DB13JT 8446-2021 建筑施工安全技术资料管理标准

目次

1总则·································································································································································1

2术语·································································································································································2

3基本规定·····························································································································································3

3.1一般规定·············································································································································································3

3.2建设单位职责·····································································································································································3

3.3监理单位职责·····································································································································································3

3.4施工单位职责·····································································································································································4

4建筑施工安全技术资料分类·····························································································································5

5建设单位安全技术资料···································································································································11

6监理单位安全技术资料···································································································································12

7施工单位安全技术资料···································································································································14

8施工安全技术资料编制与组卷·······················································································································30

8.1资料质量要求···································································································································································30

8.2组卷的基本原则·······························································································································································30

附录A建设单位安全技术资料·························································································································31

附录B监理单位安全技术资料·························································································································45

附录C施工单位安全技术资料·························································································································62

本标准用词说明···················································································································································213

引用标准目录·······················································································································································214

附：条文说明·······················································································································································215

Contents

1GeneralProvisions··············································································································································1

2Terms···································································································································································2

3BasicRequirements············································································································································3

3.1GeneralRequirements························································································································································3

3.2ResponsibilitiesoftheDevelopmentUnit··························································································································3

3.3ResponsibilitiesofSupervisionUnit··································································································································3

3.4ResponsibilitiesoftheConstructionUnit···························································································································4

4ClassificationofConstructionSafetyTechnicalData·······················································································5

5SafetyTechnicalDataofDevelopmentUnit····································································································11

6SupervisionUnitSafetyTechnicalData···········································································································12

7SafetyTechnicalDataofConstructionUnit·····································································································12

8ConstructionSafetyTechnicalDataCompilationandTestPaper···································································18

8.1DataQualityRequirements··············································································································································30

8.2BasicPrinciplesofTestPaper··········································································································································30

AppendixASafetyTechnicalDataofDevelopmentUnit··················································································31

AppendixBSupervisionUnitSafetyTechnicalData·························································································45

AppendixCSafetyTechnicalDataofConstructionUnit···················································································47

ExplanationofWordinginThisStardard·············································································································213

CitationStandardList···········································································································································214

Addition：ExplanationofProvisions··················································································································215

1总则

1.0.1为落实“安全第一、预防为主、综合治理”的安全生产方针，强化建筑工程施工现场安全管理，

统一和规范建筑施工安全技术资料的建立和管理工作，预防和减少生产安全事故的发生，实现建设单

位、监理单位、施工单位建筑施工安全技术资料编制管理的科学化、标准化、规范化、制度化，提高

建筑工程施工安全管理水平，制定本标准。

1.0.2本标准适用于河北省建筑施工安全技术资料的管理。

1.0.3建筑施工安全技术资料的管理除应符合本标准的规定外，尚应符合国家和河北省现行有关法

律、法规、标准的规定。

1

2术语

2.0.1建筑施工安全技术资料safetytechnicaldocument

参与工程建设活动的建设单位、工程监理、施工企业等单位在工程建设过程中，形成的有关施工

安全生产方面的文字记载资料、基本数据、原始记录和反映施工管理活动的各种形式的信息记录等，

简称安全技术资料。

2.0.2危险性较大的分部分项工程moredangerouspartandsub-itemproject

施工过程中，容易导致人员群死群伤或者造成重大经济损失的分部分项工程，简称危大工程。

2.0.3建筑施工特种作业人员specialtypeoperators

施工活动中，从事可能对本人、他人及周围设备设施的安全造成重大危害作业的人员。

2.0.4危险源sourceofhazards

可能导致人身伤害和（或）健康损害的根源、状态或行为，或其组合。

2.0.5风险safetyrisk

生产安全事故或健康损害事件发生的可能性和严重性的组合，即风险=可能性×严重性。

2.0.6风险点risksite

风险伴随的设施、部位、场所和区域，以及在设施、部位、场所和区域实施的伴随风险的作业活

动，或以上两者的组合。

2.0.7风险评价safetyriskassessment

对危险源导致的风险进行分析、评估、分级，对现有控制措施的充分性加以考虑，以及对风险是

否可接受予以确定的过程。

2.0.8风险分级riskclassification

通过采用科学、合理方法对危险源所伴随的风险进行定性或定量评价，根据评价结果划分等级。

2.0.9风险分级管控riskgradingcontrol

按照风险不同级别、所需管控资源、管控能力、管控措施复杂及难易程度等因素而确定不同管控

层级的风险管控方式。

2.0.10事故隐患hiddenriskofworksafetyaccident

生产经营单位违反安全生产法律、法规、规章、标准、规程和安全生产管理制度的规定，或者因

其他因素在生产经营活动中存在可能导致事故发生的物的危险状态、人的不安全行为和管理上的缺

陷。

2.0.11隐患排查screeningforhiddenrisk

生产经营单位组织安全生产管理人员、工程技术人员、岗位员工以及其他相关人员依据国家法律

法规、标准和企业管理制度，采取一定的方式和方法，对照风险分级管控措施的有效落实情况，对本

单位的事故隐患进行排查的工作过程。

2

3基本规定

3.1一般规定

3.1.1建设、监理、施工单位应将建筑施工安全技术资料的形成和积累纳入工程建设管理的各个环节，

建立健全安全技术资料管理岗位责任制，并对安全技术资料的真实性、完整性和有效性负责。

3.1.2建设、监理、施工单位安全技术资料应内容完整、结论明确、签认手续齐全，编制、填写、审

核、审批签认应随工程进度同步进行。

3.1.3安全技术资料应建立案卷，分类编目、编号，便于查阅，实现可追溯性，并随工程进度同步收

集、整理、归档。

3.1.4安全技术资料的收集、整理、归档、保管的工作人员应具备相应安全专业知识。

3.1.5安全技术资料应按本标准表4.0.2中规定的类别和形成时间顺序编号。

3.1.6安全技术资料表格应统一采用本标准所附表样，本标准未做规定的实用表式可按本标准基本规

定自行设计表格，并按本标准表4.0.2要求归类。

3.1.7安全技术资料最少份数应满足表4.0.2保存单位份数，另行增加份数按各自管理要求确定。

3.1.8安全技术资料严禁涂改、伪造、随意抽撤或损毁。

3.1.9安全技术资料应留存书面文字和音像资料，编制可采用信息化技术进行辅助管理。

3.1.10安全技术资料移交归档应符合有关规定及合同约定，并办理相关移交手续。

3.2建设单位职责

3.2.1建设单位应建立健全安全生产组织机构，明确专人负责施工现场的安全生产管理工作，协调相

关单位安全技术资料的建档管理。

3.2.2建设单位工程项目负责人对建设单位的安全技术资料负责，并明确专人管理。

3.2.3建设单位应对各单位提供的安全技术资料进行审核、签收。

3.2.4建设单位应向勘察设计、监理、施工等单位提供与工程有关的资料，提供的资料必须真实、准

确、及时。

3.2.5建设单位应留存拨付安全生产、文明施工措施费用的相关支付凭证。

3.3监理单位职责

3.3.1总监理工程师对监理单位的安全技术资料负责，并明确专人负责施工安全监理资料的整理、分

类及立卷归档。

3.3.2监理单位在监理过程中应以书面文字作为传递、反馈、记录各类信息的凭证，并做好资料与文

件的收发记录和签证。

3.3.3监理单位对安全技术资料的形成、积累、组卷进行监督、检查并签署意见。

3.3.4监理单位应做好监理例会和监理安全专题会议的记录和纪要的整理。

3.3.5监理单位应当如实记录施工现场安全监理工作情况和发现的安全问题及处理意见，形成监理日志。

3

3.4施工单位职责

3.4.1施工单位项目经理对施工单位施工安全技术资料负责，并明确专人负责施工过程中安全技术资

料的收集、整理、组卷、归档和保管等工作。

3.4.2施工单位应明确工程项目安全技术资料管理的要求和职责分工。

3.4.3总包单位对分包单位报送的安全技术资料负总责，各分包单位应负责各自分包范围内施工安全

技术资料的形成、收集和整理工作，并报总包单位审核备案。

3.4.4施工单位应将建设行政主管部门和企业内部的相关文件及落实情况资料进行分类归档。

4

4建筑施工安全技术资料分类

4.0.1建筑施工安全技术资料分为建设单位安全技术资料（A类，见本标准附录A）、监理单位安全

技术资料（B类，见本标准附录B）和施工单位安全技术资料（C类，见本标准附录C）3类。

4.0.2建筑施工安全技术资料的分类、编号应符合表4.0.2的规定。

表4.0.2建筑施工安全技术资料分类表

保存单位

类别编号工程安全资料名称建设监理施工租赁分包

单位单位单位单位单位

A类建设单位安全技术资料

A1-1建筑工程施工许可证●●●

表A1-2施工安全备案表●●●

A1-3工程项目安全生产负责人任命书●

表A1-4地上、地下管线及建(构)筑物资料移交单●●●

表A1-5安全生产、文明施工措施费用拨付统计表及拨付凭证●●●

表A1-6不同单位多塔作业现场协调安全措施确认单●●●

A1

表A1-7深基坑支护工程设计、监测、检测委托书●

建设

表A1-8建设工程重大安全事故隐患整改通知单

单位●●●

夜间施工审批手续

安全A1-9●●

管理表A1-10竣工施工现场移交单●●●

A1-11中止施工安全监督申请书●●●

A1-12中止施工安全监督告知书●●●

A1-13恢复施工安全监督申请书●●●

A1-14恢复施工安全监督告知书●●●

A1-15终止施工安全监督申请书●●●

A1-16终止施工安全监督告知书●●●

B类监理单位安全技术资料

B1-1监理合同●●

B1-2监理安全管理制度、责任制度●

B1-3监理规划●●

B1B1-4安全监理实施细则●●

监理表B1-5工程项目监理人员配备表●●

安全表B1-6危大工程专项巡视检查记录●●

管理B1-7安全监理专题会议纪要●●●

B1-8安全监理日志●

安全事故隐患、安全生产问题的报告、处理意见及内外

B1-9

部有关安全工作文件●●●

表B2-1开工安全生产条件报审表●●●●

表B2-2安全技术措施（施工方案）报审表●●●

表B2-3危大工程专项施工方案报审表●●●

表B2-4施工现场大型机械设备安装/拆卸报审表●●●●

表B2-5危大工程确认报审表●●●

表B2-6危大工程验收报审表●●●●

B2表B2-7安全生产、文明施工措施费用支付申请表●●

安全表B2-8安全生产、文明施工措施费用支付证书●●●

监理表B2-9安全监理隐患整改通知单●●●

表B2-10监理工程师安全整改通知回复单●●●

表B2-11安全监理暂时停工报告书●●●●

表B2-12安全监理工程暂停令●●●●

表B2-13安全监理工程复工报审表●●●●

表B2-14安全监理工程复工令●●●●

表B2-15安全生产隐患监理报告书●●●

5

续表4.0.2

保存单位

类别编号工程安全资料名称建设监理施工租赁分包

单位单位单位单位单位

C类施工单位安全技术资料

C1-1施工企业安全生产许可证书●●●

C1-2施工企业安全生产责任制●

C1-3施工企业安全生产管理规章制度●

C1-4施工企业安全生产操作规程●

C1-5建筑工程施工许可证●●●

表C1-6工程项目概况表●

C1-7工程项目部管理人员任命书及名单●●

C1C1-8项目经理、技术负责人、安全员安全生产考核合格证书●●

安全表C1-9工程项目部安全保证体系●●

管理

C1-10工程项目部安全生产责任制●●

C1-11工程项目部安全生产、文明施工管理制度●●

C1-12项目安全管理目标●

表C1-13工程项目部安全生产考核表●

表C1-14项目部日常安全会议记录●

C1-15建设行政主管部门、企业主管单位下发的文件●

C1-16项目部“安全生产月”等安全生产专项活动相关资料●

C1-17项目施工过程中各方投诉、举报处置记录及安全奖惩资料●

C2-1项目安全教育培训计划●

项目部管理人员年度安全生产教育考核记录汇总表及考

表C2-2

核资料●

C2

项目部作业人员安全培训考核记录汇总表

安全表C2-3●

教育表C2-4三级安全教育记录卡●

表C2-5安全教育记录表●

表C2-6班组安全活动记录表●

表C3-1施工安全日志●

表C3-2检查记录表●

C3表C3-3危险源辨识与风险评价表●●

安全

表C3-4建筑施工安全风险辨识分级管控台账●●

检查

表C3-5建筑施工安全风险分级管控清单●●

风险

表C3-6建筑施工事故隐患排查清单●

管控●

表

隐患C3-7建筑施工事故隐患治理台账●●

排查表C3-8隐患整改通知单●

表C3-9隐患整改反馈表●

C3-10公司各级对项目进行的安全检查情况●

C4-1施工组织设计●●●

C4

C4-2安全技术措施（施工方案）●●●

安全

表C4-3分部分项工程安全技术交底清单●

技术●

表C4-4安全技术交底●

6

续表4.0.2

保存单位

类别编号工程安全资料名称建设监理施工租赁分包

单位单位单位单位单位

表C5-1危大工程清单●●

C5-2施工单位技术负责人授权委托书●●●

C5-3危大工程专项施工方案及审核●●●

表C5-4专项施工方案专家论证会签到表●●

表C5-5超过一定规模的危大工程专项施工方案专家论证表●●●●

C5

表C5-6-1危大工程方案交底●●●

危大

表C5-6-2危大工程安全技术交底●●●

工程

表C5-7危大工程施工作业人员登记表●●●

表C5-8危大工程项目负责人现场履职记录表●

表C5-9危大工程现场监督巡视记录●●●

C5-10危大工程监测记录●●●●

表C5-11危大工程验收表●●●

C6-1分包合同●●●

C6-2总包单位与分包单位安全生产管理协议●●

C6

C6-3总包单位对分包单位的进场安全总交底●●●

分包

表C6-4分包单位施工人员名册●●●

队伍

表C6-5特种作业人员名单及操作资格证●●●

管理

表C6-6安全物资、工具、设施、设备移交单●●

表C6-7总包单位对分包单位方的安全监督、检查记录●●

C7-1项目部安全生产、文明施工费用使用计划●●●

表C7-2安全生产、文明施工费用投入清单●●

C7

C7-3职业危害防护措施●●

劳动

表C7-4防护用品、设备、设施采购计划

保护●

表防护用品、设备、设施进场查验登记表

管理C7-5●

表C7-6防护用品发放记录●

C7-7劳动保护、职业健康、职业卫生相关检测、检验、体检记录等●

C8-1项目文明施工目标●●

C8-2文明施工专项方案●●

C8-3扬尘治理措施●●

表C8-4施工现场围挡验收表●

表C8-5施工现场临建设施验收表●

表C8-6施工现场安全标志、标识布置验收记录●

表C8-7施工现场噪声监测记录●

表C8-8施工现场扬尘监测记录●

C8表C8-9施工现场污水排放监测记录●

文明

表C8-10施工现场环境保护检查验收记录●

施工

C8-11工地食堂卫生许可证及炊事员健康证

现场●●

防火C8-12办公室、宿舍、食堂等卫生管理制度●

C8-13项目施工消防安全领导小组人员配备●●

C8-14施工现场消防专项方案●●

C8-15施工现场总平面布置图●●

C8-16消防布置平面图●●

表C8-17项目消防重点部位情况登记表●

表C8-18消防设施器材登记台账●

表C8-19消防器材维修检查记录表●

表C8-20动火作业审批书、动火许可证●

7

续表4.0.2

保存单位

类别编号工程安全资料名称

建设监理施工租赁分包

单位单位单位单位单位

C9-1施工现场应急救援组织配备及分工●●

C9-2施工现场事故应急预案●●

C9-3项目工伤、安全生产责任保险单等●

C9

表项目部应急救援器材清单

应急C9-4●

救援表C9-5施工现场应急救援培训记录●

事故

表C9-6事故应急救援演练记录●

处理

C9-7事故应急救援演练总结评估报告●

表C9-8施工伤亡事故快报表●●

C9-9事故调查和处理相关资料