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语境研究概述张建萍201021003010语境研究概述1一、Context
ThetermisderivedfromLatincontextus,whichmeanstoweavetogether.Inanow一obsoleteusage,itreferredtotheweavingtogetherofwordsoracontinuousdiscourseproducedbytheweaving.Italsoreferredtothewordsthathelpdeterminethemeaningofawordorpassagetheysurround.
一、Context2Butthemeaningconcerningusisobviouslybroaderandmuchmoregeneral.Sincethereareanumberofdisciplines,suchas,philosophy,logic,sociolinguisticssemantics,pragmatics,thathavelongbeenassociatedwithitandhavetakenupthecontextasatopicofgreatimportance.Therefore,thecontextismuchtappedintobyscholarsinthesefields.Butthemeaningconc3
Contextisanimportantconceptinthedomainofpragmatics.Contextisaprerequisitetounderstandandinterpretlanguage.Withouttheanalysisofcontext,thestudiesofotherfieldsthatarerelatedtoitwillnotbeall-round.Iwillgiveabriefreviewoftheresearchesoncontextsinceitsproducing.
4二、ForeignScholars’ViewonContext2.1Anthropologicalviewofthecontext
Malinowski,thegreatpolish-bornanthropologist,whoisthefatherofmodernanthropologyfirstputforwardterm“contextofsituation”inhisarticleTheProblemofMeaninginPrimitiveLanguagewrittenin1923,andstressedtheneedtointerpretspeechinitscontextofsituation:“Exactlyasintherealityofspokenorwrittenlanguages,awordwithoutlinguisticcontextisamerefigmentandstandsfornothingbyitself,sointherealityofaspokenlivingtongue,theutterancehasnomeaningexceptinthecontextofsituation”(Malinowski1923:307).二、ForeignScholars’ViewonCo52.2LondonSchool’sviewofthecontextMalinowski’snotionofcontextofsituationwasacceptedandelaboratedbyoneofhiscolleaguesFirthwhotookoverMalinowski’scontextofsituationandextendedittolinguistics.Hebelievedthatitisneeessarytoplacetheutteranceinthe“socialcontext”,andtogeneralizethemeaningsinspecified“socialcontexts”.Hestated:“voicesshouldnotbeentirelydisassociatedfromthesocialcontextinwhichtheyfunction(Firth1957:226)andsuggestedthatcontextofsituationisbestusedas“asuitableschematicconstructtoapplytolanguageevents.2.2LondonSchool’sviewof6In1950,hemadeadetailedexpositionaboutcontextinhisbookPersonalityandLanguageinSociety.HefurtherpointedoutthatMalinowski’sconceptionofthecontextofsituationwasnotquiteadequateforthepurposeoflinguistictheory,becauseitwasnotgeneralenough.Heclassifiedcontextintolinguisticcontextandcontextofsituation.Firth’sownlinguistictheorywasbuiltintobyfurtheringthestudyofcontext.In1950,hemadeadet7
2.3FunctionalviewofthecontextAsoneofFirth’sstudents,M.A.KHallidayfurtherdevelopsthetheoryofsituationintowhatisknownasregistertheory,whichcanbedescribedasaframeworkofthreedimensions:fieldofdiscourse,tenorofdiscourse,modeofdiscourse.Heproposeshisownopiniononthenotion.Thefieldofdiscoursereferstowhatishappening,includingthesocialaction,languageuserandtheprocessoftheinteraction.Tenoristherelationbetweenparticipants,or“whoaretakingpart”.Modemeanswhatitisthattheparticipantsexpectthelanguagetodofortheminthesituation.2.3Functionalviewoftheco8
Hallidayclaims,“itrequiresaninterpretationnotonlyofthetextitselfbutalsoofitscontext,andofthesystematicrelationshipbetweencontextandtext”(Halliday2000:41).Hallidayemphasizedtheimportanceofcontextstudy,hesaid:“thecontextofculturedeterminesthenatureoftheCode.Asalanguageismanifestedthroughitstext,acultureismanifestedthroughitssituation;sobyattendingtotext-in-situationachildconstruesthecode,andbyusingthecodetointerprettextheconstruestheculture.Thusfortheindividual,thecodeengenderstheculture;andthisgivesapowerfulinertiatothetransmissionprocess”(Halliday2000:57).Hallidayclaims,“i92.4Sociolinguisticviewofthecontext
TheAmericansociallinguistHymesfurtherdevelopedthetheoryof“context”.Hymesconsidersacontextconstructedof16componentsin8“categories”inModelsoftheInteractionofLanguageandSocialSetting.Hymes(1972)devisedhisownsetoffactorstodescribethecontextofsituationforthespeechevent.HenamedthemusingtheacronymsSPEAKINGasthefollowing:actsituation,participants,ends,actsequence,keys(mannerofspirit),instrumentalities,normsandgenres.2.4Sociolinguisticviewof10
Hymes(1962)states:“Theuseofalinguisticformidentifiesarangeofmeanings.Acontextcansupportarangeofmeanings.Whenaformisusedincontext,iteliminatesthemeaningspossibletothatcontextotherthanthosetheformcansignal:thecontexteliminatesfromconsiderationthemeaningspossibletotheformotherthanthecontextcansupport”.Hymes’notionofthecontexthavesomesimilaritieswiththatofHalliday.Itisconcernedwithwhatdeterminestheappropriatenessoftheutterancesintheparticularcontext.Hymes(1962)states:“Th112.5SemanticviewofthecontextLyonsputforwardthatcontextistheoreticalconcept,allkindsoffactorsthatconstructcontextisabstractfromspecificcontextbylinguists,whichsystematicallydecidetheformofdiscourse,appropriatenessofdiscourseormeaningofdiscourseofinfluenceonparticipantsoflanguageactivity(He2002:180-205).Languagesystemitselfisanobjectiveexistencewhichprovidesaseriesoflanguageformforlanguageuser,includingallkindsofphonologicalforms,syntacticformandlexicalforms.Thelanguageabilitytolanguageuserdecideshimtomastertheseforms.Lyonsthoughtthataspeakercanjudgeappropriatenessofdiscoursecorrectlyliesinhisknowledge,whichisspecificreflectionofcontext,orwhichconstructscontext.2.5Semanticviewoftheconte12
Lyonsillustrateshisnotionofthecontextbyintroducing6kindsofknowledgeinhisSemantics(1977).Heliststhecomponentsofcontextareasfollows:
(1)Eachoftheparticipantsmustknowhisroleandstatus.(2)Theparticipantsmustknowwheretheyareinspaceandtime.(3)Theparticipantsmustbeabletorecognizethesituationintermsofitsdegreeofformality.Lyonsillustrateshis13(4)Theparticipantsmustknowwhatmediumisappropriatetothesituation.(5)Theparticipantsmustknowhowtomaketheirutterancesappropriatetothesubjectmatter.(6)Theparticipantsmustknowhowtomaketheirutterancesappropriatetotheprovinceordomainthesituationbelongsto.语用学中的语境ppt课件14
Itisseenthatthe6factorsareactuallyalanguagespeaker’scompetence,whichdeterminesparticularphonological,grammaticalandlexicaloptionswithinthelanguage-systeminparticularcontextsoflanguageuse,andwhich,thereforehaveabearingonthesituationalappropriatenessoftheutterances.
152.6PragmaticviewofthecontextPragmaticscameintobeinginthelaterhalfof20thcentury.WiththedevelopmentofPragmatics,itfindsthattheinadequacytheoryofthecontexthashindereditsstepsmoreandmore.DuetothecloserelationshipbetweenPragmaticsandthecontext,theformerurgestheadvanceofthecontexttheory,whichshouldprovidebetterservicetoPragmatics.2.6Pragmaticviewofthecont16
Leechoncedefinedpragmaticsinabroadsensea“thestudyofhowlanguageisusedincommunication”(1983).Communication,aswehavenoted,cannottakeplaceinavacuumbutinacontext.Contextisthereforeanindispensablenotionthatmakespragmaticsasitis.
17
Levinsonisoneofthepragmatistswhoareactiveonthesceneofthenewlyarisingdiscipline.HisPragmatics(1983)isaclassicworkwhichsketchestheframeworkforthenewdisciplineandisacceptedbythelaterresearcherseversince.InPragmatics,thenotionofcontextisnotexplicatedseparatelyindetailsbutinterrelatedwithothertopics.
18
Inthisbook,Levinson(1983)claims“contextisunderstoodtocovertheidentitiesofparticipants,thetemporalandspatialparametersofthespeechevent,andthebeliefs,knowledgeandintentionsoftheparticipantsinthatspeechevent,andnodoubtmuchbesides.”
19
Levinson’scontextdoesnotlabelalltheactualsituationsofutteranceinalltheirmultiplicityoffeatures,butonlythosefeaturesthatareculturallyandlinguisticallyrelevanttotheproductionandinterpretationofutterances.(vanDijk,1976)InspiredbyLyons,heconsidersthecontextastheparticipants’knowledgeof6aspects:
20a.Knowledgeofroleandstatus:b.Knowledgeofspatialandtemporalloaction;e.Knowledgeofformalitylevel:d.Knowledgeofthemedium:e.Knowledgeofappropriatesubjectmatter:f.Knowledgeofappropriateprovince·(Levinson,1983)a.Knowledgeofroleandstatu21
Meyisoneofthewell-knownlinguisticswhoareactiveonthesceneofthenewlyarisingdiscipline.InhisbookPragmatics:An
Introduction(2001),hepointsouttheveryimportanceofcontext,“contextisthequintessentialpragmaticconcept;itisbydefinitionproactive,justaspeopleare.”(Mey2001:14)Adynamiccontextisanenvironmentthatisinsteadydevelopment,promptedbythecontinuousinteractionofthepeopleengagedinlanguageuse.Thedynamicdevelopmentofpeople’sconversation,whichgivesusthecluetoanunderstanding,cannotbepredicted,asitdependsentirelyontheindividualsandtheirindividualchoicesateverymoment.Meyisoneofthewel22
Meytakescontextasadynamicconcept,“contextisadynamic,notastaticconcept:itistobeunderstoodasthecontinuallychangingsurroundings,inthewidestsense,thatenabletheparticipantsinthecommunicationprocesstointeract,andinwhichthelinguisticexpressionsoftheirinteractionbecomeintelligible.”(Mey2001:39)
23
Meyisalsoagainsttheviewofpragmaticsthatlimitsthecontexttowhatisgrammaticallyexpressed,totheexclusionofanywider,‘extralinguistic’contexts.Foriteliminatesanumberofpotentiallyirrelevantfactorsfromthescopeofourinvestigation.Heholdsthatcontextismorethanjustreference,contextisaction,contextisaboutunderstandingwhatthingsarefor,anditisalsowhatgivesourutterancestheirtruepragmaticmeaningandallowsthemtobecountedastruepragmaticacts.Meyisalsoagainstt24
In1986,Sperber&Wilson’sworkRelevance:CommunicationandCognitioncameoffthepressandmadeahitinthepragmaticcircle.Inthisbook,theco-authorsexplicatecommunicationfromtheangleofcognitionandbringforththetheoryofrelevance.Owingtotheirtheory,cognitionhasbecomeanewstartingpointandtheoreticfocusforpragmaticresearch.OneoftheimportantcontributionsofRelevancetheoryadvancedbySperberandWilsonisitsviewpointofcontext.In1986,Sperber&Wilson’25
Accordingtotheirpointofview,contextisapsychologicalconstructincludingnotonlytheco-textofanutterancebutalsothecontextualfactorssuchastheimmediatephysicalenvironment,theparticipants’backgroundknowledgelikealltheknownfacts,assumptions,beliefs,andcognitiveabilities.Inverbalcommunication,significanttotheinterpretationoftheutteranceisnottheimmediatespecificenvironmentbutaseriesofassumptionsthatmakeupofthecognitivecontext.Accordingtotheirpoi26
ToSperber&Wilson,cognitivecontextisafundamentalconcept.Itisbecauseofthediversityofthecognitivecontextthatmakestheinterpretationofutterancedifficult.Althoughsomepeopleliveinthesamephysicalworld,derivinginformationfromthiscommonenvironmentandconstructingthebestpossiblementalrepresentationofit,notwoindividualsconstructidenticalrepresentationduetodifferencesinmanyaspectsespeciallyinourcognitiveabilities.Perceptualabilitiesvaryineffectivenessfromonepersontoanother.ToSperber&Wilson,cog27Inferentialabilitiesalsovary,andnotjustineffectiveness.Peoplespeakdifferentlanguages,theyhavemastereddifferentconcepts;asaresult,theycanconstructdifferentrepresentationsandmakedifferentinferences.(Sperber&Wilson,1995)Moreover,peoplehavedifferentmemoriesthattheybringtobearintheirexperienceindifferentways.Hence,eventhoughtheyhavethesamephysicalenvironment,thecognitiveenvironmentwouldstillbedifferent.Cognitiveenvironmentisstillnotthegenuinetocontextofcommunicationbutonlyapotentialoneneededtobefiltered.Inferentialabilities28
SperberandWilson’sconsiderationofcognitivecontextdiffersdramaticallyfromthetraditionalviewoncontextwhichusedtothinkthatcontextkeepsconstantandexitsinthemindofparticipantsinadvance.Traditionalcontextisstatic,andcognitivecontextisdynamic,whichischangingwiththedevelopmentofthecommunication.Inthisway,SperberandWilsonprovideusanewapproachtotheinvestigationofcontextandpragmatics.SperberandWilson’s29
Verschuerenisanotherimportantpragmatistwhomakescontributiontotheresearchoncontext.Inhisbook:UnderstandingPragmatics,heproposedafundamentalnotionthatusinglanguageconsistsofcontinuousmakingoflinguisticchoices(Verschueren,1999:55).Itmeansthatduringcommunicationtheuttererandhearerareunderchoicemaking,eitherconsciouslyorunconsciously,forlanguageinternal(i.e.structural),and/orlanguage-externalreasons.Linguistically,thesechoicescanbesituatedatanylevelofform:phonetic,phonological,morphological,syntactic,lexical,andsemantic.Verschuerenisanoth30
Accordingly,theymayrangeovervariousinternaloptions,ortheymayinvolveregionally,sociallyorfunctionallydistributedtypesofvariation.Thesechoicesaremadebothinproducingandininterpretinganutteranceandbothtypesofchoicesareofequalimportanceforthecommunicationflowandthewayinwhichmeaningisgenerated.Alanguageuserhasnoabsolutefreedominmakingchoicesbutcanmakeinter-adaptabilitywiththecontext.Accordingly,theymayr31
ContextisclassifiedintotwotypesbyVerschueren:communicativecontextandlinguisticcontext.Asforthecommunicativecontext,itselementsincludethelanguageusers,thementalworld,thesocialworld,andthephysicalworld.Languageusersnotonlyrefertotheuttererandhearerbutalsothosewhoarerelatedtothecommunication.Verschuerenputlanguageusersatthefirstplacebecauseinthecommunicativecontexttheyactivateandcognizethecontextualelementsfromthemental,socialandphysical“reality”andmakethemfunctioninverbalcommunication.Contextisclassifiedi32
Asforthementalworld,itcontainscognitiveandemotiveelements.Incommunication,theutterernotonlymakeshisutteranceinter-adaptedwithhisownmentalworld,butalsoletsthechoiceadapttothehearer’smentalworld.Sothejudgmentsofthehearer’spersonalitytraits,emotionalinvolvement,patternsofbeliefs,wishesanddesires,motivationsandintentionsmayallenterthepicture.Asforthementalworl33
Thesocialworldreferstosocialsettings,institutions,typesofprinciplesandrulesoflinguisticacts.Linguisticchoiceismadeinter-adaptablewithsocialfactorssincetheyimposemanytypesofprinciplesorrulesuponthewaysinwhichcertaintypesoflinguisticactscanbeperformed.Inthesocialworld,cultureisalsohighlyfocused.Culturewithitsinvocationofnormsandvaluesisalsoregardedasasocialworldcorrelatedtolinguisticchoices.Thesocialworldrefers34
Itisveryeasytounderstandwhatthephysicalworldrefersto.Justasthetermimplies,itreferstothephysicalsurroundingsconstrainingtheverbalcommunication.Thephysicalworldcanbeanalyzedfromtwoangles:temporalandspatial.Temporalreferencecanbedividedintoeventtime,timeofutteranceandreferencetime.Similarly,spatialreferencecanbedividedintoabsolutespaceandspacerelativetoaperspective,whichcontainsbothutteringspaceandreferencespace.Itisveryeasytoun35
Besidescommunicativecontext,Verschuerenalsoconcentratedhimselfonlinguisticcontext.Itisknownastheco-textinastrictsense.Inaddition,Verschuerenpointedoutthreefeaturesoflinguisticcontext:featuresofcohesion,inter-textualityandsequencing,andthengivesexplanationstothem.
36
Thelabelcohesionisgenerallyusedtodesignatetheovertmarkingofrelationswithinadiscourseortext:thetextualpropertyofthelinguisticcontextmakesitpossibletoorganizeadiscourseunderthetopicsofdiscussion,genreestablishedandstyleinuse;thesequencingfeaturedeterminestheconsiderationoflogicalandsemanticorderingwhilelinguisticutteranceisbeingconstructed.Thelabelcohesionis37
Verschuerenfoundthatcontextisgeneratedinlanguageuseandkeepschangingwithcommunication.Thatmeanscontextiscreatedbythedynamicinteractionbetweenuttererandhearerinrelationtowhatis“outthere”.Sincecontextiscreatedinlanguageusewiththeinterventionoftheparticipants’mentalfactors,itcanbemanipulatedbythelanguageusersbymeansofmovinginandoutofwhatiscommonlyreferredtoasmentalspacesVerschuerenfoundthat38三、ContextinChina
Inasearlyas1930sChenWangdaoclaimedthatrhetoricshouldadapttothesituationandthetheme.Theterm‘situationherereferstothevariouskindsofparticularsituationswithinwhichwritingorspeakingoccurs.Eachoftheseparticularsituationsconsistsofsix‘whatandhowelements’(why,what,where,who,whenandhow).The‘situation’andthe‘theme’hererefertocontext,however,hedidn’tfurtherdiscussit.(西棋光正,1992:9)三、ContextinChina39
Inearly1960sWangDechunpresentedhisnotionofcontext.Heclaimsthatcontextisthesituationoflanguageusewhichconsistsofsuchsubjectivefactorsastime,Place,occasion,object,etc.andsuchobjeetivefactorsaslanguageusers,identity,thought,personality,occupation,selfeultivation,situation,mind,etc.(西棋光正,1992:10)
40
HeZhaoxiongillustratescontextastwokindsofknowledge:inner一linguisticknowledgeandextra一linguisticknowledge.(HeZhaoxiong1989:22)Inner一linguisticknowledgeherereferstotheknowledgeofasetofrulesthatformsthebasisofpeople’sabilitytospeakandunderstandhislanguage.语用学中的语境ppt课件41
Extra一linguisticknowledgeincludestheknowledgesharedbythespeakerandthehearerandthetotalnon一linguisticbackgroundofanutterancesuchastheimmediatesituationinwhichitisused.Italsoincludestheawarenessbythespeakerandthehearerofwhathasbeensaidearlierandofanyrelevantexternalbeliefs.
42
HuzhuanglinpresentshisviewoncontextinhisbookDiscourseCohesionandCoherence.Inhisview,contextcanbeclassifiedintothreeparts:linguisticcontext,whichreferstotheintra一discoursesurroundings:situationalcontext,whichreferstothephysicalsituationinwhichthediscoursetakesplace,includingthenatureofthesocialaction,therolesoftheparticipants,thetime,theplace,themode,etc;andculturalcontext,whichreferstothesocialculturalconventionsofthelanguagecommunitywherethespeakeris.(HuZhuanglin,1994:182)Huzhuanglinpresentsh43
HeZirantouchesuponcontextwhiletalkingaboutlanguageinterpretation.Accordingtohim,contextistheenvironmentinwhichtheverbalcommunicationoccurs,whichincludes:1.Linguisticcontext,withreferencetotheco--textinwhichatopicappears.2.Themutualsocial一intercoursecontext,includingtheparticipant’personalstatus,socialposition,culturalbackgroundandtherelationshipbetweenthem.HeZirantouchesuponc44
3.Theparticipants’respectivecognitivecontext,withreferencetotheparticipants’lifeexperiences,beliefsandknowledgethatwouldinfluencethecognitionofanintercourse.
(HeZiran,1997:209一210)
45
XiongXueliangholdsaviewofcognitivecontext.Heclaimsthattheinferenceoftheoverloadedpartofinformationbylanguageusersdoesnotalwaysrelyontheconcretecontext,becauselanguageusers,throughexperience,haveinternalizedtherelevantcontext.Thatistosay,themainpartofcontextisthecognitivecontextthatcontainsthepragmaticknowledgethathasbeensystemizedbylanguageusers.Whenthespecificphysicalenvironmentisnotclear,languageuserscanconsciouslyorsubconsciouslyinferwithhisknowledgethemeaningofutterances.Itisthiscognitivecontextthatthisinferencedependsmainlyon.XiongXueliangholdsa46
Cognitivecontextconsistsofsituationalknowledgeinvolvedinlanguageuse(Physicalsurroundings),linguisticcontextualknowledge(workingstore)andbackgroundknowledge(knowledgeconstruction)andcollectiveconsciousnesssharedbylanguagecommunities.(XiongXueliang,1999:115)
47
LiuSenlin(2000)hasastudyaboutthestructurizationofcognitivecontext.Heclaimsthatthemanipulationofcognitivecontextisbase
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