教学大纲法学院《国际商法》(双语)教学大纲(殷楠)

《国际商法》（双语）教学大纲(InternationalusinessLaw)编制单位：法学院编写人：殷楠审核人：路广编制时间：2010年9月课程说明一、课程概述（一）课程介绍国际商法是为适应教育部进行双语教学的要求而对法学专业学生开设的一门专业选修课。国际商法课程的任务主要是培养适应对外经济交往需要，既懂国内法、又懂国际公约、国际商业惯例和外国语的涉外型专业法律人才。（二）教学目标明确该课程的性质、地位及其研究对象，了解课程的基本体系和基本内容，掌握课程的主要知识点，运用理论知识分析解决实际问题，以提高在英语环境下应用法律的能力，并最终脱离汉语的干扰，能独立使用英语来思考和解决国际经济交往中出现的法律问题（三）课程性质国际商法是法学专业本科阶段的专业选修课。（四）适用对象国际商法是为法学专业本科高年级学生开设的。学生应在修完民法、商法、合同法、国际法、国际经济法的基础上，才进入本课程的学习。（五）预修课程民法；商法；民事诉讼法：国际法；国际经济法。二、课时分配（一）课时分配说明本课程的总学时为32学时。（-）课时分配序号章名课时备注专业1专业21IntroductiontoInternationalBusinessLaw（第一章国际商法导论）I.WhatisInternationalBusinessLaw?（第一节什么是国际商法?）SourcesofInternationalBusinessLaw（第三节国际商法的渊源）InternationalOrganizations（第四节国际组织）ComparisonofMunicipalLegal22

Systems（第五Vj内国法系的比较研究）2ChapterTwoFormsofInternationalBusiness（第二章国际商务的形式）SomeInternationalTradeTheories（第一节一些国际贸易理论）Exporting（第二节出口）GovernmentControlsoverTrade（第三节政府对贸易的管制）InternationalLicensingAgreement（第四节国际许可证协议）223ChapterThree LegalSystemofInternationalBusiness（第三章国际商事的法律体系）UnitedNationsConventiononContractsfortheInternationalSaleofGoods（CISG）（第一节联合国国际货物销售合同公约,简称CISG）UNIDROITPrinciplesofInternationalCommercialContracts（PICC）（第二节国际统一私法协会国际商事合同通则，简称PICC）InternationalRulesfortheInterpretationofTradeTerms（第三节国际贸易术语解释通则）224ChapterFour ContractLawfortheInternationalSaleofGoods（第四章国际货物销售合同法）DefinitionandFormofContract（第一节合同的定义和形式）ValidityandFormationofInternationalSaleofContracts（第二方国际货物销售合同的成立和效力）225ChapterFour ContractLawfortheInternationalSaleofGoods（第四章国际货物销售合同法）Misrepresentation（第三误解）Mistakes（第四节错误）Fraud（第五节欺诈行为）Duress（第六节胁迫行为）UndueInfluenceand22Unconscionable(unjust)Conduct(第七方不适当的影响和不公平的行为)6ChapterFiveContractLawfortheInternationalSaleofGoods（continued）（第五章国际货物销售合同法［续］）RemediesforBreachofContract（第一节违反合同的救济）AnticipatoryBreachofContractandExceptiononAdimpletiContractusinCivilLaw（第二节普通法上预期违约和大陆法上履行契约之抗辩权）LiquidatedDamages（第三节约定的损害赔偿金）227ChapterFiveContractLawfortheInternationalSaleofGoods（continued）（第五章国际货物销售合同法［续］）IV.ObligationsoftheSellerandtheBuyer（第四行买卖双方的合同义务）228ChapterFiveContractLawfortheInternationalSaleofGoods（continued）（第五章国际货物销售合同法［续DPassingofRisk（第五节风险的转移）PassingofProperty（第六产权的转移）ExcusesforNon-performance（第七节不履行的免责）9ChapterSix CarriageofGoodsbySeaandMarineCargoInsurance（第六章 海上货物运输及其保险）Charterparties（第一节租船合同）BillsofLading（第二节提单）III.MarineCargoInsurance（第三节海运保险）2210ChapterSevenFinanceofInternationalTrade（第七章国际贸易的结算/支付）I.TheBillofExchange（第一节汇票J22

CollectionofDocumentaryBillsThroughBanks（第二节银行跟单托收）LettersofCredit（L/C）（第三节信用证）11ChapterEight GATTandWTOLaw（第八章关彳兑及贸易总协定和世界贸易组织法）TheFoundingofGATT（第一节关税及贸易总协定的成立）MajorPrinciplesofGATT1994（第二节关税及贸易总协定1947的主要原则）TheWorldTradeOrganization（WTO）（第三节世界贸易组织）WTODisputeSettlementProcedures（第四节世界贸易组织的争端解决程序）2212ChapterNine InternalionalCommercialDisputeSettlement（第九章国际商事争端的解决）SettlementofDisputesthroughMunicipalCourts（第一节通过内国法院解决国际商事争端）InternationalTribunals（第二节国际法庭解决）Alternative DisputeResolution（第三节ADR解决方式）2213ChapterNine InternalionalCommercialDisputeSettlement（第九章国际商事争端的解决）IV・ InternationalCommercialArbitration（第四节国际商事仲裁）2214ChapterTen PartnershipLaw （第十章合伙法）I.DefinitionandCreationofaPartnership（第一节合伙的定义和成立）PropertyofaPartnership（第二节合伙财产）Partners*RightsandDuties（第三节合伙人的权利与义务）DissolutionofthePartnership（第四节散伙）WindingUp（第五节合伙清算）22

15ChapterEleven TheLawofCorporations（第1早公司法）I.HistoryandNatureofCorporations（第一节公司的历史和性质）SourcesofCorporateFinancing（第二节公司资本的来源）Shareholders1RightsandLiabilities（第三节股东的权利和责任）ManagementofCorporations（第四节公司的管理）TerminationofCorporations（第五节公司的终止）2216ChapterTwelve TheLawofAgency（第十二章国际商事代理法）CreationofAgency（第一节代理创立）DutiesofAgentandPrincipal（第二节代理人和委托人的义务）TerminationofanAgency（第三节代理的终止）ThirdPartyRelationsofthePrincipalandtheAgent（.与委托人和代理人有关的第三人）22教学要求及教学要点ChapterOneIntroductiontoInternationalBusinessLaw【本章教学目标和要求】：使学生通过对本章的学习，了解国际商法的渊源、历史发展、英美法系和大陆法系的介绍、国际商法与我国法的关系。由于熟悉本章是学好国际商法的前提，要求学生掌握有关国际商法的基本内容和基本英语词汇，为以后的学习奠定基础。【本章重点、难点】国际法律渊源的种类，国际商事组织及不同法系之间的比较I.WhatisInternationalBusinessLaw?【教学内容】BackgroundofInternationalBusinessLawConceptofInternationalBusinessLawHistoryofInternationalBusinessLawII.SourcesofInternationalBusinessLaw【教学内容】NationalLawInternationalTreatiesandConventionsInternationalModelLawInternationalTradeCustomsandUsagesInternationaIOrganizations【教学内容】OrganizationsAffiliatedwiththeUnitedNationsInternationalMonetaryFundInternationalBankofReconstructionandDevelopmentOtherInternationalOrganizationsGATTandWTOTheOrganizationforEuropeanEconomicCooperationInternationalChamberofCommerceComparisonofMunicipaILegalSystems【教学内容】TheRoman-GermanicCivilLawSystemTheAnglo-AmericanCommonLawSystemVI.InternationalBusinessLawandChina【教学内容】China*sLegalHistoryBackgroundofChina*sinvolvedinInternationalBusinessLawChapterTwoFormsofInternationalBusiness【本章教学目标和要求】：使学生通过对本章的学习，了解最基础的国际贸易理论、进出口、国家对国际贸易的管理及国际许可证协议等内容。了解国际贸易的基本理论是能够深刻理解国际商法的前提。同时，希望学生通过学习掌握关于国际贸易进出口、国际贸易管理及国际许可证协议的基本词汇，并能够简单翻译。【本章重点、难点】国际贸易的几个重要理论、国家政府对国际贸易的管制SomeInternationalTradeTheories【教学内容】SpecializationAbsoluteAdvantageComparativeAdvantageOpportunityCostExporting【教学内容】DirectExportingIndirectExportingGovernmentControlsoverTrade【教学内容】TariffsNon-tariffBarrierstoTradeExportRestrictionsInternationaILicensingAgreement【教学内容】TechnologyTransferInternationalFranchisingChapterThreeLegalSystemofInternationalBusiness【本章教学目标和要求】：使学生通过对本章的学习，了解国际商法体系中最重要的法律和国际贸易惯例。本章是本课程的核心内容之一，要求学生必须将其作为重点来学习。【本章或点、难点】《联合国国际货物买卖合同公约》及2000年《国际贸易术语解释通则》UnitedNationsConventiononContractsfortheInternationalSaleofGoods(CISG)【教学内容】TheDevelopmentofInternationalBusinessLawTheDraftingoftheCISGApplicabilityoftheCISGApplicabilitySaleandIssuesExcludedInterpretingoftheCISGTheConventionGeneralPrinciplesRulesofPrivateInternationalLawStatementandConductofthePartiesCase3—1Rafflesv.WichelhausandAnotherUNIDROITPrinciplesofInternationalCommercialContracts(PICC)【教学内容】OriginandPreparationoftheUNIDROITPICCBackgroundPreparationfortheUNIDROITPICCStructureandScopeoftheUNIDROITPICCStructureScopeofApplicationGeneralPrinciplesoftheUNIDROITPICCFreedomofContractOpennesstoUsagesFavorContractusObservanceofGoodFaithandFairDealinginInternationalTradeThepurposesoftheUNIDROITPICCAModelofNationalandInternationalLegislatorsAMeansofInterpretingandSupplementingExistingInternationalInstrumentsAGuideforDraftingContractsTheUNIDROITPICCasRulesGoverningtheContractComparisonoftheUNIDROITPICCandCISGSomeShortcomingsofCISGUNIDROITPICCasaMeansofInterpretingandSupplementCISGInternationalRulesfortheInterpretationofTradeTerms【教学内容】ConceptandRoleofTradeTermsContentsofIncoterms2000ETermsFTermsCTermsDTermsFOB(freeonhoard)(portofshipment)ObligationsoftheSellerandtheBuyerSomeImportantIssuesCIF(cost,insuranceandfreight)(portofdestination)ObligationsoftheSellerandtheBuyerSomeImportantIssuesModificationofTradeTermsCase3-2KumarCorporationv.NopalLines,Ltd.ChapterFourContractLawfortheInternationalSaleofGoods【本章教学目标和要求】:使学生通过对本章的学习，了解国际货物买卖合同，包括国际货物买卖合同的定义、合同的形式、合同的有效及构成。其中介绍了英美法系合同法、大陆法系合同法及我国合同法的相关规定。本章是本课程的核心内容之一，要求学生必须将其作为重点来学习。【本章重点、难点】国际货物买卖合同的成立、效力及构成I.DefinitionandFormofContract【教学内容】DefinitionofContractFormofContractValidityandFormationofInternationalSaleofContracts【教学内容】InvitationOfferTheOfferRequirementsofOfferTheBindingofanOfferLapseofOfferRevocationofofferTheAcceptanceRequirementsofAcceptanceTimeofAcceptanceBattleoftheFormsTheBattleoftheFormsundertheCommonLawTheBattleoftheFormsundertheCISGCase4-1Filantov.ChilewichInternationalCorporationConsiderationinCommonLawDefinitionGeneralRulesonConsiderationExceptionstotheConsiderationRequirementReformonConsiderationCase4-2Hamerv.SidwayCase4-3Fiegev.BoehmMisrepresentation【教学内容】FraudulentMisrepresentationInnocentMisrepresentationNegligent(innocent)MisrepresentationMistakes【教学内容】CommonLawCommonMistakeMutualMistakeUnilateralMistakeCivilLawTheUNIDROITPICCChinaContractLawFraud【教学内容】CommonLawCase4-4Stambovskyv.AckleyCivilLawTheUNIDROITPICCChinaContractLawDuress【教学内容】CommonLawDuresstoaPersonDuresstoGoodsEconomicDuressCivilLawTheUNIDROITPICCChinaContractLawVII.UndueInfluenceandUnconscionabIe(unjust)Conduct【教学内容】CommonLawTheDefendantOccupiedaLegallyRecognizedPositionofAuthorityofInfluenceTheDefendantdidnotoccupyaLegallyRecognizedPositionofAuthorityofInfluenceCase4-5CommercialBankofAustraliaLtd.v.AmadioCivilLawTheUNIDROITPICCChinaContractLawChapterFiveContractLawfortheInternationalSaleofGoods(continued)【本章教学目标和要求】：使学生通过对本章的学习，了解国际货物买卖合同的违约补救、损失赔偿、买卖双方各自的义务、风险转移及免责事由等。本章作为上一章的延续，同样构成国际商法的重点核心内容之一，要求学生重点掌握。通过本章的学习，能够使学生在国际商事纠纷出现时合理的应对。【本章重点、难点】违约救济的措施、买卖双方的义务及货物风险的转移。RemediesforBreachofContract【教学内容】GeneralPrinciplesofRemediesTheDoctrinesofCompensationTheDoctrineofLimitationsonDamagesCase5-1Prutchv.FordMotorCompanyBuyer*sRemediesSpecificPerformanceAvoidancePriceReductionRefusingEarlyDeliveryandExcessQuantitySeller*sRemediesRemediesAvailabletoBothBuyersandSellersDamagesAvoidanceofInstallmentContractsCase5-2DelchiCarrier,SpAv.RotorexCorporationAnticipatoryBreachofContractandExceptiononAdimpIetiContractusinCiviILaw【教学内容】AnticipatoryBreachinCommonLawExceptiononAdimpletiContractusinCivilLawLiquidatedDamages【教学内容】CommonLawCivilLawTheUNIDROITPICCChinaContractLawObIigationsoftheSeiIerandtheBuyer【教学内容】Seller*sObligationsDeliveryoftheGoodsTheTurningOverofDocumentsTheSeller?sAssuranceoftheQualityofGoodsTheSeller"sAssuranceofOwnershipoftheGoodsBuyer*sObligationsPaymentofthePriceTakingDeliveryCase5—3TheNaturalGasCaseVI.PassingofRisk【教学内容】CommonLawSalesofGoodsActTheUCCTheCISGCISGAllowsthePartiestoDecidetheTimeofPassingofRiskTheEffectofPassingofRiskWheretheGoodsNeedtobeMovedThePassingofRiskoftheGoodsinTransitFundamentalBreachofContract,sEffectonthePassingofRiskc.ChinaContractLawVI.PassingofProperty【教学内容】CommonLawSpecificGoodsUnascertainedGoodsTheCISGChinaContractLawVII.ExcusesforNon-performance【教学内容】CommonLawImpossibilityofPerformanceSuperveningIllegalityFrustrationofPurposeCommercialImpracticabilityCase5-4 TransatlanticFinancingCorporationv.UnitedStatesTheUNIDROITPICCTheCISGForce MajeureClausesA Model of GeneralityA Model of ListingA Model of ComprehensivenessChapterSixCarriageofGoodsbySeaandMarineCargoInsurance【本章教学目标和要求】：使学生通过对本章的学习，了解货物海上运输及保险，包括航次租船合同、定期租船合同和光船租赁合同、提单及其法律问题、海上货运保险等内容。通过本章的学习，学生能够掌握海上货运的基本法律问题，并能够分析英语提单、海上运输合同及保险合同，同时能够解决实际法律问题。【本章重点、难点】提单及其法律问题、海上货物运输合同的形式及海上货运保险Charterparties【教学内容】VoyageCharterpartiesTheImpliedTermsLayDaysandDemurrageTimeCharterpartiesCharterpartiesbyDemiseBillsofLading【教学内容】LawsofBillsofLadingTheHarterActTheHagueRulesTheHague-VisbyRulesTheHamburgRulesMaritimeCodeofthePeople,sRepublicofChinaCharacteristicsoftheBillsofLadingTheReceiptCharacterEvidenceoftheContractofCarriagebySeaTheBillofLadingasaDocumentofTitleTransferofPropertyunderABillofLadingTheintentionofthePartiesLexLoci(TheLawofthePlaceWheretheGoodsAreLocated)Carrier'sDutiesunderABillofLadingToexerciseDueDiligencetotheShipSeaworthy,beforeandattheBeginningoftheVoyageToExerciseDueDiligencetoProperlyandCarefullyLoading,Handling,Stowing,Carrying,Keeping,Caringfor,andDischargingtheGoodsCarriedCarrier'sImmunitiesDelayedBillsofLadingDeliveryofGoodswithouttheBillofLadingTakingDeliveryagainstIndemnityG・FraudsonBillsofLadingFalseBillsofLadingAntedatedBillsofLadingAdvancedBillsofLadingCleanBillsofLadingIssuedthroughIndemnityMarineCargoInsurance【教学内容】MarineInsurancePoliciesandCertificatesPerilsandLossesPerilsLossesInsuranceCoverFreeFromParticularAverageInsurance(FPA)WithParticularAverageInsurance(WPA)AllRisksInsuranceChapterSevenFinanceofInternationalTrade【本章教学目标和要求】：使学生通过对本章的学习，了解国际贸易的付款方式，主要包括汇票的基本知识、托收、信用证及保理等。通过本章的学习，使学生能够掌握国际贸易的主要付款手段及付款方式，并且能够分清各种付款方式中当事人之间的权利义务关系。【本章重点、难点】汇票及信用证TheBillofExchange【教学内容】OriginofBillsofExchangeTheLawGoverningBillsofExchangeTypesofBillsofExchangeCleanBillandDocumentaryBillSight(orDemand)BillandTime(orUsance)BillCommercialBillandBanker?sBillCommercialAcceptanceBillandBanker*sAcceptanceBillGeneralRequirementsandRightsoftheHolderinDueCourse2.EnglishCouts2.EnglishCoutsGeneralRequirementsRightsofAholderinDueCourseCommonProceduresinHandlingBillsofExchangeDrawingPresentationAcceptanceEndorsementPaymentProtestingCo11ectionofDocumentaryBillsThroughBanks【教学内容】TypesofCollectionDocumentsagainstAcceptance(D/A)DocumentsagainstPaymentD/P)AdvantagesofCollectionLettersofCredit(L/C)【教学内容】LawApplicabletoLettersofCreditTypesofLettersofCreditConfirmedLettersofCreditStandbyLettersofCreditTransferableLettersofCreditRevolvingLettersofCreditRedClausesinCreditsTheStagesofArrangingandAdvisingALetterofCreditIndependencePrinciplesandRuleofStrictComplianceIndependencePrincipleRuleofStrictComplianceFraudExceptioninLettersofCreditTransactionTheAmericanCourtsCase7-1Sztejnv.HenrySchroederBankingCorp.TheInternationalChamberofCommerceTheChineseCourtsChapterEightGATTandWTOLaw【本章教学目标和要求】：使学生通过对本章的学习，了解关贸总协定和世界贸易组织法，主要包括关贸总协定的建立、基本原则、世界贸易组织产生的背景、法律结构及争端解决机制等内容。在原有知识的基础上，进一步掌握WTO法律体系，通过所掌握的法律英语分析WTO制度，以期能在对外贸易活动中灵活运用，指导实践。【本章重点、难点】关贸总协定的基本原则、世界贸易组织的法律结构及其争端解决机制TheFoundingofGATT【教学内容】TradeBarriersTariffsNontariffBarrierstoTradeTradeLiberalizationThroughCooperationScopeandCoverageofGATT1947andGATT1994MajorPrinciplesofGATT1994【教学内容】MultilateralTradeNegotiationsMost-favored-nationTreatmentUnconditionalMFNTreatmentConditionalMFNTreatmentMFNExceptionsNationalTreatmentTariff-basedImportRestrictionTheWorldTradeOrganization(WTO)【教学内容】TheWTOandtheEconomicGlobalizationLegalStructureoftheWTOWTOAntidumpingAgreementTheEconomicsofDumpingDeterminationofDumpingunderGATT1994AntidumpingAgreementApplicationofAntidumpingMeasuresWTODisputeSettIementProcedures【教学内容】DeficienciesintheGATT1947DisputeProcessCompulsoryConsultationPanelsAppellateReviewCompensationandtheSuspensionofConcessionsWTODisputeSettlementProceduresChapterNineInternationalCommercialDisputeSettIement【本章教学目标和要求】：使学生通过对本章的学习，了解国际商事纠纷解决方式，主要包括司法解决、非司法方法解决及商事仲裁等内容。在掌握基本的诉讼法律制度的基础上，学生进一步学习国际商事纠纷的解决方式，通过这方面法律英语的学习，以期能够掌握以英语参与解决国际商事纠纷。【本章重点、难点】国际商事纠纷的非司法解决方法及国际商事仲裁SettIementofDisputesthroughMunicipalCourtsJurisdictionandVenueConflictsofJurisdictionChoiceofForumClausesCase14-1InReUnionCarbideCorporationGasPlantDisasteratBhopalChoiceofLawClausesRelevantProvisionsofChineseLawsEnforcementofForeignJudgmentInternationaITribunaIs［教学内容】InternationalCourtofJusticeContentiousJurisdictionAdvisoryJurisdictionJudgementsInternationalCenterfortheSettlementofInvestmentDisputesAlternativeDisputeResoIution【教学内容】A.NegotiationB.MediationC.Mini-trialCommerciaIArbitration【教学内容】DefinitionandSpecialFeaturesTheApplicableProcedureLawTheLexArbitriTheDoctrineofDelocalisedArbitrationTheApplicableSubstantiveLawMajorMethodsofChoosingProperLawLawstoBePossiblyChosenasApplicablelawArbitrationAgreementandArbitrationClausesInternationalStandardsforArbitrationAgreementandArbitrationClausesScopeoftheArbitrationAgreementMajorImplicationsinArbitrationAgreementRecognitionandEnforcementofAwardsFormalitiesforRecognitionandEnforcementGroundsforRefusalEnforcementofForeignArbitralAwardsinthePeople,sRepublicofChinaImplementationoftheNewYorkConventionRelevantProvisionsoftheCivilProcedureLawofthePeople'sRepublicofChina【实践教学内容】使用英语进行法律案例讨论分析；建立模拟仲裁庭。【教学参考资料与阅读书目】教材：姜作利：《国际商法（英文版）》，法律出版社，2006年4月版。参考资料：RayAugust：InternationalBusinessLaw-Text,Cases,andReadings第三版，高等教育出版社，2002年11月版。沈四宝、王军、焦津洪：《国际商法》，对外经济贸易大学出版社，2002年12月版。郭瑜:《国际贸易法》，北京大学出版社,2006年12月版ChapterTenTheLawofCorporations【本章教学目标和要求】：使学生通过对本章的学习，了解公司法律制度，主要包括公司的历史发展及性质、股东的权利与义务、公司的管理及公司的结算等。公司是最重要的国际商事主体，因此学生应作为重点学习。并对原有的知识进行补充深化，同时提高关于公司法的法律英语水平。【本章重点、难点】公司的性质、股东的权利义务及公司的管理HistoryandNatureofCorporations【教学内容】HistoryofCorporationsAmericanCorporationLawCompanyLawofthePeople*sRepublicofChinaThePrincipalCharacteristicsoftheCorporationCreationLegalStatusPowersManagementOwner?sLiabilityTransferabilityofOwner*sInterestTaxationPromotersDefinitionLegalLiabilityofPromoters”PiercingtheCorporateVeil“andRelatedProblemsDominationImproperUseoftheCorporationSourcesofCorporateFinancing【教学内容】CommonStock3.Secretary3.SecretaryDebtSecuritiesTypicalDebtSecuritiesareLongTermDebenturesandBondsBondsareHistoricallyNegotiableInstrumentsInterestPaymentsAreUsuallyFixedObligationsDebtSecuritiesAreUsuallySubjecttoRedemptionDebtSecuritiesMayBeConvertibleintoEquitySecuritiesShareholders*RightsandLiabilities【教学内容】Shareholders,MeetingsShareholders1ElectionofDirectorsFundamentalCorporateChangesShareholders,InspectionandInformationRightsDistributiontoShareholdersDividendsShareRepurchasesShareho1ders'LawsuitsShareholder"sIndividualLawsuitsShareholdersClassActionSuitsShareholder"sDerivativeActionsShareho1ders'LiabilitiesShareholderLiabilityforIllegalDistributionsShareholderLiabilityforCorporateDebtsManagementofCorporations【教学内容】TheBoardofDirectorsBoardAuthorityunderCorporationStatutesCommitteesoftheBoardElectionandRemovalofDirectorsOfficersoftheCorporationPresidentVicePresident4.TreasurerDirectors'andOfficer，sDutiestotheCorporationDutyofCareDutiesofLoyaltyTerminationofCorporations【教学内容】DissolutionbyAgreementInvoluntaryDissolutionChapterElvenP