股票代持协议的签订流程详解指南

股票代持协议的签订流程详解指南合同编号：__________stocknomineeagreementThisSTOCKNOMINEEAGREEMENT(this“Agreement”)isenteredintoasof__________(the“EffectiveDate”),andbetween____________________________(the“Nominee”)and____________________________(the“Stockholder”).RECITALS:WHEREAS,theStockholderistherecordownerofcertainsharesofcapitalstockof_______________(the“Company”);WHEREAS,theNomineedesirestoholdthesharesoftheCompanyonbehalfoftheStockholderforcertainpurposes;andWHEREAS,theStockholderdesirestoenterintothisAgreementtoevidencethearrangementbetweentheparties.NOW,THEREFORE,inconsiderationofthemutualpromisescontainedhereinandforothergoodandvaluableconsideration,thereceiptandsufficiencyofwhicharehereacknowledged,thepartiesheretoagreeasfollows:1.AppointmentofNominee.TheStockholderhereappointstheNomineeasitsnomineetoholdthesharesoftheCompany(the“Shares”)onitsbehalfandtotakesuchactionsasarenecessaryorappropriatetoevidencesuchappointment.1.1RepresentationsandWarrantiesoftheStockholder.TheStockholderrepresentsandwarrantstotheNomineethat:(a)OwnershipofShares.TheStockholderistherecordowneroftheSharesandhasgoodandmarketabletotheShares,freeandclearofanyliens,encumbrances,orclaims;(b)Authority.TheStockholderhasthefullright,power,andauthoritytoenterintothisAgreementandtoappointtheNomineeasitsnomineetoholdtheShares;and(c)ValidIssuance.TheShareshavebeendulyauthorized,validlyissued,andarefullypaidandnonassessable.1.2RepresentationsandWarrantiesoftheNominee.TheNomineerepresentsandwarrantstotheStockholderthat:(a)Authority.TheNomineehasthefullright,power,andauthoritytoenterintothisAgreementandtoholdtheSharesasnomineefortheStockholder;and(b)NoConflict.TheNominee’sappointmentasnomineefortheStockholderdoesnotconflictwithanylegalorethicalrulesorregulationsapplicabletotheNominee.2.DutiesoftheNominee.TheNomineeagreestoperformthefollowingdutieswithrespecttotheShares:(a)HoldShares.TheNomineeshallholdtheSharesasnomineefortheStockholderandshallnottakeanyactionthatwouldcausetheSharestobereissuedinthenameoftheNomineeoranyotherpersonorentity;(b)DistributeShares.TheNomineeshalldistributetheSharestotheStockholderortheStockholder’sdesigneeupontheStockholder’srequest;and3.Indemnification.TheStockholderagreestoindemnifyandholdharmlesstheNomineeagainstanyandalllosses,damages,claims,liabilities,andexpenses(includingreasonableattorneys’fees)incurredtheNomineeinconnectionwiththeperformanceofitsdutiesunderthisAgreement,excepttotheextentsuchlosses,damages,claims,liabilities,andexpensesareduetotheNominee’swillfulmisconductorgrossnegligence.4.GoverningLaw.ThisAgreementshallbegovernedandconstruedinaccordancewiththelawsoftheStateofNewYork,withoutregardtoitsconflictoflawsprinciples.5.EntireAgreement.ThisAgreement(includingtheexhibitshereto)constitutestheentireagreementbetweenthepartiesandsupersedesallprioragreements,understandings,negotiations,anddiscussions,whetheroralorwritten,oftheparties.6.AmendmentsandModifications.ThisAgreementmaybeamendedormodifiedonlyawritteninstrumentexecutedbothparties.8.SuccessorsandAssigns.ThisAgreementshallbebindinguponandinuretothebenefitofthepartiesandtheirrespectivesuccessorsandassigns.9.Severability.IfanyprovisionofthisAgreementisheldtobeinvalidorunenforceable,theremainingprovisionsofthisAgreementshallremaininfullforceandeffect.10.Counterparts.ThisAgreementmaybeexecutedinoneormorecounterparts,eachofwhichshallbedeemedanoriginalbutallofwhichtogether一、附件列表：1.股票代持协议2.股东身份证明文件3.提名人身份证明文件4.股票证明文件5.法律意见书6.授权书7.任何与股票代持协议相关的其他文件二、违约行为及认定：1.股东未能履行其对提名人的承诺，如未能提供合法的股东身份证明文件或股票证明文件。2.提名人未能履行其对股东的承诺，如未能按照股东的要求持有或分发股票。3.任何一方未能遵守适用法律法规的行为。4.任何一方未能履行协议中的其他义务。三、法律名词及解释：1.股东：指协议中记录为某公司股票的所有者。2.提名人：指被股东指定为持有股票并代表股东执行相关行为的个人或实体。3.股票代持协议：指股东与提名人之间签订的协议，提名人持有股东的股票并按照股东的要求执行相关行为。4.适用法律法规：指协议执行过程中适用的法律、法规、规章等规范性文件。四、执行中遇到的问题及解决办法：1.股东未能提供合法的股东身份证明文件或股票证明文件，解决办法是要求股东在规定时间内提供相关文件，如果股东未能按时提供，则提名人可以拒绝持有股票。2.提名人未能按照股东的要求持有或分发股票，解决办法是股东可以要求提名人在规定时间内履行其义务，如果提名人未能按时履行，则股东可以寻求法律途径追究提