股票投资买卖委托合同模板(2024版)

股票投资买卖委托合同模板(2024版)合同编号：__________stockinvestmentbuyingandsellingentrustmentcontracttemplate(2024edition)partyA:_______________________________partyB:_______________________________basedontheprincipleofequalityandmutualbenefit,partyAentrustspartyBtoengageinstockinvestmentbuyingandsellingactivitiesonitsbehalf,andpartyBagreestoacceptsuchentrustment.thetwopartieshereenterintothiscontractandagreetothefollowingterms:article1:scopeofentrustment1.1partyAentrustspartyBtobuyorsellthefollowingstocks(hereinafterreferredtoas"thesecurities"):stocknamestockquantitypurchasepricesalepricepaymentmethoddeliveryplaceandtime1.2partyAagreesthatpartyBmaymakeindependentjudgmentsanddecisionsonthepurchaseandsaleofsecuritiesinaccordancewiththemarketconditionsandtherelevantprovisionsofthesecuritiesmarketduringthetermofthiscontract.article2:termsofentrustment2.1thetermofthiscontractshallbe____________months,startingfromthedateofsigningthiscontract.2.2partyAshallprovidepartyBwiththeentrustmentfund(cashorsecurities)inaccordancewiththerequirementsofpartyB.thespecificamountoftheentrustmentfundshallbe____________yuan(rmb).2.3partyBshallprovidepartyAwiththetradingstatementsandotherrelevantinformationofthesecuritiespurchasedandsoldpartyBonaregularbasis.article4:confidentiality4.1duringthetermofthiscontract,partyAandpartyBshallkeepconfidentialanyinformationobtainedfromtheotherpartyorthroughtheotherparty'sentrustment,exceptfortheinformationthathasbeenpubliclydisclosedorshallbedisclosedtorelevantregulatoryauthoritiesorotherinstitutions.4.2theconfidentialityobligationshallsurvivetheexpirationorterminationofthiscontract.article5:breachofcontractarticle6:disputeresolution6.1anydisputesarisingoutoforinconnectionwiththiscontractshallbefirstlyresolvedthroughfriendlynegotiation.ifthenegotiationfails,eitherpartymaysubmitthedisputetothepeople'scourtwithjurisdictionovertheplacewherepartyBislocated.article7:otherprovisions7.1thiscontractmaybeamendedorterminatedmutualagreementoftheparties.anyamendmentorterminationofthiscontractshallbeeffectiveupontheexecutionofanamendmentagreementoraterminationagreementtheparties.7.2ifanyprovisionofthiscontractisfoundtobeinvalidorunenforceable,thevalidityandenforceabilityoftheotherprovisionsofthiscontractshallnotbeaffected.7.3thiscontractshallbegovernedandconstruedinaccordancewiththelawsofthepeople'srepublicofchina.inwitnesswhereof,thepartiesheretohavecausedthiscontracttobeexecutedasofthedatefirstabovewritten.partya:_______________________________representative:_______________________date:_______________________________partyb:_______________________________representative:_______________________date:_______________________________一、附件列表：

股票投资买卖委托合同

证券交易确认书

资金流水证明

证券账户信息

授权书

委托人身份证明文件

受托人身份证明文件

相关法律法规和规章制度二、违约行为及认定：

1.违约行为：

未能按照约定时间完成买卖交易。

未能按照约定价格完成买卖交易。

未能按照约定时间提供交易statements和其他相关信息。

未经授权使用委托资金或证券。

泄露合同保密信息。2.违约认定：

违反合同约定的行为。

因故意或过失导致合同无法履行。

违反相关法律法规和规章制度。三、法律名词及解释：

1.股票投资买卖委托合同：是指委托人与受托人之间，就委托人委托受托人进行股票投资买卖事宜所达成的协议。

2.委托人：是指授权受托人进行股票投资买卖的人。

3.受托人：是指接受委托人授权进行股票投资买卖的人或机构。

4.证券：是指股票、债券、权证等金融工具。

5.违约：是指未能履行合同约定的义务。四、执行中遇到的问题及解决办法：

1.遇到市场波动导致交易亏损：

及时调整投资策略。

增加风险控制措施。2.遇到交易系统故障或网络延迟：

使用备用交易系统。

提前与证券公司沟通，确保技术支持。3.遇到合同争议：

进行友