福建优科驾驶员服务Limited liability companyPRC神州优车（福建）Limited liability companyPRC优卡科技（福建）Limited liability companyPRC优卡科技（）Limi

30、ted liability companyPRC神州优车（）Limited liability companyPRC神州优车（）Limited liability companyPRC神州优车（福建）Limited liability companyPRC亿君汽车服务Limited liability companyPRC福建优驾驾驶员服务Limited liability companyPRC安驾商务咨询服务Limited liability companyPRCName of HoldersAmount of Registered Capital Subscribed (USD)Total

31、 Investment Amount (USD)%UCAR Technology (China) Limited30,000,00090,000,000100%Subtotal30,000,00090,000,000100%car serviamounted to RMB3,125,360.80. According to the penalty vouchers provided bythe Company, the main reasons of these administrative penalties are the engagementhe taxioperation withou

32、t permit, which violates the Administrative Provis on Taxi Operation andServi(ied by the Ministry of Transport of the PRC on September 30, 2014) and/or thecompulsory policies ied by the localernmental authorities to restrict rental cars fromengagingaxi operations.(2) The operation place of亿君汽车服务安驾商务

33、咨询服务, and certain branches of 福建优驾驾驶员服务, and亿君汽车服务are different from their respective registered address.(3) Paragraphs (1) to (6) in Section 3.08(b) of this Disclosure Schedule.(4) Section 3.20(a) of this Disclosure Schedule.Section 3.08(b) Requiredernmental Consents6Name of CompanyConsent / Licens

34、eIing Entity福建优科驾驶员服务外商投资企业批准：商外资闽岚字20140074 号）福建省人民（号350128400033071）平潭县工商行政管理局组织机构代码（代码 32169946-5）福州市平潭县质量技术税务登记证（：350100321699465）福建省平潭综合实验区国家税务局外汇登记证无神 州 优车 （ 福建）外商投资企业批准：商外资闽岚字20150001 号）福建省人民（号350128400033217）平潭县工商行政管理局组织机构代码（代码 31573227-3）福州市平潭县质量技术税务登记证（：闽国地税字350100315732273）福建省平潭综合实验区国家税务局

35、外汇登记证（：315732273）国家外汇管理局平潭综合实验区支局优 卡 科技 （ 福建）外商投资企业批准：商外资闽岚字20140067 号）福建省人民（号350128400032708）平潭县工商行政管理局组织机构代码（代码 31059700-9）福州市平潭县质量技术税务登记证（：闽国地税字350100310597019）福建省平潭综合实验区国家税务局证（3910-0186019）平潭综合实验区支行外汇登记证（：310597009）国家外汇管理局平潭综合实验区支局优 卡 科技 （ 天津）外商投资企业批准：津台侨字201503006 号）市人民7（号120116400015668）市滨海新区市

36、场和质量监督管理局组织机构代码（代码 31050289-0）市质量技术税务登记证（：津税证字120116329549496）市国家税务局、市地方税务局外汇登记证（：329549496）国家外汇管理局塘沽中心支局神 州 优 车 （ 天津）外商投资企业批准：商外资津台侨字201403023 号）市人民（号120116400013121）市贸易试验区市场和质量监督管理局组织机构代码（代码 32954949-6）市质量技术税务登记证（：津税证字120116305022890）市国家税务局、市地方税务局外汇登记证（：310502890）国家外汇管理局塘沽中心支局神 州 优 车 （ 天津）有限公司（号12

37、0116000306152）市滨海新区工商行政管理局组织机构代码（代码 30059402-3）市质量技术税务登记证（：津税证字120116300594023）市国家税务局、市地方税务局安驾商务咨询服务（号120116000304807）市滨海新区工商行政管理局组织机构代码（代码 30065905-0）市质量技术税务登记证（：津税证字120116300659050）市滨海新区工商行政管理局劳务派遣经营证（：12000452）市人力资源和社会保障局神 州 优 车 （ 福建）有限公司（号350128100081429）平潭县工商行政管理局组织机构代码（代码 31535258-8 ）福州市平潭县质量技

38、术税务登记证（：闽国地税字350100315352588）福建省平潭综合实验区国家税务局证（：3910- 01858590）平潭综合实验区支行中民增值电信业务经营许可证（：闽B2-20150068）福建省通信管理局亿君汽车服务（号310109000691926）市虹口区市场监督管理局组织机构代码（代码 32469526-7 ）市质量技术税务登记证（：国地税沪字310109324695267）市虹口区国家税务局、市地方税务局虹口区分局福建优驾驾驶员服务（号 350128100081507）平潭县工商行政管理局组织机构代码（代码 31533409-9 ）福州市平潭县质量技术税务登记证（：闽地税字3

39、50100315334099）福建省平潭综合实验区地方税务局(1)神州优车（）has not obtained the ICP Permit (互联网信息服务增值电信业务经营证), which shall be ied by competent local branch ofMinistry of Industry and Information Technology;(2)The activities of some Onshore Companies during their business operation, i.e. receiving service fees from cust

40、omers and transferring those service fees to the cooperated entities may be subject to the Payment Service Permit (支付业务证) as required under the Measures for the Administration of Payment Serviof-Finanl Institutions. However, the Peoples Bof China has currently limitedand refrained from the iance of

41、such payment service permit;(3)The business scope of 神州优车（福建）, according to its business license,includes car rental, and therefore it will need to obtain Car Rental Business Permit(汽车租赁经营证) with competent local branch of the Ministry of Transport,if such Group Company commenand engageshe car rental

42、 business.(4)安驾商务咨询服务provides vehicle chauffeur serviwhich is notincluded in its approved business scope as recorded in its business license.(5)has not obtained the Forex Registration福建优科驾驶员服务(外汇登记证).(6)Some Onshore Companies have not obtained Sol Insurances and someOnshore Companies have not set up

43、 Housing Accumulation Fund Accounts.Section 3.11 Finanl SementsPlease refer to the Finanl Sements attached as Exhibit A hereto.Section 3.13 ActionSection 3.08 of this Disclosure Schedule.Section 3.15(a) Material ContractsThe Group Companies have enteredo the following Material Contracts:(1)神州优车（）has

44、 enteredo a “Car Rental Framework Agreement”withcars from, under which 神州优车（will rent神州汽车租赁神州汽车租赁）for a term of 5 years starting from November 1,2014. The payment under this agreement will be settled monthly based on the actual amount incurred;(2)神州优车（）has enteredo an “Advertisement Agreement” and i

45、ts“Supplementary Agreement” with 11,000,000, under whichhe amount of RMB影视文化will provide advertisement) image representing servi影视文化marketing service including Mr. Wu Xiu(.8证（：3910- 01858640）平潭综合实验区支行The term of this agreement is from June 25, 2015 to June 25, 2017;(3)has enteredo an “Advertisement

46、Agreement” and its神州优车（）“Supplementary Agreement” with RMB 6,600,000, under which紫禾影视文化紫禾影视文化he amount of will provide) image representingadvertisement marketing service including Ms. Hai Qings (servi. The term of this agreement is from June 25, 2015 to June 25, 2017;(4)The Company, BVI Co, HK Co, t

47、he WFOE, the Domestic Companies and the OtherWFOEs enteredo a Shareholders Agreement dated as of July 8, 2015 with the holdersof Series A Preferred Shares;(5)The Company, BVI Co, HK Co, the WFOE, the Domestic Companies and the OtherWFOEs enteredo a Series A Preferred Share Subscription Agreement dat

48、ed as of July1, 2015 with the holders of Series A Preferred Shares;(6)The Domestic Companies, the WFOE and certain otharties enteredo a series ofControls (as definedhe Subscription Agreement);(7)UCAR Technology Inc. 2015 Share Incentive Plan and various agreements ands in connection with the UCAR Te

49、chnology Inc. 2015 Share Incentive Plan;and(8)Section 3.23 of this Disclosure Schedule.Section 3.17(b) LeaseThe leaseholderest of the Group Companies:Section 3.18 Related Party TranionsA Group Company rents cars from subsidiaries of CAR Inc. Please refer to the disclosureunder Section 3.15(a) of thi

50、s Disclosure Schedule for more informatio CAR Inc.the contracts withSection 3.19(a) Company IPAppendix II sets forll theellectual properties owned by the Group Companies.The HK Cos former name was “HIGO HOLDINGS (CHINA)控股（中国）LIMITED”, which is recorded as the applicant of trademarks as set forth in

51、Appendix II.Section 3.20(a) Sol Insurance and Housing Accumulation Fund9Company/LeaseeAddress of the LeaseholdLeasor/ OwnerAnnual Rent AmountTerm of the Lease神州优车（）空港经济区空港商务园 E10 号楼 2 层神州汽车租赁RMB3,255,3362015-3-1 至2017-2-28UCAR Technology (USA) Inc.2755 Great America Way, Santa Clara, CA, USAThe Irvi

52、ne Company LLC约 42.3 万2015/10/1 至2018/9/30The sol insurance premiums and housing accumulation fund paid by 神州优车（）有亿君限公司，福建优驾驾驶员服务,安驾商务咨询服务andfor certain employees are not based on the actual salary amount of these汽车服务employees.Section 3.20(b) Benefit Plan(1) The employment Contrac employees;teredo b

53、y and betn each Group Company and its(2) The UCAR Technology Inc. 2015 Share Incentive Plan; and(3) Sol Insurance as definedhe Subscription Agreement.Section 3.23 Broker and FinderThe Company has engaged China Limited and Credit Suisse (ernational Capital CorporationSecurities) Limited as its finanl

54、 advisors and placement agentsin connection with the tranions contemplated under the Subscription Agreement.10Appendix I11Appendix IIellectual PropertiesI.NamesII.Trademarks12#Application NumberDate of ApplicationCategoryPlace of ApplicationPrototypeApplicantSus1149817756/24/201439PRC控股（中国）HIGO HOLD

55、INGS (CHINA) LIMITEDIn Application2149818826/24/201439PRC控股（中国）HIGO HOLDINGS (CHINA) LIMITEDIn Application3149929546/25/201442PRC控股（中国）HIGO HOLDINGS (CHINA) LIMITEDIn Application4149929566/25/201442PRC控股（中国）HIGO HOLDINGS (CHINA) LIMITEDIn Application5147283457/15/201439PRC控股（中国）HIGO HOLDINGS (CHINA) LIMITEDIn Application61577716511/24/201435PRC控股（中国）HIGO HOLDIN