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1.投资者从事融券交易,除了“直接还券”方式外,还可以选择()的方式,偿还向证券公司融入的证券。HTMLCONTROLForms.HTML:Option.1融资买入HTMLCONTROLForms.HTML:Option.1买券还券HTMLCONTROLForms.HTML:Option.1卖券还款HTMLCONTROLForms.HTML:Option.1融券卖出2.投资者向证券申请注销信用证券账户的,证券公司和投资者应该在注销信用证券账户前了结全部的融资融券交易。HTMLCONTROLForms.HTML:Option.1错误HTMLCONTROLForms.HTML:Option.1正确3.融资保证金比例、融券保证金比例和维持担保比例等重要参数一经确定,不能够调整HTMLCONTROLForms.HTML:Option.1错误HTMLCONTROLForms.HTML:Option.1正确4.投资者参与融资融券交易的成本包括()。HTMLCONTROLForms.HTML:Option.1印花税HTMLCONTROLForms.HTML:Option.1以上都包括HTMLCONTROLForms.HTML:Option.1佣金、手续费HTMLCONTROLForms.HTML:Option.1融资利息、融券费率5.客户只能与一家证券公司签订融资融券合同,向一家证券公司融入资金和证券。HTMLCONTROLForms.HTML:Option.1正确HTMLCONTROLForms.HTML:Option.1错误6.()是指投资者交付的保证金与融资、融券交易金额的比例。HTMLCONTROLForms.HTML:Option.1维持担保比例HTMLCONTROLForms.HTML:Option.1折算率HTMLCONTROLForms.HTML:Option.1保证金HTMLCONTROLForms.HTML:Option.1保证金比例7.投资者在融资买入证券时,需要满足的条件包括()。HTMLCONTROLForms.HTML:Option.1证券公司有足够的资金可供融出HTMLCONTROLForms.HTML:Option.1融资买入证券品种属于标的证券HTMLCONTROLForms.HTML:Option.1以上都包括HTMLCONTROLForms.HTML:Option.1执行该笔交易投资者所需保证金不超过其当时账户的保证金可用余额8.证券公司在与客户签订融资融券合同前,向客户履行风险揭示义务。HTMLCONTROLForms.HTML:Option.1正确HTMLCONTROLForms.HTML:Option.1错误9.投资者融券卖出所得资金除了用于买券还券外,还可以作其他用途。HTMLCONTROLForms.HTML:Option.1正确HTMLCONTROLForms.HTML:Option.1错误莲10.交易拾所规定的可捧充抵保证金盈的证券的折鼓算率中,其或他上市证券辈投资基金和忘债券折算率泥最高不超过析()。HTMLCONTROLForms.HTML:Option.1昌80%HTMLCONTROLForms.HTML:Option.1旺65%HTMLCONTROLForms.HTML:Option.1鸦90%HTMLCONTROLForms.HTML:Option.1价70%趟11.投资满者在融资业喝务中存在亏镇损放大的风软险。HTMLCONTROLForms.HTML:Option.1两正确HTMLCONTROLForms.HTML:Option.1油错误润12.如果腔某投资者信股用账户内有魔100元现刷金和200竟元市值的证皇券A,假设袖证券A的折甜算率为60终%。那么,岔该投资者信短用账户内的霉保证金金额料为()元。HTMLCONTROLForms.HTML:Option.1士100HTMLCONTROLForms.HTML:Option.1侦300HTMLCONTROLForms.HTML:Option.1侵200HTMLCONTROLForms.HTML:Option.1运220钥管---OK伤13.“融愚券”是指客婚户向证券公煎司借入什么HTMLCONTROLForms.HTML:Option.1谅上市证券HTMLCONTROLForms.HTML:Option.1皆债券HTMLCONTROLForms.HTML:Option.1贵股票HTMLCONTROLForms.HTML:Option.1酿基金抗14.融资稿融券合同应燥约定融资融桑券特定的(竟)关系HTMLCONTROLForms.HTML:Option.1星财产委托HTMLCONTROLForms.HTML:Option.1查财产托管HTMLCONTROLForms.HTML:Option.1萌财产信托HTMLCONTROLForms.HTML:Option.1济财产买卖旦15.投资仿者用于一家乔证券交易所蛇的上市证券刘交易的信用腿(融资融券毕交易)证券缝账户可以有音:HTMLCONTROLForms.HTML:Option.1尝3个HTMLCONTROLForms.HTML:Option.1刷2个HTMLCONTROLForms.HTML:Option.1雀1个HTMLCONTROLForms.HTML:Option.1洪没有限制叶16.股票像作为融资买事入、融券卖法出标的证券埋的,应当符庙合下列条件础()。HTMLCONTROLForms.HTML:Option.1点在交易所上熟市交易满三沈个月HTMLCONTROLForms.HTML:Option.1全股票交易未毛被证券交易绍所实行特别队处理HTMLCONTROLForms.HTML:Option.1款股票发行公躁司已完成股呀权分置改革踩HTMLCONTROLForms.HTML:Option.1虎以上均包括兼做17.()尼是指投资者李担保物价值顿与其融资融著券债务之间广的比例。HTMLCONTROLForms.HTML:Option.1越折算率HTMLCONTROLForms.HTML:Option.1撑保证金HTMLCONTROLForms.HTML:Option.1慨保证金比例魔HTMLCONTROLForms.HTML:Option.1敏维持担保比风例飘18.投资企者通过银行善将担保资金质划入信用资赌金账户,将那可充抵保证傲金的证券从胁普通证券账顾户划转至信叫用证券账户彻的过程叫做呀()。HTMLCONTROLForms.HTML:Option.1地转入担保物衔HTMLCONTROLForms.HTML:Option.1烧授信HTMLCONTROLForms.HTML:Option.1怪转出担保物意HTMLCONTROLForms.HTML:Option.1意偿还债务惯19.单只品标的证券的勺融资余额达蚀到该证券上烛市可流通市岭值的25%愧时,交易所徐可以在次一补交易日暂停述其融资买入喘;当其融资滩余额降低至柳()以下时瞎,交易所可族以在次一交时易日恢复其摔融资买入HTMLCONTROLForms.HTML:Option.1涛15%HTMLCONTROLForms.HTML:Option.1窝20%HTMLCONTROLForms.HTML:Option.1赠25%HTMLCONTROLForms.HTML:Option.1俗10%尤20.()眯是客户在证管券公司指定盟存管银行开颤设的资金账单户。该账户陆是证券公司攻在银行开立丧的客户信用畜交易担保资疤金账户的二灯级账户,用仪于记载投资仰者交存的担令保资金的明虏细数据。HTMLCONTROLForms.HTML:Option.1熟信用证券账盐户HTMLCONTROLForms.HTML:Option.1姿融资专用资风金账户HTMLCONTROLForms.HTML:Option.1掌信用资金账并户HTMLCONTROLForms.HTML:Option.1锋融券专用证宏券账户95因1.投资者绘通过银行将星担保资金划键入信用资金娘账户,将可蔑充抵保证金劣的证券从普学通证券账户嫩划转至信用浸证券账户的交过程叫做(义)。HTMLCONTROLForms.HTML:Option.1蠢转入担保物休HTMLCONTROLForms.HTML:Option.1采授信HTMLCONTROLForms.HTML:Option.1条转出担保物概HTMLCONTROLForms.HTML:Option.1逝偿还债务养2.当投资湖者信用账户鸭当日清算后乏维持担保比悲例低于警戒萍线时,证券要公司发出《草追加担保物努通知》,投速资者必须在联()追加刮担保金使维春持担保比例拍高于150归%HTMLCONTROLForms.HTML:Option.1服1个交易日石内HTMLCONTROLForms.HTML:Option.1稳2个交易日堂内HTMLCONTROLForms.HTML:Option.1赖3个交易日万内HTMLCONTROLForms.HTML:Option.1业4个交易日收内派3.()是姓指充抵保证药金的证券在贺计算保证金图金额时按其放证券市值进加行折算的比象率。HTMLCONTROLForms.HTML:Option.1炉维持担保比拳例HTMLCONTROLForms.HTML:Option.1烂可充抵保证吩金证券折算赵率HTMLCONTROLForms.HTML:Option.1匀标的证券HTMLCONTROLForms.HTML:Option.1高保证金可用喘余额愁4.授信额壳度可以高于掀证券公司对艘单个投资者席的融资融券扔规模上限。HTMLCONTROLForms.HTML:Option.1跳正确HTMLCONTROLForms.HTML:Option.1渡错误疮5.投资者谷在融资融券逼交易前,所质需要经历的舱业务环节包猜括()。HTMLCONTROLForms.HTML:Option.1抖签订合同和迫风险揭示书秃HTMLCONTROLForms.HTML:Option.1蛇转入担保物瘦HTMLCONTROLForms.HTML:Option.1万开立账户HTMLCONTROLForms.HTML:Option.1平以上都包括枯既6.担保证治券上市公司臂股东大会议伏案需要投票互赞成、反对耀或弃权时(惊)HTMLCONTROLForms.HTML:Option.1属按客户的意后见以券商的鱼名义投票HTMLCONTROLForms.HTML:Option.1箱按券商的意扑见已券商的遇名义投票HTMLCONTROLForms.HTML:Option.1哨不允许参加终投票HTMLCONTROLForms.HTML:Option.1调以每位客户岛的名义投票兔抹7.融券期玻间,投资者邀本人或关联次人卖出与所忘融入证券相余同的证券时竞,投资者应旧当自该事实膏发生之日起病3个交易日差内向证券公床司申报。HTMLCONTROLForms.HTML:Option.1昏正确HTMLCONTROLForms.HTML:Option.1释错误HTMLCONTROLForms.HTML:Hidden.1HTMLCONTROLForms.HTML:Hidden.1述8.投资者招在注销信用居证券账户前韵,投资者应末该了结全部酒的融资融券潮交易,并将毁剩余证券划隔至其普通证不券账户。HTMLCONTROLForms.HTML:Option.1患错误HTMLCONTROLForms.HTML:Option.1叔正确略9.()是解客户在证券兔公司指定存酸管银行开设奥的资金账户格。该账户是鼓证券公司在雕银行开立的酬客户信用交趋易担保资金笋账户的二级皮账户,用于周记载投资者船交存的担保袍资金的明细尚数据。HTMLCONTROLForms.HTML:Option.1槽信用证券账逝户HTMLCONTROLForms.HTML:Option.1仅融资专用资隔金账户HTMLCONTROLForms.HTML:Option.1蝴信用资金账暴户HTMLCONTROLForms.HTML:Option.1捆融券专用证杏券账户盖10.担保鹰物的范围包妄括()。HTMLCONTROLForms.HTML:Option.1悲证券公司向绕投资者收取晌的保证金HTMLCONTROLForms.HTML:Option.1沈融券卖出所乖得的全部价框款HTMLCONTROLForms.HTML:Option.1层以上都包括阳HTMLCONTROLForms.HTML:Option.1摊投资者融资槽买入的全部立证券伶11.交易欠所规定的可扑充抵保证金低的证券的折各算率中,其泽他上市证券嘱投资基金和费债券折算率舒最高不超过榆()。HTMLCONTROLForms.HTML:Option.1谎80%HTMLCONTROLForms.HTML:Option.1宅65%HTMLCONTROLForms.HTML:Option.1江90%HTMLCONTROLForms.HTML:Option.1危70%暮12.客户袖信用交易担跟保证券账户吉记录的证券形,由证券公搅司以自己的仪名义,为客纵户的利益,概行使对证券饲发行人的权念利。HTMLCONTROLForms.HTML:Option.1烫错误HTMLCONTROLForms.HTML:Option.1扣正确守13.某投模资者信用账括户中有10课0元现金和琴200元市鲜值的证券A蚁,假设证券缩A的折算率发为60%,著拟融资买入郑融资保证金狼比例为50微%的证券B油,则该投资有者理论上可唯融资买入(挡)元市值因的证券B。宏本例中客户立的佣金及融费资利息、融医券费用均忽汪略不计。HTMLCONTROLForms.HTML:Option.1厦400HTMLCONTROLForms.HTML:Option.1狭600HTMLCONTROLForms.HTML:Option.1凝480HTMLCONTROLForms.HTML:Option.1叙440梁14.交易气所对投资者锤融资融券交伐易进行实时俘监控,当融道资融券交易篮存在异常交度易行为的,完交易所可斤以视情形采签取限制相关撕信用证券账清户交易等措株施。HTMLCONTROLForms.HTML:Option.1吧错误HTMLCONTROLForms.HTML:Option.1反正确阀15.假设守“证券A”懂属于交易所蓬规定的可充呢抵保证金证森券,折算率圾为70%,介证券公司甲公将其折算率佳下调为50批%。当前“南证券A”市岂价为20元竟,如果客户盲向证券公司庆甲提交10斥000股“兄证券A”作菌为担保物,理则其可充抵镜保证金为(瞧)元。HTMLCONTROLForms.HTML:Option.1仓10000押HTMLCONTROLForms.HTML:Option.1拾10000灶0HTMLCONTROLForms.HTML:Option.1银20000稠0HTMLCONTROLForms.HTML:Option.1刺14000强0买16.融券诸交易则为投放资者提供了弊做空的手段欲。HTMLCONTROLForms.HTML:Option.1层正确HTMLCONTROLForms.HTML:Option.1洁错误阻17.()愤是指投资者痰向证券公司吸融入资金或神证券时,证泰券公司向投怎资者收取的堂一定比例的街资金。HTMLCONTROLForms.HTML:Option.1贝标的证券HTMLCONTROLForms.HTML:Option.1药保证金HTMLCONTROLForms.HTML:Option.1椒债券HTMLCONTROLForms.HTML:Option.1贼股票旦18.()廊是客户在证智券公司开立使的用于记载锐客户委托证杰券公司持有臣的担保证券厚的明细数据书,是证券公卡司客户信用微交易担保证验券账户的二鸟级帐户。HTMLCONTROLForms.HTML:Option.1猾信用证券账弯户HTMLCONTROLForms.HTML:Option.1屡融券专用证距券账户HTMLCONTROLForms.HTML:Option.1筝信用资金账洽户HTMLCONTROLForms.HTML:Option.1限融资专用资基金账户拥19.投资比者信用证券分账户内持有蔬的担保证券闷,包括可充燥抵保证金证侵券和融资买礼入证券发生莫相关权益时须,证券发行震人派发股票凭红利或权证旅等证券的,炎该股票红利刮或权证等证宽券属于投资德者所有。HTMLCONTROLForms.HTML:Option.1断正确HTMLCONTROLForms.HTML:Option.1哨错误HTMLCONTROLForms.HTML:Hidden.1HTMLCONTROLForms.HTML:Hidden.1掉20.融资苦融券交易和及普通证券交箭易有哪些区闸别?HTMLCONTROLForms.HTML:Option.1穴投资者通过秒融资融券交俊易可以向证径券公司借入盖资金和证券遇进行交易。渔HTMLCONTROLForms.HTML:Option.1忍以上答案均近正确HTMLCONTROLForms.HTML:Option.1芳从事融资融渴券交易时,庆投资者与证丘券公司之间询不仅存在委陵托买卖的关疤系,还存在刃资金或证券灰的借贷关系坏。HTMLCONTROLForms.HTML:Option.1赛从事融资融演券交易时,源投资者如不拜能按时、足张额偿还资金殃或证券,还咸会给证券公轻司带来风险焰。100醉1.“融券榆”是指客户发向证券公司头借入什么HTMLCONTROLForms.HTML:Option.1冲上市证券HTMLCONTROLForms.HTML:Option.1捐债券HTMLCONTROLForms.HTML:Option.1探股票HTMLCONTROLForms.HTML:Option.1取基金历2.交易所筛规定的可充丙抵保证金的勿证券的折算艳率中,非深远圳100指代数成份股股欢票的折算率钞最高不超过慕()。HTMLCONTROLForms.HTML:Option.1涉80%HTMLCONTROLForms.HTML:Option.1闭90%HTMLCONTROLForms.HTML:Option.1浙70%HTMLCONTROLForms.HTML:Option.1怨65%叹3.维持担得保比例超过恳()时,叨客户可以提佩取保证金可击用余额中的棵现金或充抵朽保证金的有护价证券。HTMLCONTROLForms.HTML:Option.1滑300%HTMLCONTROLForms.HTML:Option.1晴100%HTMLCONTROLForms.HTML:Option.1嚼200%HTMLCONTROLForms.HTML:Option.1蛛400%管4.()是悉指投资者用检于充抵保证淹金的现金、户证券市值及夹融资融券交脑易产生的浮萄盈经折算后多形成的保证助金总额,减鸟去投资者未温了结融资融黄券交易已用关保证金及相软关利息、费馋用的余额。HTMLCONTROLForms.HTML:Option.1酱保证金可用荡余额HTMLCONTROLForms.HTML:Option.1赚维持担保比裤例HTMLCONTROLForms.HTML:Option.1骤担保物HTMLCONTROLForms.HTML:Option.1齿标的证券斥5.交易所炎规定的可充闸抵保证金的农证券的折算逃率中,深圳钞100指数纸成份股股票佛的折算率最兆高不超过(庸)。HTMLCONTROLForms.HTML:Option.1船90%HTMLCONTROLForms.HTML:Option.1声65%HTMLCONTROLForms.HTML:Option.1馅80%HTMLCONTROLForms.HTML:Option.1定70%拳6.当维持保担保比例达洒到()标贵准时,投资寨者没有按时眉追加担保物捧,将被面临或被平仓的危胸险。HTMLCONTROLForms.HTML:Option.1迁低于300鹅%HTMLCONTROLForms.HTML:Option.1章低于200喇%HTMLCONTROLForms.HTML:Option.1播低于130狗%HTMLCONTROLForms.HTML:Option.1皱低于100川%芹7.投资者牢通过银行将缴担保资金划族入信用资金秧账户,将可施充抵保证金孤的证券从普己通证券账户笔划转至信用瘦证券账户的金过程叫做(龄)。HTMLCONTROLForms.HTML:Option.1词转入担保物士HTMLCONTROLForms.HTML:Option.1尝授信HTMLCONTROLForms.HTML:Option.1么转出担保物凉HTMLCONTROLForms.HTML:Option.1父偿还债务篮8.投资者鞠参与融资融宋券交易的成纸本包括()夕。HTMLCONTROLForms.HTML:Option.1骄印花税HTMLCONTROLForms.HTML:Option.1甩以上都包括球HTMLCONTROLForms.HTML:Option.1利佣金、手续养费HTMLCONTROLForms.HTML:Option.1医融资利息、岸融券费率龟9.投资者连及其一致行重动人通过普欢通证券账户演和信用证券乓账户持有一暮家上市公司秩股票或其权必益的数量,牢合计达到规到定比例时,神应该依法履滴行相应的信较息报告、披读露或者要约剂收购业务。HTMLCONTROLForms.HTML:Option.1乖正确HTMLCONTROLForms.HTML:Option.1鸭错误酬10.根据促交易所的规鸽定,投资者侮融资买入时撕,融资保证裳金比例不得俯低于()。HTMLCONTROLForms.HTML:Option.1欣80%HTMLCONTROLForms.HTML:Option.1捏50%HTMLCONTROLForms.HTML:Option.1浅100%HTMLCONTROLForms.HTML:Option.1舅60%颂11.股票样作为融资买冰入、融券卖迹出标的证券谦的,应当符众合下列条件秒()。HTMLCONTROLForms.HTML:Option.1托在交易所上响市交易满三植个月HTMLCONTROLForms.HTML:Option.1贤股票交易未先被证券交易犯所实行特别教处理HTMLCONTROLForms.HTML:Option.1新股票发行公次司已完成股朗权分置改革用HTMLCONTROLForms.HTML:Option.1训以上均包括皱撕12.()家是指投资者石通过其信用句证券账户申蜜报卖券,结漠算时卖出证笋券所得资金多直接划转到丑证券公司融傻资专用账户锻的一种还款毅方式。HTMLCONTROLForms.HTML:Option.1渔直接还券HTMLCONTROLForms.HTML:Option.1扣买券还券HTMLCONTROLForms.HTML:Option.1馅卖券还款HTMLCONTROLForms.HTML:Option.1停直接还款积13.融资静融券交易和五普通证券交建易有哪些区环别?HTMLCONTROLForms.HTML:Option.1统投资者通过仿融资融券交树易可以向证偷券公司借入奏资金和证券日进行交易。浑HTMLCONTROLForms.HTML:Option.1据以上答案均职正确HTMLCONTROLForms.HTML:Option.1络从事融资融矿券交易时,惠投资者与证闲券公司之间栽不仅存在委泽托买卖的关荐系,还存在赚资金或证券汉的借贷关系狠。HTMLCONTROLForms.HTML:Option.1奇从事融资融爹券交易时,筝投资者如不匀能按时、足剪额偿还资金蝶或证券,还卵会给证券公适司带来风险疼。狭14.投资都者在融资买敢入证券时,遮需要满足的窜条件包括(贤)。HTMLCONTROLForms.HTML:Option.1娃证券公司有坦足够的资金肠可供融出HTMLCONTROLForms.HTML:Option.1井融资买入证架券品种属于绝标的证券HTMLCONTROLForms.HTML:Option.1宿以上都包括武HTMLCONTROLForms.HTML:Option.1史执行该笔交珠易投资者所经需保证金不立超过其当时称账户的保证织金可用余额择躲15.投资弃者用于一家否证券交易所割的上市证券柏交易的信用闪证券帐户可箩以超过一个抗,但与其普耍通证券帐户帅的姓名和名炮称应当一致砖。HTMLCONTROLForms.HTML:Option.1条错误HTMLCONTROLForms.HTML:Option.1别正确谈16.投资灰者从事融资只融券交易,察需向证券公非司提供担保软物,担保物莫主要包括(须)。HTMLCONTROLForms.HTML:Option.1屡融券卖出所守得的全部价戚款HTMLCONTROLForms.HTML:Option.1错其他三项都哄包括HTMLCONTROLForms.HTML:Option.1棚证券公司向版投资者收取峰的保证金HTMLCONTROLForms.HTML:Option.1耀投资者融资碧买入的全部授证券尚17.投资宋者以现金作携为保证金时纷,可以全额腾计入保证金勺金额。HTMLCONTROLForms.HTML:Option.1劫错误HTMLCONTROLForms.HTML:Option.1桃正确困18.客户片只能与一家湖证券公司签绣订融资融券网合同,向一概家证券公司期融入资金和默证券。HTMLCONTROLForms.HTML:Option.1寿正确HTMLCONTROLForms.HTML:Option.1缴错误疏19.可充掌抵保证金的诚证券的折算束率下降会导茂致维持担保屑比例()。HTMLCONTROLForms.HTML:Option.1拣不变娃okHTMLCONTROLForms.HTML:Option.1债增加HTMLCONTROLForms.HTML:Option.1点减少HTMLCONTROLForms.HTML:Option.1众无法判断屠20.投资循者信用证券意账户内持有价的担保证券蓝,包括可充国抵保证金证耀券和融资买丑入证券发生彩相关权益时寻,证券发行受人派发股票时红利或权证仅等证券的,他该股票红利觉或权证等证稻券属于投资霜者所有。HTMLCONTROLForms.HTML:Option.1搅正确HTMLCONTROLForms.HTML:Option.1押错误95屯1.如果某旋投资者信用腊账户内有1掠00元现金牵和200元犯市值的证券殊A,假设证特券A的折算幕率为60%支。那么,该陷投资者信用看账户内的保浑证金金额为英()元。HTMLCONTROLForms.HTML:Option.1势100HTMLCONTROLForms.HTML:Option.1傲300HTMLCONTROLForms.HTML:Option.1臂200HTMLCONTROLForms.HTML:Option.1静220默2.维持担难保比例超过吸()时,兵客户可以提火取保证金可悄用余额中的辱现金或充抵桨保证金的有以价证券。HTMLCONTROLForms.HTML:Option.1木300%HTMLCONTROLForms.HTML:Option.1滤100%HTMLCONTROLForms.HTML:Option.1利200%HTMLCONTROLForms.HTML:Option.1质400%饺3.信用证汽券账户可以段买入或转入植除担保物以坑及交易所公谣布的标的证屿券范围以外怕的证券。HTMLCONTROLForms.HTML:Option.1经错误HTMLCONTROLForms.HTML:Option.1杨正确猜4.担保物弟的范围包括烟()。HTMLCONTROLForms.HTML:Option.1羊证券公司向培投资者收取梯的保证金HTMLCONTROLForms.HTML:Option.1贷融券卖出所旦得的全部价杂款HTMLCONTROLForms.HTML:Option.1横以上都包括垃HTMLCONTROLForms.HTML:Option.1但投资者融资豆买入的全部什证券拌5.某投资版者信用账户蜜中有100妇元现金和2蛮00元市值剩的证券A,炮假设证券A复的折算率为芒60%,拟程融资买入融韵资保证金比陷例为50%免的证券B,城则该投资者奸理论上可融构资买入(材)元市值的愁证券B。本齿例中客户的叛佣金及融资材利息、融券咬费用均忽略娱不计。HTMLCONTROLForms.HTML:Option.1浙400HTMLCONTROLForms.HTML:Option.1宜600HTMLCONTROLForms.HTML:Option.1摔480HTMLCONTROLForms.HTML:Option.1抓440炮6.融券交惩易则为投资只者提供了做姓空的手段。HTMLCONTROLForms.HTML:Option.1面正确HTMLCONTROLForms.HTML:Option.1袋错误绳7.投资者伴信用证券账灵户可以用于诱债券回购交宵易。HTMLCONTROLForms.HTML:Option.1肯错误HTMLCONTROLForms.HTML:Option.1伙正确饺8.投资者购用于一家证统券交易所的揭上市证券交沈易的信用(叨融资融券交纹易)证券账羽户可以有:HTMLCONTROLForms.HTML:Option.1据3个HTMLCONTROLForms.HTML:Option.1费2个HTMLCONTROLForms.HTML:Option.1绣1个HTMLCONTROLForms.HTML:Option.1腊没有限制杨9.投资者违及其一致行姻动人通过普截通证券账户径和信用证券钉账户持有一铺家上市公司极股票或其权旗益的数量,积合计达到规尸定比例时,乒应该依法履改行相应的信吴息报告、披贴露或者要约龄收购业务。HTMLCONTROLForms.HTML:Option.1善正确HTMLCONTROLForms.HTML:Option.1身错误胸10.可充魔抵保证金证畏券的名单和益折算率一经提确定,则不杜能调整。HTMLCONTROLForms.HTML:Option.1牛正确HTMLCONTROLForms.HTML:Option.1汽错误贼11.融资达融券交易和乌普通证券交叔易有哪些区甚别?HTMLCONTROLForms.HTML:Option.1尸投资者通过秘融资融券交钢易可以向证享券公司借入片资金和证券椅进行交易。挤HTMLCONTROLForms.HTML:Option.1颤以上答案均呜正确HTMLCONTROLForms.HTML:Option.1西从事融资融尚券交易时,走投资者与证质券公司之间啄不仅存在委尺托买卖的关废系,还存在母资金或证券严的借贷关系屿。HTMLCONTROLForms.HTML:Option.1串从事融资融师券交易时,围投资者如不衬能按时、足辨额偿还资金嫂或证券,还裤会给证券公岔司带来风险沾。宴12.标的获证券是投资埋者融入资金晌可买入的证典券和证券公衬司可对投资俱者融出的证缴券,()探按照从严到飞宽、从少到堡多、逐步扩杆大的原则,距根据融资融甘券业务试点司的进展情况登,在满足规奸定的证券范匆围内审核、稠选取标的证住券名单,并蚕向市场公布动。HTMLCONTROLForms.HTML:Option.1钢证券交易所稼HTMLCONTROLForms.HTML:Option.1敌中国证监会舅HTMLCONTROLForms.HTML:Option.1裳中国证券业躁协会HTMLCONTROLForms.HTML:Option.1杨证券公司驱13.某投杏资者信用证青账户中有1执50万元保胞证金可用余纯额,该投资柴者的融券保扶证金比例为防100%,王则该投资者欧最大可融券催卖出()堆万元价值的天证券。本例苏中客户的佣铸金及融资利选息、融券费荣用均忽略不喉计。HTMLCONTROLForms.HTML:Option.1奏50万元HTMLCONTROLForms.HTML:Option.1仇150万元傻HTMLCONTROLForms.HTML:Option.1水200万元徒HTMLCONTROLForms.HTML:Option.1伙100万元厚粗14.融资钉融券业务是坐指证券公司徒向客户出借傻资金供其买栗入上市证券坛或者出借上德市证券供其役卖出,并收范取担保物的柿经营活动。HTMLCONTROLForms.HTML:Option.1确错误HTMLCONTROLForms.HTML:Option.1广正确卷15.投资构者以现金作左为保证金时麻,可以全额迟计入保证金读金额。HTMLCONTROLForms.HTML:Option.1鞠错误HTMLCONTROLForms.HTML:Option.1岸正确涂16.投资贼者在融资业暗务中存在亏脖损放大的风虏险。HTMLCONTROLForms.HTML:Option.1保正确HTMLCONTROLForms.HTML:Option.1陆错误维17.投资罢者在融券卖房出时,需要刘满足的条件势包括()。HTMLCONTROLForms.HTML:Option.1孩委托价格满细足证券交易仰所规定的申阅报价格要求垫。HTMLCONTROLForms.HTML:Option.1忌执行该笔交受易投资者所告需保证金不片超过其当时餐账户的保证拘金可用余额乘。HTMLCONTROLForms.HTML:Option.1稍证券公司有采足够的证券倦可供融出。肯HTMLCONTROLForms.HTML:Option.1耗以上都包括喇柔18.当投昂资者出现下备列()情形钱之一时,证写券公司有权茧对其作为担掩保物的持仓贱证券进行强袭行平仓HTMLCONTROLForms.HTML:Option.1艺司法机关依芦法对客户信渔用证券账户相或者信用资奇金账户记载申的权益采取刑财产保全或悠者强制执行颂措施的,应酱当处分担保柜物,实现因害向客户融资戒融券所生债阿权,之后,牲再协助司法盼机关执行。纹HTMLCONTROLForms.HTML:Option.1及投资者担保毛物价值低于紫合同约定的逆最低维持担黄保比例(1出30%),樱且经公司通饥知后仍未补镰足担保物。吧HTMLCONTROLForms.HTML:Option.1夸到期未偿还惰或未全部偿付还融资融券尿债务的。HTMLCONTROLForms.HTML:Option.1昏以上均包括弟挎19.()部是指投资者梦用于充抵保朵证金的现金想、证券市值拐及融资融券拒交易产生的冠浮盈经折算荣后形成的保匀证金总额,困减去投资者诚未了结融资醉融券交易已陷用保证金及端相关利息、拦费用的余额帐。HTMLCONTROLForms.HTML:Option.1拿保证金可用到余额HTMLCONTROLForms.HTML:Option.1斗维持担保比滚例HTMLCONTROLForms.HTML:Option.1而担保物HTMLCONTROLForms.HTML:Option.1晶标的证券述20.融资汉融券业务中残,证券公司饭客户信用交扇易担保证券锯账户内的证驰券属于信托畜财产,其名烘义所有权归伞属证券公司子,但投资者动在履行义务研后,有权要油求返还相关火证券。HTMLCONTROLForms.HTML:Option.1忆错误HTMLCONTROLForms.HTML:Option.1呼正确100祝1.交易所搭规定的可充捆抵保证金的巩证券的折算圣率中,国债逮的折算率最岗高不超过(县)。HTMLCONTROLForms.HTML:Option.1容95%HTMLCONTROLForms.HTML:Option.1殿90%HTMLCONTROLForms.HTML:Option.1项85%HTMLCONTROLForms.HTML:Option.1孤80%袭2.融券卖塞出的申报价薯格不得低于抬该证券的(乘)。HTMLCONTROLForms.HTML:Option.1锤前一日平均杠收盘价HTMLCONTROLForms.HTML:Option.1词最新成交价矩HTMLCONTROLForms.HTML:Option.1役收盘价HTMLCONTROLForms.HTML:Option.1锡净值煤3.投资者收参与融资融挂券所需口要递交的材溪料包括()锄。HTMLCONTROLForms.HTML:Option.1轿普通账户卡赌HTMLCONTROLForms.HTML:Option.1悟必要的财产且证明HTMLCONTROLForms.HTML:Option.1春身份证明文立件HTMLCONTROLForms.HTML:Option.1恒以上都包括芳毙4.投资者壁从事融券交淹易,除了“减直接还券”破方式外,还损可以选择(救)的方式游,偿还向证敲券公司融入狡的证券。HTMLCONTROLForms.HTML:Option.1趁融资买入HTMLCONTROLForms.HTML:Option.1供买券还券HTMLCONTROLForms.HTML:Option.1梢卖券还款HTMLCONTROLForms.HTML:Option.1姨融券卖出浇5.投资者芽信用证券账赔户内持有的滨担保证券,阳包括可充抵递保证金证券栽和融资买入页证券发生相矛关权益时,坝证券发行人横派发股票红侍利或权证等丸证券的,该隐股票红利或龄权证等证券厉属于投资者把所有。HTMLCONTROLForms.HTML:Option.1杀正确HTMLCONTROLForms.HTML:Option.1剧错误资6.客户信悉用证券账户暑是公司客户练信用交易担蔬保证券账户宇的()证券纲账户HTMLCONTROLForms.HTML:Option.1泼二级HTMLCONTROLForms.HTML:Option.1酸一级HTMLCONTROLForms.HTML:Option.1幻三级HTMLCONTROLForms.HTML:Option.1帆初级尤7.投资者奉在融资买入研证券时,需送要满足的条盾件包括()愁。HTMLCONTROLForms.HTML:Option.1示证券公司有敢足够的资金赛可供融出HTMLCONTROLForms.HTML:Option.1道融资买入证享券品种属于锹标的证券HTMLCONTROLForms.HTML:Option.1机以上都包括辅HTMLCONTROLForms.HTML:Option.1筋执行该笔交初易投资者所瓶需保证金不细超过其当时粉账户的保证者金可用余额素词8.融券期催间,投资者抖本人或关联使人卖出与所止融入证券相北同的证券时部,投资者应饮当自该事实耽发生之日起书3个交易日前内向证券公辞司申报。HTMLCONTROLForms.HTML:Option.1吧正确HTMLCONTROLForms.HTML:Option.1野错误五9.投资者抚从事融资融宴券交易,需斯向证券公司逗提供担保物章,担保物主扫要包括(未)。HTMLCONTROLForms.HTML:Option.1仿融券卖出所巩得的全部价押款HTMLCONTROLForms.HTML:Option.1呀其他三项都喂包括HTMLCONTROLForms.HTML:Option.1袜证券公司向猛投资者收取匠的保证金HTMLCONTROLForms.HTML:Option.1廉投资者融资扇买入的全部商证券牛10.可充稠抵保证金的厚证券的折算邀率下降会导干致维持担保转比例()。HTMLCONTROLForms.HTML:Option.1运不变条okHTMLCONTROLForms.HTML:Option.1沟增加HTMLCONTROLForms.HTML:Option.1拜减少HTMLCONTROLForms.HTML:Option.1朋无法判断辈11.当投勤资者全部偿鼓还证券公司用的融资融券后债务后,投时资者不可以害向证券公司蛛申请将其信示用账户内的荐剩余资产转讯入其普通账魔户以结束信婚用交易。HTMLCONTROLForms.HTML:Option.1掠正确HTMLCONTROLForms.HTML:Option.1废错误耳12.投资极者信用证券泽账户可以用摘于债券回购毕交易。HTMLCONTROLForms.HTML:Option.1琴错误HTMLCONTROLForms.HTML:Option.1慎正确蜘13.交易朵所规定的可股充抵保证金陡的证券的折填算率中,深窄圳100指禾数成份股股吩票的折算率昂最高不超过页()。HTMLCONTROLForms.HTML:Option.1数90%HTMLCONTROLForms.HTML:Option.1嫌65%HTMLCONTROLForms.HTML:Option.1首70%HTMLCONTROLForms.HTML:Option.1宿80%占14.作为哥标的证券的亏股票应当在晕交易所上市序交易满()支个月。HTMLCONTROLForms.HTML:Option.1当1HTMLCONTROLForms.HTML:Option.1重3HTMLCONTROLForms.HTML:Option.1扔2HTMLCONTROLForms.HTML:Option.1蝴4赞15.某投如资者信用账惯户中有10赖0元保证金瓣可用余额,劲拟融资买入吊融资保证金为比例为50旧%的证券B星,则该投资煌者理论上可防融资买入(击)元市值的污证券B。HTMLCONTROLForms.HTML:Option.1葱200HTMLCONTROLForms.HTML:Option.1菊100HTMLCONTROLForms.HTML:Option.1锈150HTMLCONTROLForms.HTML:Option.1成400雹16.某投丛资者信用账摔户中有10涂0元现金和浴200元市柴值的证券A滩,假设证券讨A的折算率赖为60%,正拟融资买入锄融资保证金装比例为50恨%的证券B材,则该投资稀者理论上可逢融资买入(边)元市值暂的证券B。适本例中客户伴的佣金及融汉资利息、融裹券费用均忽赚略不计。HTMLCONTROLForms.HTML:Option.1屯400HTMLCONTROLForms.HTML:Option.1截600HTMLCONTROLForms.HTML:Option.1坟480HTMLCONTROLForms.HTML:Option.1贼440吐17.客户齐从事融券交肤易的,可以葵选择()概的方式,偿航还向证券公申司融入的证饭券。HTMLCONTROLForms.HTML:Option.1都融券卖出HTMLCONTROLForms.HTML:Option.1蜘买券还券HTMLCONTROLForms.HTML:Option.1升以借还借HTMLCONTROLForms.HTML:Option.1耗融资买入铅18.可充腊抵保证金的希证券折算率谣下降会导致棵保证金可用注余额()。HTMLCONTROLForms.HTML:Option.1像增加HTMLCONTROLForms.HTML:Option.1践无法判断HTMLCONTROLForms.HTML:Option.1守不变HTMLCONTROLForms.HTML:Option.1哗减少气19.融资朱融券交易和宪普通证券交布易有哪些区乎别?HTMLCONTROLForms.HTML:Option.1杨投资者通过衔融资融券交盖易可以向证嚼券公司借入凶资金和证券痛进行交易。古HTMLCONTROLForms.HTML:Option.1鉴以上答案均园正确HTMLCONTROLForms.HTML:Option.1天从事融资融辩券交易时,扑投资者与证迟券公司之间蜻不仅存在委颂托买卖的关挠系,还存在婶资金或证券刮的借贷关系州。HTMLCONTROLForms.HTML:Option.1陡从事融资融富券交易时,婚投资者如不晋能按时、足仅额偿还资金俗或证券,还双会给证券公粪司带来风险碎。颂20.投资顶者参与融资除融券交易的繁成本包括(肥)。HTMLCONTROLForms.HTML:Option.1警印花税HTMLCONTROLForms.HTML:Option.1错以上都包括觉HTMLCONTROLForms.HTML:Option.1鬼佣金、手续责费HTMLCONTROLForms.HTML:Option.1纽融资利息、妻融券费率95缘1.投资者胡以现金作为电保证金时,穷可以全额计缩入保证金金浙额。HTMLCONTROLForms.HTML:Option.1绝错误HTMLCONTROLForms.HTML:Option.1片正确己2.单只标土的证券的融喊券余量达到合该证券上市碧可流通量的疫()时,交令易所可以在不次一交易日哥暂停其融券路卖出。HTMLCONTROLForms.HTML:Option.1美50%HTMLCONTROLForms.HTML:Option.1幕40%HTMLCONTROLForms.HTML:Option.1附25%HTMLCONTROLForms.HTML:Option.1追10%烈3.单只标液的证券的融葛券余量达到鼻该证券上市轿可流通量的尤25%时,务交易所可以前在次一交易蛙日暂停其融钱券卖出;当武其融券余量丛降低至()西以下时,交分易所可以在桨次一交易日耗恢复其融券荒卖出。HTMLCONTROLForms.HTML:Option.1典15%HTMLCONTROLForms.HTML:Option.1件25%HTMLCONTROLForms.HTML:Option.1戚20%HTMLCONTROLForms.HTML:Option.1吃10%驴4.信用证亭券账户可以亦买入或转入偶除担保物以赌及交易所公柏布的标的证稼券范围以外喘的证券。HTMLCONTROLForms.HTML:Option.1牛错误HTMLCONTROLForms.HTML:Option.1骨正确偿5.客户向泪证券公司提挪供的,可以猎作为“担保适物”充抵保共证金的是以页下哪种(捡)?HTMLCONTROLForms.HTML:Option.1颤汽车HTMLCONTROLForms.HTML:Option.1信定期存折HTMLCONTROLForms.HTML:Option.1雁房产HTMLCONTROLForms.HTML:Option.1肝现金+符合困规定条件的撞股票钳6.融资保味证金比例、刷融券保证金兵比例和维持叉担保比例等呈重要参数一武经确定,不矩能够调整HTMLCONTROLForms.HTML:Option.1行错误HTMLCONTROLForms.HTML:Option.1聋正确性7.投资者园参与融资融壮券交易前应啊该做的工作酒包括()。HTMLCONTROLForms.HTML:Option.1艰签订《融资汗融券合同》词HTMLCONTROLForms.HTML:Option.1仓以上都包括春HTMLCONTROLForms.HTML:Option.1背签订《融资意融券交易风姜险揭示书》拜HTMLCONTROLForms.HTML:Option.1奉开立信用证证券账户和信跌用资金账户榜砌8.可充抵要保证金的证广券折算率下丘降会导致保摘证金可用余寇额()。HTMLCONTROLForms.HTML:Option.1顺增加HTMLCONTROLForms.HTML:Option.1漆无法判断HTMLCONTROLForms.HTML:Option.1沫不变HTMLCONTROLForms.HTML:Option.1驴减少窗9.投资者稿融券卖出所珍得资金除了额用于买券还推券外,还可幻以作其他用忆途。HTMLCONTROLForms.HTML:Option.1犹正确HTMLCONTROLForms.HTML:Option.1耳错误厨10.()搞是指投资者算用于充抵保励证金的现金稼、证券市值颠及融资融券锅交易产生的隙浮盈经折算致后形成的保竖证金总额,及减去投资者昨未了结融资篮融券交易已巷用保证金及巨相关利息、妖费用的余额仰。HTMLCONTROLForms.HTML:Option.1川保证金可用遮余额HTMLCONTROLForms.HTML:Option.1甜维持担保比劣例HTMLCONTROLForms.HTML:Option.1疼担保物HTMLCONTROLForms.HTML:Option.1旧标的证券胞11.客户柱只能与一家盈证券公司签锈订融资融券吹合同,向一歼家证券公司局融入资金和辩证券。HTMLCONTROLForms.HTML:Option.1蝇正确HTMLCONTROLForms.HTML:Option.1较错误垒12.在融敏资交易中,警投资者进行革卖出交易时恢,所得资金奴首先归还投砖资者欠证券偏公司款项,扫余额留存在无通知信用账木户里。HTMLCONTROLForms.HTML:Option.1类正确HTMLCONTROLForms.HTML:Option.1臣错误结13.投资缴者用于一家观证券交易所矮的上市证券递交易的信用加(融资融券隆交易)证券馋账户可以有令:HTMLCONTROLForms.HTML:Option.1屿3个HTMLCONTROLForms.HTML:Option.1乌2个HTMLCONTROLForms.HTML:Option.1诊1个HTMLCONTROLForms.HTML:Option.1苏没有限制枕14.投资死者在融资买蔽入证券时,约需要满足的把条件包括(族)。HTMLCONTROLForms.HTML:Option.1联证券公司有编足够的资金茧可供融出HTMLCONTROLForms.HTML:Option.1贡融资买入证您券品种属于梢标的证券HTMLCONTROLForms.HTML:Option.1饥以上都包括熟HTMLCONTROLForms.HTML:Option.1垃执行该笔交匠易投资者所喘需保证金不走超过其当时歉账户的保证勿金可用余额扰童15.投资掌者向证券申殃请注销信用寨证券账户的备,证券公司航和投资者应毯该在注销信拴用证券账户氏前了结全部孤的融资融券吐交易。HTMLCONTROLForms.HTML:Option.1纽错误HTMLCONTROLForms.HTML:Option.1谈正确乘16.担保伐证券涉及收胃购(包括要酸约收购和协均议收购)情莫形时,投资目者不得通过园信用证券账奉户申报预受依要约。HTMLCONTROLForms.HTML:Option.1凝正确HTMLCONTROLForms.HTML:Option.1踪错误临17.投资永者信用证账循户中有10犁0万元保证抬金可用余额省,该投资者乔的融资保证蛛金比例为5逐0%,则该侧投资者最大欢可融资买入隔()万元尸价值的证券富。本例中客沉户的佣金及闪融资利息、酿融券费用均拦忽略不计。HTMLCONTROLForms.HTML:Option.1荐50万元HTMLCONTROLForms.HTML:Option.1硬100万元配HTMLCONTROLForms.HTML:Option.1夕150万元殃HTMLCONTROLForms.HTML:Option.1蹄200万元隶筋18.证券霞公司在与客即户签订融资敲融券合同前材,向客户履脊行风险揭示唐义务。HTMLCONTROLForms.HTML:Option.1耍正确HTMLCONTROLForms.HTML:Option.1他错误棉19.单只漏标的证券的轻融资余额达懒到该证券上葡市可流通市爹值的()时涝,交易所可忧以在次一交略易日暂停其哪融资买入。HTMLCONTROLForms.HTML:Option.1呜50%HTMLCONTROLForms.HTML:Option.1特25%HTMLCONTROLForms.HTML:Option.1丘10%HTMLCONTROLForms.HTML:Option.1饺40%狂20.投资秘者信用账户往内有60万妇元现金和1寒00万元市责值的某证券其,假设该证玩券的折算率怨为60%,戴那么,该投守资者信用账萝户内的保证知金金额为(外)万元。叙HTMLCONTROLForms.HTML:Option.1洁100万元小HTMLCONTROLForms.HTML:Option.1粥160万元万HTMLCONTROLForms.HTML:Option.1刊136万元霜HTMLCONTROLForms.HTML:Option.1钻120万元轧100霸1.所有的镰证券公司都阅可以开展融谢资融券交易栏。HTMLCONTROLForms.HTML:Option.1销错误HTMLCONTROLForms.HTML:Option.1右正确脱2.融资交肢易为看多的车投资者提供呢了杠杆交易条的手段。HTMLCONTROLForms.HTML:Option.1腐正确HTMLCONTROLForms.HTML:Option.1湿错误木3.投资者炮的维持担保冰比例不得低概于130%迅。当投资者物维持担保比育例低于13妹0%时,证筐券公司应当默通知投资者往在约定的期伞限内追加担霉保物,追加记后的维持担航保比例不得初低于()。HTMLCONTROLForms.HTML:Option.1栽140%HTMLCONTROLForms.HTML:Option.1俭150%HTMLCONTROLForms.HTML:Option.1法130%HTMLCONTROLForms.HTML:Option.1罢160%蚁4.()是仇指投资者向养证券公司融坚入资金或证急券时,证券覆公司向投资祖者收取的一登定比例的资缝金。HTMLCONTROLForms.HTML:Option.1垮标的证券HTMLCONTROLForms.HTML:Option.1傻保证金HTMLCONTROLForms.HTML:Option.1翻债券HTMLCONTROLForms.HTML:Option.1爷股票能5.可充抵文保证金的证暴券的折算率咐下降会导致纺维持担保比劣例()。HTMLCONTROLForms.HTML:Option.1定不变HTMLCONTROLForms.HTML:Option.1烘增加HTMLCONTROLForms.HTML:Option.1架减少HTMLCONTROLForms.HTML:Option.1翁无法判断运6.“融券销”是指客户舰向证券公司园借入什么HTMLCONTROLForms.HTML:Option.1降上市证券HTMLCONTROLForms.HTML:Option.1柜债券HTMLCONTROLForms.HTML:Option.1混股票HTMLCONTROLForms.HTML:Option.1脂基金叶7.投资者挪在融资买入艺证券时,需近要满足的条苍件包括()澡。HTMLCONTROLForms.HTML:Option.1除证券公司有可足够的资金众可供融出HTMLCONTROLForms.HTML:Option.1碍融资买入证偏券品种属于敢标的证券HTMLCONTROLForms.HTML:Option.1哗以上都包括泪HTMLCONTROLForms.HTML:Option.1每执行该笔交茎易投资者所瘦需保证金不摇超过其当时疑账户的保证挎金可用余额丝译8.客户信煎用交易担保牙证券账户记蛇录的证券,垂由证券公司局以自己的名驶义,为客户作的利益,行么使对证券发睬行人的权利馅。HTMLCONTROLForms.HTML:Option.1渐错误HTMLCONTROLForms.HTML:Option.1尖正确逝9.假设客斑户信用账户缸有市值10勿0万元的可劣充抵保证金愧证券A,融优券卖出50武万元的标的息证券B,A搅和B的折算液率均为70秩%,则维持溉担保比例为应()。本赖例中客户的幼佣金及融资名利息、融券害费用均忽略丸不计。HTMLCONTROLForms.HTML:Option.1畅300%HTMLCONTROLForms.HTML:Option.1呜140%HTMLCONTROLForms.HTML:Option.1照210%HTMLCONTROLForms.HTML:Option.1皂200%稻10.客户滤从事融券交毫易的,可以惯选择()落的方式,偿已还向证券公堪司融入的证帐券。HTMLCONTROLForms.HTML:Option.1店融券卖出HTMLCONTROLForms.HTML:Option.1饶买券还券HTMLCONTROLForms.HTML:Option.1讲以借还借HTMLCONTROLForms.HTML:Option.1席融资买入慢11.证券豆公司在与客腹户签订融资干融券合同前恩,向客户履恶行风险揭示腊义务。HTMLCONTROLForms.HTML:Option.1处正确HTMLCONTROLForms.HTML:Option.1霜错误罪12.资者盒融资余额为压100万元突,担保物的悦价值为12声5万。投资砌者需追加的删担保物最少撑为()。鱼HTMLCONTROLForms.HTML:Option.1教100万元绸x300%鼠-125万战元=175拖万元HTMLCONTROLForms.HTML:Option.1括100万元料x130%圾-125万繁元=5万元筒HTMLCONTROLForms.HTML:Option.1絮100万元锤x150%兄-125万信元=25万缎元HTMLCONTROLForms.HTML:Option.1尚100万元蜡x200%忌-125万维元=75万督元石13.交易前所规定的可表充抵保证金渠的证券的折惩算率中,非楼深圳100体指数成份股役股票的折算熄率最高不超历过()。HTMLCONTROLForms.HTML:Option.1纹80%HTMLCONTROLForms.HTML:Option.1境90%HTMLCONTROLForms.HTML:Option.1阔70%HTMLCONTROLForms.HTML:Option.1畅65%朱14.作为听标的证券的宽股票应当在姿交易所上市恋交易满()畜个月。HTMLCONTROLForms.HTML:Option.1成1HTMLCONTROLForms.HTML:Option.1引3HTMLCONTROLForms.HTML:Option.1岂2HTMLCONTROLForms.HTML:Option.1鱼4秆15.投资涨者用于一家讲证券交易所谨的上市证券丰交易的信用颂(融资融券禽交易)证券炒账户可以有弟:HTMLCONTROLForms.HTML:Option.1便3个HTMLCONTROLForms.HTML:Option.1端2个HTMLCONTROLForms.HTML:Option.1魂1个HTMLCONTROLForms.HTML:Option.1升没有限制工16.融券等期间,投资东者本人或关蹈联人卖出与怎所融入证券短相同的证券绑时,投资者米应当自该事汉实发生之日派起3个交易巴日内向证券爪公司申报。HTMLCONTROLForms.HTML:Option.1喂正确HTMLCONTROLForms.HTML:Option.1剩错误嚼17.交易威所规定的可嘴充抵保证金朽的证券的折嗓算率中,深蜂圳100指评数成份股股特票的折算率脊最高不超过鹅()。HTMLCONTROLForms.HTML:Option.1辞90%HTMLCONTROLForms.HTML:Option.1徒65%HTMLCONTROLForms.HTML:Option.1社70%HTMLCONTROLForms.HTML:Option.1台80%烤18.某投吩资者信用账烈户中有10驰0元保证金月可用余额,符拟融券卖出晌融券保证金胃比例为50死%的证券C唯,则该投资歪者理论上可暖融券卖出(柱)元市值的辅证券C。HTMLCONTROLForms.HTML:Option.1般400HTMLCONTROLForms.HTML:Option.1久100HTMLCONTROLForms.HTML:Option.1坡15

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