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语境(yǔjìnɡ)研究概述张建萍201021003010第一页,共53页。一、Context

ThetermisderivedfromLatincontextus,whichmeanstoweavetogether.Inanow一obsoleteusage,itreferredtotheweavingtogetherofwordsoracontinuousdiscourseproducedbytheweaving.Italsoreferredtothewordsthathelpdeterminethemeaningofawordorpassagetheysurround.

第二页,共53页。Butthemeaningconcerningusisobviouslybroaderandmuchmoregeneral.Sincethereareanumberofdisciplines,suchas,philosophy,logic,sociolinguisticssemantics,pragmatics,thathavelongbeenassociatedwithitandhavetakenupthecontextasatopicofgreatimportance.Therefore,thecontextismuchtappedintobyscholarsinthesefields.第三页,共53页。

Contextisanimportantconceptinthedomainofpragmatics.Contextisaprerequisitetounderstandandinterpretlanguage.Withouttheanalysisofcontext,thestudiesofotherfieldsthatarerelatedtoitwillnotbeall-round.Iwillgiveabriefreviewoftheresearchesoncontextsinceitsproducing.第四页,共53页。二、ForeignScholars’ViewonContext2.1Anthropologicalviewofthecontext

Malinowski,thegreatpolish-bornanthropologist,whoisthefatherofmodernanthropologyfirstputforwardterm“contextofsituation”inhisarticleTheProblemofMeaninginPrimitiveLanguagewrittenin1923,andstressedtheneedtointerpretspeechinitscontextofsituation:“Exactlyasintherealityofspokenorwrittenlanguages,awordwithoutlinguisticcontextisamerefigmentandstandsfornothingbyitself,sointherealityofaspokenlivingtongue,theutterancehasnomeaningexceptinthecontextofsituation”(Malinowski1923:307).第五页,共53页。2.2LondonSchool’sviewofthecontextMalinowski’snotionofcontextofsituationwasacceptedandelaboratedbyoneofhiscolleaguesFirthwhotookoverMalinowski’scontextofsituationandextendedittolinguistics.Hebelievedthatitisneeessarytoplacetheutteranceinthe“socialcontext”,andtogeneralizethemeaningsinspecified“socialcontexts”.Hestated:“voicesshouldnotbeentirelydisassociatedfromthesocialcontextinwhichtheyfunction(Firth1957:226)andsuggestedthatcontextofsituationisbestusedas“asuitableschematicconstructtoapplytolanguageevents.第六页,共53页。In1950,hemadeadetailedexpositionaboutcontextinhisbookPersonalityandLanguageinSociety.HefurtherpointedoutthatMalinowski’sconceptionofthecontextofsituationwasnotquiteadequateforthepurposeoflinguistictheory,becauseitwasnotgeneralenough.Heclassifiedcontextintolinguisticcontextandcontextofsituation.Firth’sownlinguistictheorywasbuiltintobyfurtheringthestudyofcontext.第七页,共53页。

2.3FunctionalviewofthecontextAsoneofFirth’sstudents,M.A.KHallidayfurtherdevelopsthetheoryofsituationintowhatisknownasregistertheory,whichcanbedescribedasaframeworkofthreedimensions:fieldofdiscourse,tenorofdiscourse,modeofdiscourse.Heproposeshisownopiniononthenotion.Thefieldofdiscoursereferstowhatishappening,includingthesocialaction,languageuserandtheprocessoftheinteraction.Tenoristherelationbetweenparticipants,or“whoaretakingpart”.Modemeanswhatitisthattheparticipantsexpectthelanguagetodofortheminthesituation.第八页,共53页。

Hallidayclaims,“itrequiresaninterpretationnotonlyofthetextitselfbutalsoofitscontext,andofthesystematicrelationshipbetweencontextandtext”(Halliday2000:41).Hallidayemphasizedtheimportanceofcontextstudy,hesaid:“thecontextofculturedeterminesthenatureoftheCode.Asalanguageismanifestedthroughitstext,acultureismanifestedthroughitssituation;sobyattendingtotext-in-situationachildconstruesthecode,andbyusingthecodetointerprettextheconstruestheculture.Thusfortheindividual,thecodeengenderstheculture;andthisgivesapowerfulinertiatothetransmissionprocess”(Halliday2000:57).第九页,共53页。2.4Sociolinguisticviewofthecontext

TheAmericansociallinguistHymesfurtherdevelopedthetheoryof“context”.Hymesconsidersacontextconstructedof16componentsin8“categories”inModelsoftheInteractionofLanguageandSocialSetting.Hymes(1972)devisedhisownsetoffactorstodescribethecontextofsituationforthespeechevent.HenamedthemusingtheacronymsSPEAKINGasthefollowing:actsituation,participants,ends,actsequence,keys(mannerofspirit),instrumentalities,normsandgenres.第十页,共53页。

Hymes(1962)states:“Theuseofalinguisticformidentifiesarangeofmeanings.Acontextcansupportarangeofmeanings.Whenaformisusedincontext,iteliminatesthemeaningspossibletothatcontextotherthanthosetheformcansignal:thecontexteliminatesfromconsiderationthemeaningspossibletotheformotherthanthecontextcansupport”.Hymes’notionofthecontexthavesomesimilaritieswiththatofHalliday.Itisconcernedwithwhatdeterminestheappropriatenessoftheutterancesintheparticularcontext.第十一页,共53页。2.5SemanticviewofthecontextLyonsputforwardthatcontextistheoreticalconcept,allkindsoffactorsthatconstructcontextisabstractfromspecificcontextbylinguists,whichsystematicallydecidetheformofdiscourse,appropriatenessofdiscourseormeaningofdiscourseofinfluenceonparticipantsoflanguageactivity(He2002:180-205).Languagesystemitselfisanobjectiveexistencewhichprovidesaseriesoflanguageformforlanguageuser,includingallkindsofphonologicalforms,syntacticformandlexicalforms.Thelanguageabilitytolanguageuserdecideshimtomastertheseforms.Lyonsthoughtthataspeakercanjudgeappropriatenessofdiscoursecorrectlyliesinhisknowledge,whichisspecificreflectionofcontext,orwhichconstructscontext.第十二页,共53页。

Lyonsillustrateshisnotionofthecontextbyintroducing6kindsofknowledgeinhisSemantics(1977).Heliststhecomponentsofcontextareasfollows:

(1)Eachoftheparticipantsmustknowhisroleandstatus.(2)Theparticipantsmustknowwheretheyareinspaceandtime.(3)Theparticipantsmustbeabletorecognizethesituationintermsofitsdegreeofformality.第十三页,共53页。(4)Theparticipantsmustknowwhatmediumisappropriatetothesituation.(5)Theparticipantsmustknowhowtomaketheirutterancesappropriatetothesubjectmatter.(6)Theparticipantsmustknowhowtomaketheirutterancesappropriatetotheprovinceordomainthesituationbelongsto.第十四页,共53页。

Itisseenthatthe6factorsareactuallyalanguagespeaker’scompetence,whichdeterminesparticularphonological,grammaticalandlexicaloptionswithinthelanguage-systeminparticularcontextsoflanguageuse,andwhich,thereforehaveabearingonthesituationalappropriatenessoftheutterances.第十五页,共53页。2.6PragmaticviewofthecontextPragmaticscameintobeinginthelaterhalfof20thcentury.WiththedevelopmentofPragmatics,itfindsthattheinadequacytheoryofthecontexthashindereditsstepsmoreandmore.DuetothecloserelationshipbetweenPragmaticsandthecontext,theformerurgestheadvanceofthecontexttheory,whichshouldprovidebetterservicetoPragmatics.第十六页,共53页。

Leechoncedefinedpragmaticsinabroadsensea“thestudyofhowlanguageisusedincommunication”(1983).Communication,aswehavenoted,cannottakeplaceinavacuumbutinacontext.Contextisthereforeanindispensablenotionthatmakespragmaticsasitis.第十七页,共53页。

Levinsonisoneofthepragmatistswhoareactiveonthesceneofthenewlyarisingdiscipline.HisPragmatics(1983)isaclassicworkwhichsketchestheframeworkforthenewdisciplineandisacceptedbythelaterresearcherseversince.InPragmatics,thenotionofcontextisnotexplicatedseparatelyindetailsbutinterrelatedwithothertopics.第十八页,共53页。

Inthisbook,Levinson(1983)claims“contextisunderstoodtocovertheidentitiesofparticipants,thetemporalandspatialparametersofthespeechevent,andthebeliefs,knowledgeandintentionsoftheparticipantsinthatspeechevent,andnodoubtmuchbesides.”第十九页,共53页。

Levinson’scontextdoesnotlabelalltheactualsituationsofutteranceinalltheirmultiplicityoffeatures,butonlythosefeaturesthatareculturallyandlinguisticallyrelevanttotheproductionandinterpretationofutterances.(vanDijk,1976)InspiredbyLyons,heconsidersthecontextastheparticipants’knowledgeof6aspects:第二十页,共53页。a.Knowledgeofroleandstatus:b.Knowledgeofspatialandtemporalloaction;e.Knowledgeofformalitylevel:d.Knowledgeofthemedium:e.Knowledgeofappropriatesubjectmatter:f.Knowledgeofappropriateprovince·(Levinson,1983)第二十一页,共53页。

Meyisoneofthewell-knownlinguisticswhoareactiveonthesceneofthenewlyarisingdiscipline.InhisbookPragmatics:An

Introduction(2001),hepointsouttheveryimportanceofcontext,“contextisthequintessentialpragmaticconcept;itisbydefinitionproactive,justaspeopleare.”(Mey2001:14)Adynamiccontextisanenvironmentthatisinsteadydevelopment,promptedbythecontinuousinteractionofthepeopleengagedinlanguageuse.Thedynamicdevelopmentofpeople’sconversation,whichgivesusthecluetoanunderstanding,cannotbepredicted,asitdependsentirelyontheindividualsandtheirindividualchoicesateverymoment.第二十二页,共53页。

Meytakescontextasadynamicconcept,“contextisadynamic,notastaticconcept:itistobeunderstoodasthecontinuallychangingsurroundings,inthewidestsense,thatenabletheparticipantsinthecommunicationprocesstointeract,andinwhichthelinguisticexpressionsoftheirinteractionbecomeintelligible.”(Mey2001:39)第二十三页,共53页。

Meyisalsoagainsttheviewofpragmaticsthatlimitsthecontexttowhatisgrammaticallyexpressed,totheexclusionofanywider,‘extralinguistic’contexts.Foriteliminatesanumberofpotentiallyirrelevantfactorsfromthescopeofourinvestigation.Heholdsthatcontextismorethanjustreference,contextisaction,contextisaboutunderstandingwhatthingsarefor,anditisalsowhatgivesourutterancestheirtruepragmaticmeaningandallowsthemtobecountedastruepragmaticacts.第二十四页,共53页。

In1986,Sperber&Wilson’sworkRelevance:CommunicationandCognitioncameoffthepressandmadeahitinthepragmaticcircle.Inthisbook,theco-authorsexplicatecommunicationfromtheangleofcognitionandbringforththetheoryofrelevance.Owingtotheirtheory,cognitionhasbecomeanewstartingpointandtheoreticfocusforpragmaticresearch.OneoftheimportantcontributionsofRelevancetheoryadvancedbySperberandWilsonisitsviewpointofcontext.第二十五页,共53页。

Accordingtotheirpointofview,contextisapsychologicalconstructincludingnotonlytheco-textofanutterancebutalsothecontextualfactorssuchastheimmediatephysicalenvironment,theparticipants’backgroundknowledgelikealltheknownfacts,assumptions,beliefs,andcognitiveabilities.Inverbalcommunication,significanttotheinterpretationoftheutteranceisnottheimmediatespecificenvironmentbutaseriesofassumptionsthatmakeupofthecognitivecontext.第二十六页,共53页。

ToSperber&Wilson,cognitivecontextisafundamentalconcept.Itisbecauseofthediversityofthecognitivecontextthatmakestheinterpretationofutterancedifficult.Althoughsomepeopleliveinthesamephysicalworld,derivinginformationfromthiscommonenvironmentandconstructingthebestpossiblementalrepresentationofit,notwoindividualsconstructidenticalrepresentationduetodifferencesinmanyaspectsespeciallyinourcognitiveabilities.Perceptualabilitiesvaryineffectivenessfromonepersontoanother.第二十七页,共53页。Inferentialabilitiesalsovary,andnotjustineffectiveness.Peoplespeakdifferentlanguages,theyhavemastereddifferentconcepts;asaresult,theycanconstructdifferentrepresentationsandmakedifferentinferences.(Sperber&Wilson,1995)Moreover,peoplehavedifferentmemoriesthattheybringtobearintheirexperienceindifferentways.Hence,eventhoughtheyhavethesamephysicalenvironment,thecognitiveenvironmentwouldstillbedifferent.Cognitiveenvironmentisstillnotthegenuinetocontextofcommunicationbutonlyapotentialoneneededtobefiltered.第二十八页,共53页。

SperberandWilson’sconsiderationofcognitivecontextdiffersdramaticallyfromthetraditionalviewoncontextwhichusedtothinkthatcontextkeepsconstantandexitsinthemindofparticipantsinadvance.Traditionalcontextisstatic,andcognitivecontextisdynamic,whichischangingwiththedevelopmentofthecommunication.Inthisway,SperberandWilsonprovideusanewapproachtotheinvestigationofcontextandpragmatics.第二十九页,共53页。

Verschuerenisanotherimportantpragmatistwhomakescontributiontotheresearchoncontext.Inhisbook:UnderstandingPragmatics,heproposedafundamentalnotionthatusinglanguageconsistsofcontinuousmakingoflinguisticchoices(Verschueren,1999:55).Itmeansthatduringcommunicationtheuttererandhearerareunderchoicemaking,eitherconsciouslyorunconsciously,forlanguageinternal(i.e.structural),and/orlanguage-externalreasons.Linguistically,thesechoicescanbesituatedatanylevelofform:phonetic,phonological,morphological,syntactic,lexical,andsemantic.第三十页,共53页。

Accordingly,theymayrangeovervariousinternaloptions,ortheymayinvolveregionally,sociallyorfunctionallydistributedtypesofvariation.Thesechoicesaremadebothinproducingandininterpretinganutteranceandbothtypesofchoicesareofequalimportanceforthecommunicationflowandthewayinwhichmeaningisgenerated.Alanguageuserhasnoabsolutefreedominmakingchoicesbutcanmakeinter-adaptabilitywiththecontext.第三十一页,共53页。

ContextisclassifiedintotwotypesbyVerschueren:communicativecontextandlinguisticcontext.Asforthecommunicativecontext,itselementsincludethelanguageusers,thementalworld,thesocialworld,andthephysicalworld.Languageusersnotonlyrefertotheuttererandhearerbutalsothosewhoarerelatedtothecommunication.Verschuerenputlanguageusersatthefirstplacebecauseinthecommunicativecontexttheyactivateandcognizethecontextualelementsfromthemental,socialandphysical“reality”andmakethemfunctioninverbalcommunication.第三十二页,共53页。

Asforthementalworld,itcontainscognitiveandemotiveelements.Incommunication,theutterernotonlymakeshisutteranceinter-adaptedwithhisownmentalworld,butalsoletsthechoiceadapttothehearer’smentalworld.Sothejudgmentsofthehearer’spersonalitytraits,emotionalinvolvement,patternsofbeliefs,wishesanddesires,motivationsandintentionsmayallenterthepicture.第三十三页,共53页。

Thesocialworldreferstosocialsettings,institutions,typesofprinciplesandrulesoflinguisticacts.Linguisticchoiceismadeinter-adaptablewithsocialfactorssincetheyimposemanytypesofprinciplesorrulesuponthewaysinwhichcertaintypesoflinguisticactscanbeperformed.Inthesocialworld,cultureisalsohighlyfocused.Culturewithitsinvocationofnormsandvaluesisalsoregardedasasocialworldcorrelatedtolinguisticchoices.第三十四页,共53页。

Itisveryeasytounderstandwhatthephysicalworldrefersto.Justasthetermimplies,itreferstothephysicalsurroundingsconstrainingtheverbalcommunication.Thephysicalworldcanbeanalyzedfromtwoangles:temporalandspatial.Temporalreferencecanbedividedintoeventtime,timeofutteranceandreferencetime.Similarly,spatialreferencecanbedividedintoabsolutespaceandspacerelativetoaperspective,whichcontainsbothutteringspaceandreferencespace.第三十五页,共53页。

Besidescommunicativecontext,Verschuerenalsoconcentratedhimselfonlinguisticcontext.Itisknownastheco-textinastrictsense.Inaddition,Verschuerenpointedoutthreefeaturesoflinguisticcontext:featuresofcohesion,inter-textualityandsequencing,andthengivesexplanationstothem.第三十六页,共53页。

Thelabelcohesionisgenerallyusedtodesignatetheovertmarkingofrelationswithinadiscourseortext:thetextualpropertyofthelinguisticcontextmakesitpossibletoorganizeadiscourseunderthetopicsofdiscussion,genreestablishedandstyleinuse;thesequencingfeaturedeterminestheconsiderationoflogicalandsemanticorderingwhilelinguisticutteranceisbeingconstructed.第三十七页,共53页。

Verschuerenfoundthatcontextisgeneratedinlanguageuseandkeepschangingwithcommunication.Thatmeanscontextiscreatedbythedynamicinteractionbetweenuttererandhearerinrelationtowhatis“outthere”.Sincecontextiscreatedinlanguageusewiththeinterventionoftheparticipants’mentalfactors,itcanbemanipulatedbythelanguageusersbymeansofmovinginandoutofwhatiscommonlyreferredtoasmentalspaces第三十八页,共53页。三、ContextinChina

Inasearlyas1930sChenWangdaoclaimedthatrhetoricshouldadapttothesituationandthetheme.Theterm‘situationherereferstothevariouskindsofparticularsituationswithinwhichwritingorspeakingoccurs.Eachoftheseparticularsituationsconsistsofsix‘whatandhowelements’(why,what,where,who,whenandhow).The‘situation’andthe‘theme’hererefertocontext,however,hedidn’tfurtherdiscussit.(西棋光正,1992:9)第三十九页,共53页。

Inearly1960sWangDechunpresentedhisnotionofcontext.Heclaimsthatcontextisthesituationoflanguageusewhichconsistsofsuchsubjectivefactorsastime,Place,occasion,object,etc.andsuchobjeetivefactorsaslanguageusers,identity,thought,personality,occupation,selfeultivation,situation,mind,etc.(西棋光正,1992:10)第四十页,共53页。

HeZhaoxiongillustratescontextastwokindsofknowledge:inner一linguisticknowledgeandextra一linguisticknowledge.(HeZhaoxiong1989:22)Inner一linguisticknowledgeherereferstotheknowledgeofasetofrulesthatformsthebasisofpeople’sabilitytospeakandunderstandhislanguage.第四十一页,共53页。

Extra一linguisticknowledgeincludestheknowledgesharedbythespeakerandthehearerandthetotalnon一linguisticbackgroundofanutterancesuchastheimmediatesituationinwhichitisused.Italsoincludestheawarenessbythespeakerandthehearerofwhathasbeensaidearlierandofanyrelevantexternalbeliefs.第四十二页,共53页。

HuzhuanglinpresentshisviewoncontextinhisbookDiscourseCohesionandCoherence.Inhisview,contextcanbeclassifiedintothreeparts:linguisticcontext,whichreferstotheintra一discoursesurroundings:situationalcontext,whichreferstothephysicalsituationinwhichthediscoursetakesplace,includingthenatureofthesocialaction,therolesoftheparticipants,thetime,theplace,themode,etc;andculturalcontext,whichreferstothesocialculturalconventionsofthelanguagecommunitywherethespeakeris.(HuZhuanglin,1994:182)第四十三页,共53页。

HeZirantouchesuponcontextwhiletalkingaboutlanguageinterpretation.Accordingtohim,contextistheenvironmentinwhichtheverbalcommunicationoccurs,whichincludes:1.Linguisticcontext,withreferencetotheco--textinwhichatopicappears.2.Themutualsocial一intercoursecontext,includingtheparticipant’personalstatus,socialposition,culturalbackgroundandtherelationshipbetweenthem.第四十四页,共53页。

3.Theparticipants’respectivecognitivecontext,withreferencetotheparticipants’lifeexperiences,beliefsandknowledgethatwouldinfluencethecognitionofanintercourse.

(HeZiran,1997:209一210)第四十五页,共53页。

XiongXueliangholdsaviewofcognitivecontext.Heclaimsthattheinferenceoftheoverloadedpartofinformationbylanguageusersdoesnotalwaysrelyontheconcretecontext,becauselanguageusers,throughexperience,haveinternalizedtherelevantcontext.Thatistosay,themainpartofcontextisthecognitivecontextthatcontainsthepragmaticknowledgethathasbeensystemizedbylanguageusers.Whenthespecificphysicalenvironmentisnotclear,languageuserscanconsciouslyorsubconsciouslyinferwithhisknowledgethemeaningofutterances.Itisthiscognitivecontextthatthisinferencedependsmainlyon.第四十六页,共53页。

Cognitivecontextconsistsofsituationalknowledgeinvolvedinlanguageuse(Physicalsurroundings),linguisticcontextualknowledge(workingstore)andbackgroundknowledge(knowledgeconstruction)andcollectiveconsciousnesssharedbylanguagecommunities.(XiongXueliang,1999:115)第四十七页,共53页。

LiuSenlin(2000)hasastudyaboutthestructurizationofcognitivecontext.Heclaimsthatthemanipulationofcognitiveconte

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