股票相关词汇

1、share, equity, stock股票、股权bond, debenture, debts债券negotiable share可流通股份convertible bond可转换债券treasury/government bond国库券/政府债券corporate bond企业债券closed-end securities investment fund 封闭式证券投资基金open-end securities investment fund 开放式证券投资基金fund manager基金经理/管理公司fund custodian bank 基金托管银行market capitalizatio

2、n市值p/e ratio市盈率(price/earning)mark-to-market逐日盯市payment versus delivery 银券交付clearing and settlement清算/结算commodity/financial derivatives 商品/金融衍生产品put / call option看跌/看涨期权margins, collateral保证金rights issue/offering 配股bonus share红股dividend红利/股息ADR美国存托凭证/存股证(American Depository Receipt)GDR全球存托凭证/存股证(Glo

3、bal Depository Receipt)retail/private investor个人投资者/散户institutional investor机构投资者broker/dealer券商proprietary trading 自营insider trading/dealing内幕交易market manipulation 市场操纵prospectus招股说明书IPO新股/初始公开发行(Initial Public Offering)merger and acquisition收购兼并All Ordinaries Index （澳大利亚）股市指数Amex(American Stock Ex

4、change)美国股票交易所amortize 摊提，分期偿还债务annuity 年金享受权asking price 卖主的开叫价assess 对（财产等）进行估价，确定（款项）的金额back 拖欠的bad loan 呆账，坏账bailout 帮助摆脱困境balloon （分期付款中）最后数目特大的一笔barometer 晴雨表，喻标记，指标basis point基点（一个百分点的百分之一）bear markets 熊市blue-chip （股票等）热门的，（在同行中）最赚钱的forexforeign exchangebond债券，公债bourse 交易所，证券交易所bull markets 牛

5、市bullish 牛市的bunji-change 快速的大幅度变化CAC-40 Index （法国）股市指数CD(certificate-of-deposit)大额存款单Chicago Mercantile Exchange 芝加哥商业交易所Consumer Price Index消费者价格指数contagion 蔓延correction 调整coupon rate 券根利率CTA(Commodities Trading Advisor) 农矿产品交易顾问Currency board 货币委员会DAX index （法兰克福）德国股市指数dead loan 死帐delist 从上市证券表中除名

6、derivatives 衍生金融商品（由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权option trading与掉期swap三种类型，品种多达100余种。）discount 贴现discount rate贴现率DJIA Dow-Jones Industrial Average 道?琼斯公用事业股价平均数。通常简称Dow（道），是30个主要工业公司股票价格的组合。Dow-Jones Composite Average of 65 representative stocks 65种有代表性的股票的道?琼斯公用事业股价平均数Dow-Jones Tran

7、spositions Average 道?琼斯运输业股价平均数Dow-Jones Utilities Average 道?琼斯公用事业股价平均数down 付现款equity （押款金额以外的）财产价值，证券，股票escrow 由第三者保存、等条件完成后即交受让人的契据（或证书等）face value面值Federal Agency Issues 联邦机构债券fluctuation 起伏fluctuate 起伏fraud 欺骗，欺诈fraudulence 欺骗（欺诈）行为fraudulent 欺诈的FTSI Financial Times 100 Share Index （英国）金融时报100种

8、股票指数good 有效的Hang Seng Index （香港）恒生指数holdings 占有的财产，股票Ibbotson Small Company Index Ibbotson Company Index中包括近2700家公司：即在纽约股市上交易的最后的20%股票imburse 赔偿initial share原始股IRA Individual Retirement Account 个人退休账号junk bond 假债券junk bonds垃圾债券lien 扣押权，留置权liquidate 清算，破产list （交易所）上市证券；把（证券）列人上市证券表long position多头marg

9、in 差额，保险金mutual fund 公共基金NASD=National Association of Securities Dealers 全美证券交易者协会NASDAQ (National Association of Securities Dealers Automated Quotations)纳斯达克（全美证券交易者协会自动化摘要）NAV (Net Asset Value) 净资产值new issue ( IPOInitial Public Offering)新上市股票Nikkei Stock Aver age 日经股票平均指数nosedive （价格等）暴跌NYSEVolume

10、 纽约股票交易量NYSEs composite index 纽约股票交易综合指数NYSE(New York Stock Exchange) 纽约股票交易所(也称或Big Board)obligation 契约，债券outstanding 拖欠的par value票面价值plummet 骤然跌落policy 保险单pool 集合基金portfolio有价证券preferred stock优先股票premium 奖金，佣金，担保费premium溢价proceeds 收入，收益rally （股票价格等）止跌，上扬rebound 反弹recoup 偿还，补偿recovery 恢复red-chip sh

11、are 红筹股refund 偿还rescue package 一揽子救援计划resilience 回弹，复原力resilient 有回弹力的，恢复活力的risk 保险项目run挤提存款,挤兑,争购Russell 2000 Russell 2000种小资本股票S& 500(Standard & Poors 500 Composite Stock Price Index) 标准普尔股价指数SEC(Federal Securities and Exchange Commission) 联邦证券与交易委员会securities 证券，债券shares （英）股票=（美）stocksho

12、re up 支撑slash （大幅度）削减（工资等）slump 暴跌，不景气SMI index （苏黎士市）瑞士股票指数solvent 有偿还能力的speculate投机speculation投机speculator投机者T-Bill (Treasury Bill)美国短期国债（每星期发行一次）T-bond (Treasury Bond)美国长期国债（期限为20年或30年）T-note (Treasury Note)美国中期国债（期限为2年到10年）Technology-heavy Nasdaq 以技术为主的NasdaqTechnology-laden Nasdaq 以技术为主的Nasdaqt

13、erm 年限tech-heavy NASDAQ 以技术股票为主的NASDAQtechnology-rich stocks 技术股票technology-weighted index (NASDAQ) 反映技术股票的指数(NASDAQ)retail participation “散户”入市retail price零售价格retail price index零售价格指数retained business 保留业务retained earnings留存收益retained import 留用进口货物retained profit 留存盈利retention 保留额；自留额149retention m

14、oney保留金；保留款项retention ratio自留额比率retirement scheme management category X business 退休计划管理第X类业务Retirement Schemes and Insurance and Bureau Administration Section退休计划及保险及行政组财经事务局retiring partner 退出的合伙人retiring trustee 退职受托人retrocession转分保retrocession premium 转分保保费retrocessionaire 转分保人return 收益；回报率；报表；报税

15、表Return of Computerized Payroll Emoluments 计算机计算薪俸表格return on assets资产回报率Return on Loans, Advances and Provisions贷款、垫款及备付金申报表revaluation 重估价值；升值revaluation of rateable values 重估应课差饷租值revaluation year 重估应课差饷租值年度revenue 收入；收益；税收revenue account 收入帐revenue base 收入基数；收入基础revenue collection 征税；收取税款revenue

16、 department 税收部门；管理政府收入的部门revenue estimates收入预算revenue from properties and investments 来自物业及投资的收入revenue measure 征税措施；收入措施revenue outturn 收入结算revenue paper 税收文件revenue policy 征税政策；收入政策revenue proposal 征税建议；税收建议；收入建议revenue shortfall 收入不足revenue stamp 税收印花revenue-earning department 赚取收入的部门revenue-gen

17、erating department 带来收入的部门reversionary estate 复归产业权reversionary interest 复归权益Review of Companies Ordinance Consultancy Report 检讨香港公司条例顾问研究报告revised assessment 修订评税revised estimates 修订预算revised estimates of expenditure 修订开支预算revised estimates of revenue 修订收入预算revised preliminary estimates of gross do

18、mestic product 本地生产总值的修订初步估计revive 回升；复苏revocable letter of credit可撤销信用证revocation 撤销150revocation of licence 撤销牌照revolving fund 周转基金；循环基金revolving letter of credit循环信用证revote 再拨款reward 酬金right of control 控制权right of conversion into stock 兑换证券的权利right of pre-emption 优先购买权right of retainer 遗产保留权；财产保留

19、权right of retention 保留权right to receive income from property 从财产收取入息的权利right to rescind 撤销的权利rights issue 供股上市方式；认股权发行；配售新股rights issue prospectus 供股章程ring 交易圈ring out平仓；经纪之间期货交易相互结算rising price 价格上涨risk 风险risk adjustment 风险调整risk assets风险资产risk assets ratio 风险资产比率risk exposure 风险承担risk management 风

20、险管理Risk Management Guidelines for Derivatives 衍生工具风险管理指引risk management system 风险管理系统；风险管理制度risk of breakage 破损险risk of non-delivery 遗失险risk of rust 损险risk of shortage短量险risk of sweat damage 潮腐险risk premium风险溢价risk weight 风险加权数risk weighted exposure 加权风险值"risk-based" approach “以风险为依据”的方法ri

21、sk-capping 限制风险roll forward 向前推展；向前滚进roll over转仓；滚计；滚转；续期rollingforex日转期汇rolling plan 滚动式计划；逐年延展计划rolling settlement滚动交收round lot 交易单位；整数成批股票；“一手”round off 以整数计；四舍五入round to nil 化为零计round turn 完整交易；轧平交易151round up 清盘rounded-up sub-total 化成整数的小计round-trip contract 平仓合约Royal Bank of Canada 加拿大皇家银行Roya

22、l Bank of Scotland plc 苏格兰皇家银行royalty专营权费；专利权费；特许权使用费rule of equity 衡平法；衡平法规则Rules and Operation Procedure of Hong Kong Securities Clearing Company Limited 香港中央结算有限公司规则及运作程序Rules Governing the Listing of Securities证券上市规则上市规则香港联合交易所有限公司Rules of the Exchange 交易所规则香港联合交易所有限公司Rules on Interest Rates and

23、 Deposit Charges 利率及存款收费规则run on a bank银行挤兑；银行挤提runner “驳脚”经纪；传递员running expenses 管理费用；经常费用running-down of business 缩减业务152财经类词汇（S）safe custody business 保管业务safe custody fee保管费safe deposit box rental received 保管箱租项收入safeguarding assets 保障资产safety factor 安全系数safety margin of profitability 盈利能力的安全界限Sa

24、kura Bank, Limited 樱花银行salaried employee 受薪雇员salaried office 受薪职位salaries tax 薪俸税salaries tax assessment 薪俸税评税salaries tax borne by the employer 由雇主代付的薪俸税salaries tax payable 应缴的薪俸税salaries tax payer 缴交薪俸税人士salaries tax return 薪俸税报税表salaries tax threshold 薪俸税的免缴税入息额salary 薪金；薪俸salary adjustment 薪金调整

25、salary earner 受薪人士salary rate index 薪金率指数salary statement 薪俸结算书sale and purchase agreement 买卖协议sale by auction 拍卖sale by private treaty 以私人协约形式售卖sale by public auction 公开拍卖sale by tender 招标出售sale of assets 售卖资产sale proceeds 售卖得益；销售收入sales account 销货帐sales commission 销售佣金sales counter 销售柜台sales price

26、 index 销售价格指数sales tax销售税sampling frame 抽样范围sampling theory 抽样理论samurai bond武士债券；外国日元债券sanction 认许；制裁Sanwa Bank, Limited 三和银行Sanwa International Finance Limited 三和国际财务有限公司satisfaction 清偿153savings储蓄；节省款项；节省开支额savings account 储蓄账户savings deposit储蓄存款savings rate储蓄率；储蓄存款利率scale of brokerages 经纪佣金收费表sca

27、le of fees 收费率；收费表schedule 清单；一览表；细目单；附表schedule of charges 费用表schedule of dealing 交易清单schedule of property 财产清单schedule of proportion 比例表Schedule of Rates 标准收费表scheme of arrangement 债务偿还安排Scheme of Control 管制计划Scheme of Control Agreement 管制计划协议Schengen Agreement 神根协议Schroders Asia Limited 宝源亚洲有限公司s

28、crip 临时股票scrip dividend 以股代息scrip dividend scheme 以股代息计划scrip issue 红股发行scripless dealing of shares 无单股份交易SEANZA forum of bank supervisors 东南亚、新西兰与澳洲银行业监理组织search fee 查册费seasonal adjustment季节性调整seasonal deficit 季节性赤字seasonal fluctuation 季节性波动seasoned securities 优质证券；价格稳定的证券second and third liner 二三线

29、股second board 第二板市场second calculation 第二计算法second line stock 二线股票second mortgage 第二按揭；第二抵押权second participant 第二参与者Second Quarter Economic Report 19XX 一九XX年第二季经济报告secondary insider 次要的内幕人士secondary listing 第二上市secondary market 二级市场；次级市场；第二市场secondary mortgage market 第二按揭市场secondary production 第二级生产；

30、第二产业Secretary for Economic Services 经济局局长Secretary for Financial Services 财经事务局局长Secretary for the Treasury 库务局局长sectional group 个别利益集团154sector 界别；行业；机构sectorial index 分类指数secular trend 长期趋势secure 担保；抵押secured bond 有担保债券secured creditor 有抵押债权人secured loan担保贷款；有抵押贷款securing debenture 担保债权证securities

31、 证券Securities Advisory Council 证券事务咨询委员会securities analyst 证券分析员Securities and Exchange Commission 证券管理委员会证管会台湾；证券交易委员会美国Securities and Futures Appeals Panel 证券及期货事务上诉委员会证券及期货事务监察委员会Securities and Futures Commission 证券及期货事务监察委员会证监会Securities and Investment Board 证券及投资管理局英国securities borrowing 证券借用se

32、curities business 证券买卖业务Securities Commission 证券事务监察委员会现称证券及期货事务监察委员会Securities Compensation Fund 证券赔偿基金Securities Compensation Fund Committee 证券赔偿基金委员会证券及期货事务监察委员会securities dealer证券交易商Securities Dealers' Deposit Fund证券交易商按金基金Securities Exchange of Thailand 泰国证券交易所securities for money 贷款抵押物Secu

33、rities Foundation 证券业培训基金Securities Institute of Australia 澳大利亚证券学会securities introducing broker 证券介绍经纪securities investment adviser 证券投资顾问Securities Journal, The 证券月刊Securities Law 证券法securities lending 证券借贷securities market 证券市场Securities Officer 证券主任securities payable to bearer 须付款予持有人的证券securiti

34、es register system 证券登记系统Securities Review Committee 证券业检讨委员会Securities Review Committee Report 证券业检讨委员会报告书Securities Section 证券组财经事务局securities underwriter 证券包销商securitization of debt 债务证券化155security抵押品；保证金；保证security account 保付户口security by bond 担保契据形式的保证security features 防伪特色银行纸币security for not

35、e issue 发行纸币的保证物security instrument 保证文书security interest 担保权益security to the payment of money 付款保证seed capital种子资本segregated account 独立账户；独立户口segregated trust account 独立信托账户SEHK Options Clearing House Limited 联交所期权结算所有限公司SEHK traded option 在联交所买卖的期权seizure 检取；扣押selective allowance 选择性免税额selective m

36、arketing basis 选择性销售方式selective tender 选择性投标；选择性招标self-assessment 自我评税self-clearing member 自行结算会员香港联合交易所有限公司self-correcting mechanism 自动调节机制self-financing 财政自给；自筹资金self-liquidating project 自动还本工程self-regulation 自律；自行规管；自行监管sell 卖出sell off 抛售；沽盘sell order卖盘sell short 卖空；沽空；抛空seller's price卖价；卖方价格

37、selling dealer 卖方交易商selling hedge 沽空对冲selling pressure 沽售压力selling price售价senior securities 优先证券SEOULBANK 汉城信托银行separate assessment 夫妇分别评税separate client account 独立客户帐目separate debt 独有的债项；各别的债项separate estate 各别产业separate estates account 各别产业的帐目separate instrument 独立文书separate listing 独立上市separate p

38、roperty 各别的财产separate share trading account 独立股票交易账户156separate taxation for married couples 夫妇分开评税sequestration 暂押；扣押serial bond 分期还本债券series of transactions 连串交易service-led economy 以服务业为主导的经济set-off 抵销；对销set-off and transfer report 比对转帐报告set-off of the property tax 豁免物业税settled property 预先分配的财产set

39、tlement 交收；结算；交割；清偿；授产安排settlement backlog 积压交收settlement bank 结算银行settlement cap 交收限价settlement date 交收日期settlement of debts 清偿债务；偿还债务settlement of physical shares 股份实物交收settlement period 交收期限；结算期settlement price结算价格；平仓价格settlement risk 结算风险；交收风险settlement system 交收制度；结算系统settlor 财产授予人seven-year Ex

40、change Fund note 七年期外汇基金债券Sewage Services Trading Fund 污水处理服务营运基金Shacom Finance Limited 上商财务有限公司shadow director 影子董事；幕后董事Shanghai Commercial Bank Ltd. 上海商业银行Shanghai Securities Central Clearing and Registration Corporation 上海证券中央登记结算公司Shanghai Stock Exchange 上海证券交易所share股份；股票；份额share beneficially ow

41、ned 实益股份；实益拥有股份share capital股本share certificate 股票share dealing股票交易；股票买卖share in issue 已发行股份；已发行股票share investment 股份投资share margin lending “按仓”贷款share market股票市场share of a business 生意股份share of mutual fund 互惠基金股份share of profit 利润份额share on local register 当地登记册所载的股份share option股票期权；认股权；股份认购权share p

42、ending listing 等候上市股份share premium account 股份溢价账户157share price 股票价格share registrar股票过户登记处；过户处；股份登记员share repurchase 股份购回；股份回购share rights股权share split 股份拆细；拆股share transfer股票过户share warrant认股权证share warrant to bearer 不记名认股权证shareholder 股东shareholders' fund 股东资金shareholding 持有股份sharp increase 急剧

43、上升；暴升；飞涨shell company 空壳公司shell reactivation “借壳”上市；“买壳”上市；空壳公司重新活动Shenzhen Foreign Exchange Trading Centre 深圳外汇交易中心Shenzhen Securities Registration Company Limited 深圳证券登记公司Shenzhen Stock Exchange 深圳证券交易所Shinhan Finance Limited 新韩金融有限公司Shizuoka Bank, Ltd. 静冈银行short空头；空仓；淡仓；卖空；超卖short call 认购期权淡仓shor

44、t covering补仓；补空仓；空头补进short futures contract 淡仓期货合约short notice 短期通知书short notice and time deposit 短期通知及定期存款short of liquidity 资金紧绌short position空仓；淡仓；空头；短盘short sell securities 卖空证券short selling 卖空；沽空；抛空short selling system 证券沽空制度short-dated securities短期证券shortfall 差额；不足之数shortfall in expenditure 实际

45、开支低于原来预算short-term deposit短期存款short-term indicator of economic condition 短期经济指标short-term interest rate短期利率short-term paper短期票据short-term rating 短期评级shroff account number 收款账号Siam Commercial Bank Public Company Limited 汇商银行significant shareholder 持有大量股票的股东；重要股东silent partner 只拥有股权而不参与业务的合伙人；隐名合伙人sil

46、ver 银silver currency 银制流通货币158silver standard 银本位；银本位制Simple Guide to Bankruptcy, A 破产案简介Simple Guide to Compulsory Winding-up of Companies, A 强制公司清盘案简介simple interest 单利；以单息计算的利息simple portfolio 简单的投资组合simultaneous econometric model 联立计量经济模式simultaneous equation model 联立方程模式Sin Hua Bank Limited 新华银

47、行Sin Hua Finance Company Limited 新华财务有限公司Singapore Dollar 新加坡元Singapore International Monetary Exchange新加坡国际金融交易所Singapore Stock Exchange 新加坡证券交易所Singapore Strait Times Index 新加坡海峡时报指数single assessment 单一评税single entry system 单式簿记制度single equation model 单方程模式single fund 单一基金single market, the 单一市场欧洲

48、single parent allowance 单亲免税额single premium 整付保费single premium policy 整付保费保单single tender 单一投标sinking fund偿债基金size criterion 资产限额准则银行业size of issue 发行量size of the economy经济规模slacken 放缓；呆滞slow down 减慢；放缓；退减slow trading 交投呆滞sluggish 市势疲弱；市况呆滞sluggish turnover 交投呆滞slump急跌；下挫small and medium enterprise中

49、小型企业Small and Medium Enterprises Committee 中小型企业委员会small bankruptcy 小额破产案small business 小型企业Small Claims Tribunal 小额钱债审裁处Small Claims Tribunal Suitors Fund Account 小额钱债审裁处诉讼人储存金账户small depositor 小额存户small economy 小规模经济体系small estate 小额遗产smart card 智能卡；聪明卡snake 蛇形浮动；蛇形浮动汇率制soaring market 旺市；好市；暴涨的市况1

50、59Social Security Assistance Index of Prices 社会保障援助价格指数social welfare expenditure 社会福利开支Societe de Compensation des Marches Conditionels 巴黎期权市场结算所Societe Generale 法国兴业银行Societe Generale Asia Limited 法国兴业亚洲有限公司Society of Actuaries of the United States of America美国精算师公会Society of Chinese Accountants a

51、nd Auditors 华人会计师公会Society of Worldwide Interbank Financial Telecommunication 环球银行财务电讯协会socio-economic infrastructure 社会经济基础建设soft currency软货币；弱势货币soft dollar practice 收取非金钱利益的做法soft market 市况疲软sole executor 唯一的遗嘱执行人sole proprietor 独资经营者sole proprietorship 独资经营sole trustee 单一受托人soliciting business 招

52、揽生意solid growth 稳健增长solvency 偿债能力；偿付能力Solvency Fund 无偿付能力赔偿基金source of additional revenue 额外收入来源source of fund 资金来源South Sea Bubble “南海泡影”；南海泡沫事件South-East Asian Central Banks 东南亚中央银行组织sovereign risk 政治风险；主权风险soyabean futures大豆期货；期豆SPC Credit Limited美国太平洋信贷有限公司special cash bonus 特别现金红利Special Coin S

53、uspense Account 特别硬币暂记帐special crossed cheque 特别划线支票special crossing 特别划线special debt securities 特别债务证券special drawing right特别提款权special economic zone经济特区special endorsement 记名背书special expenditure 特别开支special fund 特别基金special grant 特别补助金special levy 特别征费证券；特别附加费Special Levy Fund 特别征费基金special manag

54、er 特别经理人special payment 特别付款special proxy 特别委托书special rates grant 特别差饷补助金160special surplus 特别盈余Special Suspense Account 特别暂记帐special trust 特别信托special warrant 特别拨款令；特别支款授权书specific charge 特定押记specific deduction 特定扣税项目specific duty从量税specific duty rate 从量税率specific relief 特定宽免specific sum 指明款项specified rate rules 指定利率规则speci