证券里的英语词汇

证券里的英语词汇accredited隶属adjustedliabilities经调整负债advertisement广告advisingoncorporatefinance就机构融资提供意见advisingonfuturescontracts就期货合约提供意见advisingonsecurities就证券提供意见AdvisoryCommittee咨询委员会agents代理人aggregategrossforeigncurrencyposition合计外币总持仓量agreement协议agreementinwriting书面协议amountofmarginrequiredtobedeposited按规定须存放的保证金数额ancillarystabilizingaction附带稳定价格行动appealpanel上诉委员会applicant申请人application申请applicationforreview复核申请appointedday指定日期approvedbankincorporatedoutsideHongKong法团的银行以外成立为核准的在香港approvedcreditratingagency核准信贷评级机构approvedcustodian核准保管人approvedfuturesexchange核准期货交易所approvedintroducingagent核准介绍代理人approvedinvestmentadviser认可投资顾问approvedlendingagent核准借出代理人approvedperson核准人士approvedredeemableshares核准可赎回股份approvedregionalexchange认可地区性交易所approvedsecuritiesborrowingandlendingcounterparty核准证券借贷对手方approvedshareregistrar认可股份登记员approvedstandbysubordinatedloanfacility核准备用后偿贷款融通approvedstockexchange核准证券交易所approvedsubordinatedloan核准后偿贷款arbitrationpanel仲裁小组arbitrator仲裁人articles章程细则assetmanagement资产管理associate有联系者associatedcorporation相联法团associatedentity有联系实体associatedperson相联者auditworkingpapers审计工作材料auditor核数师authorizedATSprovider认可自动化交易服务提供者authorizedautomatedtradingservices认可自动化交易服务authorizedfinancialinstitution认可财务机构authorizedmutualfund认可互惠基金authorizedperson获授权人authorizedrepresentative获授权代表authorizedunittrust认可单位信托automatedtradingserviceprovider自动化交易服务提供者automatedtradingservices自动化交易服务averagemonthlyturnover平均每月成交额back-to-backcontract背对背合约balance结余bank银行bankincorporatedoutsideHongKong法团的银行地方成立为在香港以外banker银行banker´sbook银行簿册basicamount基本数额basicinformation基本数据bilateralnettingagreement双边净额结算协议blanketassurance概括性保证body团体bondbroker债券经纪bonddealer债券交易商books簿册borrow借用安排broadcast广播broadcaster广播业者broker经纪businessday营业日calculation有关计算call造访capitalaccount资本帐cashsettledequityderivatives现金结算股本衍生工具CEnumber中央编号certificateofdeposit存款证chairman主席charge押记chiefexecutive最高行政人员claimant申索人ClaimsRules《申索规则》clearinghouse结算所clearingparticipant结算所参与者clerk书记client客户clientassets客户资产clientcollateral客户抵押品clientcontract客户合约clientmoney客户款项clientsecurities客户证券clientsecuritiesandcollateral客户证券及抵押品closingdate截止日期codes守则collateral抵押品collateralizedwarrants有抵押权证collectiveinvestmentscheme集体投资计划Commission证监会；监察委员会commission佣金CommissioneroftheIndependentCommissionAgainstCorruption廉政专员commonclient共同客户companiesinspector公司审查员company公司compensation赔偿compensationfund赔偿基金complaintsofficer投诉主任completion完成concentrationdiscountingfactor集中折扣系数conditionaloffer有条件要约conduct行为constitution章程contractmultiplier合约乘数controller控制人controllingentity控权实体controllingentityrelationship控权实体关系controllingperson控权人士corporatefinanceadviser,corporatefinanceconsultant机构融资顾问corporation法团court法庭；法院creditunion储蓄互助社criminalinvestigatorybody刑事调查机构currencyfuturescontract货币期货合约custodian保管人custodianstatement保管人结单datamaterial数据材料dealing交易dealinginfuturescontracts期货合约交易dealinginsecurities证券交易debenture债权证debtsecurities债务证券defalcation亏空default违责defaultproceedings违责处理程序defaultrules违责处理规则defaulter违责者deliver交付depositaryreceipt寄存单据deputychairman副主席derivativecontract衍生工具合约derivatives衍生工具digitalsignature数码签署director董事dispute争议disqualificationorder取消资格令document文件dutyofdisclosure披露责任employee雇员equityderivatives股本衍生工具equitylinkedinstruments股票挂钩票据equitysecurities权益证券equivalentcorporation等同法团equivalentshares相等股份everyofficerofitwhoisindefault其每名违责的高级人员ExchangeCompany交易所公司exchangecontract交易所合约ExchangeFund外汇基金ExchangeFundBill外汇基金票据ExchangeFundNote外汇基金债券exchangeparticipant交易所参与者exchangeparticipant´srepresentative交易所参与者代表exchangetradedfund交易所买卖基金exchangetradedfundsmarketmaker交易所买卖基金庄家excludedclients豁除客户excludedinterests豁除权益excludedliabilities豁除负债excludedperson豁除人士executive执行人员executivedirector执行董事executiveofficer主管人员exemptedbody获豁免团体；豁免团体existingclient原有客户expert专家fee费用financialaccommodation财务通融financialproduct金融产品financialresourcesrule财政资源规则financialstatement财务报表financialyear财政年度firstpublicannouncementdate首次公开宣告日期floatinglosses浮动亏损floatingprofits浮动利润foreigncurrency外币foreignexchangeagreement外汇协议foreignexchangetrading外汇交易foreignintermediary外地中介人formerassociatedentityofanintermediary中介人的前有联系实体formerlicensedcorporation前持牌法团founder成立人fraudulentmisrepresentation欺诈的失实陈述freedeliverybasis信用交付形式function职能futuresadviser期货顾问futuresbroker期货经纪futuresconsultant期货顾问futurescontract期货合约futuresdealer期货交易商FuturesExchangeCompany期交所FuturesExchangeCompensationFund期交所赔偿基金futuresmarket期货市场FuturesMarketMaker期货庄家futuresnon-clearingdealer期货非结算交易商futuresoroptionsclearinghouse期货或期权结算所GEM创业板grossforeigncurrencyposition外币总持仓量groupofcompanies公司集团guaranteed作出担保guiltyofmisconduct犯失当行为haircutamount扣减数额haircutpercentage扣减百分率HKEC交易结算公司HKFECC期货结算公司HKIAC仲裁中心HKSCC香港结算公司hold持有holdingcompany控股公司HongKongExchangeFund香港外汇基金HongKongregister香港登记册incorporated成立；成立为法团indirectcontroller间接控制人information信息；资料；消息informationsystem信息系统initialmarginrequirement规定开仓保证金initialstabilizingaction初步稳定价格行动initialstabilizingprice初步稳定价格insiderdealing内幕交易inspector审查员InsuranceAuthority保险业监督insurer保险人interest权益interestrateswapagreement掉期息率协议intermediary中介人in-the-moneyamount价内值investigator调查员investmentmanager投资经理InvestorCompensationCompany投资者赔偿公司invitation邀请issue发出issuedequitysharecapital已发行权益股本issuer发行人judge法官judicialorotherproceedings司法或其它法律程序lawofinsolvency破产清盘法legalofficer律政人员lender借出人leveragedforeignexchangecontract杠杆式外汇交易合约leveragedforeignexchangetrader杠杆式外汇交易商leveragedforeignexchangetrading杠杆式外汇交易levy征费licence牌；牌照licensed获发牌；持牌licensedcorporation持牌法团licensedperson持牌人licensedrepresentative持牌代表linkedcorporation相连法团liquidassets速动资产liquidcapital速动资金liquidator清盘人listed上市listedcorporation上市法团listedcurrencywarrant上市货币权证listedsecurities上市证券listing上市listingrules上市规则livebroadcast直播MandatoryProvidentFundSchemesAuthority积金局marginclient保证金客户marginlender证券保证金融资人marginratio保证金比率marginvalue保证金价值marginedtransaction保证金交易marktomarket按照市值计算差额marketcapitalization市场资本值marketcharge市场押记marketcollateral市场抵押品marketcontract市场合约marketinformation市场消息marketmisconduct市场失当行为MarketMisconductTribunal市场失当行为审裁处marketvalue#p#分页标题#e#市值materialtime关键时间member成员memorandum章程大纲Mini-HangSengIndexFuturesContract小型恒生指数期货合约Mini-HangSengIndexOptionsContract小型恒生指数期权合约minor未成年minoroffence轻微罪行minoritycontroller次要控制人misconduct失当行为misfeasance不当行为MonetaryAuthority金融管理专员MonetaryAuthorityguideline《金融管理专员指引》MonetaryAuthority-appointedMarketMaker金融管理专员委任的庄家moneylaunderingactivities洗钱活动moneylender放债人multilateralagency多边机构mutualfund互惠基金negligentmisrepresentation疏忽的失实陈述netequity权益净额netposition净持仓量nettangibleassets有形资产净值netunderwritingcommitment包销承担净额newfuturescontract新期货合约non-collateralizedwarrants非抵押权证non-executivedirector非执行董事noteissuanceandrevolvingunderwritingfacility票据的发行及循环式包销融通notifiableinterest须具报权益notifiablepercentagelevel须具报百分率水平notionalprincipalamount名义本金额number数目offer要约offerdocument要约文件offerprice要约价offereecompany要约标的公司offeror要约人off-exchangetradedderivativecontracts场外买卖衍生工具合约off-exchangetransaction场外交易officer高级人员OfficialReceiver破产管理署署长OfficialTrustee法定受托人off-marketsharerepurchase场外股份购回off-marketsharerepurchasecircular场外股份购回通告off-markettransaction场外交易Ombudsman申诉专员omnibusaccount客户汇集综合账户on-exchangetransaction场内交易optionscontract期权合约order命令ordinarymember普通成员othercollateral其它抵押品out-of-the-moneyamount价外值overseascompany海外公司overseasstockmarket海外证券市场panelmember上诉委员parties各方party当事一方percentagefigure百分率数字percentagelevel百分率水平performance执行periodofinsurance保险期permanentidentitycard永久性居民身分证personunderinvestigation受调查人physicallysettledequityderivatives实物结算股本衍生工具pilotprogramme试验计划pilotprogrammemarketmaker试验计划庄家pilotprogrammesecurities试验计划证券portfolio#p#分页标题#e#投资组合possession管有prescribedcountry订明国家prescribedevent订明事件prescribedfee订明费用prescribedgain订明收益prescribedlimit订明上限prescribedmanner订明方式prescribedpurpose订明目的prescribedrequirement订明规定PresentingOfficer提控官primarystabilizingaction基本稳定价格行动principal主事人PrivacyCommissionerforPersonalData私隐专员proceedings研讯程序professionalaccountant专业会计师professionalinvestor专业投资者prohibitedperson受禁制人士property财产prospectus招股章程public公众；大众publicannouncement公开宣告purchase买；购买qualifiedcorporation合资格法团qualifiedlender合资格借出人qualifiedoverseasscheme合资格海外计划qualifiedshares合资格股份qualifyingclient合资格客户qualifyingcreditrating合资格信贷评级qualifyingdebtsecurities合资格债务证券rankingliabilities认可负债recipient接收人recklessmisrepresentation罔顾实情的失实陈述recognizedcertificate认可证书recognizedcertificationauthority认可核证机关recognizedclearinghouse认可结算所recognizedcounterparty认可对手方recognizedexchangecompany认可交易所recognizedexchangecontroller认可控制人recognizedfuturesmarket认可期货市场recognizedinvestorcompensationcompany认可投资者赔偿公司recognizedoccupationalretirementscheme认可职业退休计划recognizedstockmarket认可证券市场record纪录redeemableshares可赎回股份registerofcompanies公司登记册registerofdirectors´andchiefexecutives´interestsandshortpositions董事及最高行政人员权益及淡仓登记册registerofinterestsinsharesandshortpositions股份权益及淡仓登记册registered注册registeredcompany注册公司registeredinstitution注册机构RegistrarofCompanies公司注册处处长registration注册regulatedactivity受规管活动regulatedfunction受规管职能regulatedinvestmentagreement受规管投资协议regulatedperson受规管人士regulations规例regulatorybody规管机构relatedassets有连系资产relevantagreement有关协议relevantauthority有关当局；监管当局relevantauthorizedautomatedtradingservices有关认可自动化交易服务relevantcommunication有关通讯#p#分页标题#e#relevantcondition有关条件relevantcontract有关合约relevantcontravention违例事件relevantcorporation相关法团relevantdate有关日期relevantevent有关事件relevantexchangecompany有关交易所公司relevantinformation有关消息relevantmarket有关市场relevantoffer有关要约relevantoffice-holder有关人员relevantoverseasmarket有关境外市场relevantperiod有关期间relevantproperty有关财产relevantprovisions有关条文relevantrecognizedexchangecontroller相关认可控制人relevantrecognizedmarket有关认可市场relevantsecurities有关证券relevantsharecapital有关股本relevantshares有关股份relevanttime有关时间remittance转付remuneration报酬repealedOrdinance已废除条例repealedSecuritiesRules已废除的《证券规则》report报告reportablematter须报告事项reportableposition须申报的持仓量reportingcurrency申报货币reportingday申报日reportingperiod申报期representation陈述representative代表repurchasetransaction回购交易requiredliquidcapital规定速动资金requiredliquidcapitaldeficit规定速动资金短欠数额respondent答辩人responsibleofficer负责人员review复核rightsissue供股RiskManagementCommittee风险管理委员会rollingbalancecashclient滚存结余现金客户rules规章ruling裁定Secretary局长securities证券securitiesadviser证券顾问SecuritiesandFuturesAppealsTribunal上诉审裁处securitiesandfuturesindustry证券期货业securitiesandfuturesmarket证券期货市场securitiesborrowingandlendingagreement证券借贷协议securitiescollateral证券抵押品securitiesconsultant证券顾问securitiesdealer证券交易商；证券经纪securitiesmarginfinancing证券保证金融资SecuritiesMarketMaker证券庄家segregatedaccount独立账户SEOCH期权结算公司served送达servicebureau服务单位settlement交收settlementdate交收日期shadowdirector幕后董事share股份shareregistrar股份登记员ShareRepurchaseCode《股份购回守则》shareholdercontroller股东控制人shortposition淡仓shortselling卖空shortsellingorder卖空指示specialdebtsecurities特别债务证券specifiedamount指明款额specifiedamountrequirements指明数额规定specifiedbankregulator指明银行规管当局specifiedcreditrating指明信贷评级specifieddebtsecurities指明债务证券specifieddecision指明决定specifiedexchange指明交易所specifiedfuturesexchange指明期货交易所specifiedinstrument指明文书specifiedinvestments指明投资项目specifiedjurisdiction指明司法管辖区specifiedlicensedcorporation指明持牌法团specifiedlicensingcondition指明发牌条件specifiedpercentagelevel指明百分率水平specifiedperson指明人士specifiedrecipient指明收受者specifiedrisks指明风险specifiedsecurities指明证券spe