联合产权投资策略PPT通用课件

1、联合产权投资策略 Introduction to U.S. Market ( 美国市场介绍 ) :Highest Standards and credibility for liquidity and reduced financial risk具有最高水准和最可信的流通性,并能降低金融风险Largest access to Global Investors 全球投资者最大的金融通道The U.S. is the largest capital market in the world美国是世界上最大的资本市场 Introduction to U.S. Market ( 美国市场介绍 ) :Ac

2、cess to the largest pool of investment funds up to 500m depending on listed companies financials可获得最多的投资资金,根据上市公司的财政情况,最高可达5亿美元Highest Standards and Respected world wide as leader in Securities and Financial Markets最准最高并备受关注,引领全球证券及金融市场Most detailed requirements for regulatory compliance最为详细的监管服从要求本

3、资料来源U.S. Public Listing Comparison美国证券资本市场实力分析U.S. Public Listing Comparison美国证券资本市场实力分析U.S. Public Listing Comparison美国证券资本市场实力分析Listing on Foreign Exchanges海外股份上市细则 Market of ExchangeHong Kong, Singapore, Europe, etc 证券市场范围,香港,新加坡,欧洲等 Less Compliance and regulation (Easier) 法令遵守和规定较少 (更容易) The Aud

4、it process is much easy 审计程序较为简易 Smaller access to Capital 10M to 100M ( Easy ) 融资通道较小,一般是1000万至1亿美元 . (较易) Less Liquidity and less confidence for investors 流通性较差,以及投资者信心不足 Higher Risk in market trends 市场趋势风险较高StrengthConcernsIPO ( Initial Public Offering )首次公开募股Reverse Merger逆向兼并Acquisition of a pu

5、blic company by a private company allowing the private company to reduce the long and complex process of going public由一家私人公司并购一家上市公司，这样能省去冗长烦琐的上市程序。The first sale of stock by a company to the public.企业通过证券交易所首次向投资者增发股票Capital Raising Choice: 融资选择：United Investment Banking联合投资银行OTC ( Over-the Counter

6、 )场外柜台交易Dept Financing部门融资A security not traded on an exchange, because companies inability to meet listing requirements一种不在证券交易所交易的证券，通常是因为公司不能达到上市要求。Capital Raising Choice: 融资选择：United Investment Banking联合投资银行An arrangement in which a financial institution extends secured or unsecured credit for a

7、 specified time period.一家金融机构在某种特定的时期延长抵押或非抵押贷款的一种安排Capital Raising Choice: 融资选择：United Investment Banking联合投资银行Venture Capitalist or Angel Investor风险投资家和天使投资者Bond债券Capital raised by listing require a profitable business plan, innovative management, and strong corporate structure上市融资需要有一份有利的商业计划，创新的

8、管理方法，以及强大的公司结构Public Listing Overview公开上市概要Independent Audit financials by a SEC recognized CPA firm is required独立审计事务要求有一家证交所认可的注册会计师公司负责执行。Investors want to know how investments will be used and that it will cause expansion of revenues, profits, and assets. 投资者想要了解他们的投资将如何被运用，以及投资将会使收入，利润和资产增加。A c

9、onsistent Investor & Public relations program must be implemented to promote the company and stock.必须实施一个针对长期投资者和公共关系的计划，以提升公司形象，提高股价。Public Listing Overview公开上市概要Listing regulations require full disclosure to the investors and corporate governance committees in overseeing developments上市规程要求在监管过程中所有

10、信息要向投资者和公司管制委员会完全公开上海 ShangHai新加坡Singapore旧金山San FranciscoGlobal Footprint (遍及全球的金融市场范围）Research Coverage金融网络覆盖范围Institutional Offices市场代理处Invest Region融资市场范围纽约NewYork洛杉矶Los AngelesOur Company ( 我们公司 ) :伦敦London香港 HongkongExperience and Capabilities (经验和实力)Our Company ( 我们公司 ) :Capabilities (实力)Thou

11、gh our net work of resources we are able to put together a plan that meets your needs Is most efficient in time and cost.通过我们的 资源网络,我们能根据您的要求制定计划,而且无论从时间上还是成本上来说都是最有效率的.Our Company ( 我们公司 ) :Foreign Direct Listing公司改组Investor & Relations投资者和公共关系Corporate Restructuring外部直接上市Listing Compliance上市条款直接服从

12、Business Development商业开发Capabilities (实力)Our Company ( 我们公司 ) :Capital Market Assessment资本市场评估IPO, Private Placement首次公开募股，私人配售Capitalization Strategy资本化战略Mergers and Acquisition并购和发展Reverse Merger逆向兼并Experience 经验ExperienceA Network with a broad of background and experience in Financial, Legal, and

13、 Business Development. Organization created from U.S., China and Global experience Working in a wide range of industries including Agriculture, Biotech, Technology and ChemicalsOur Company ( 我们公司 ) : 经 验 一个在金融,法律,业务开发等领域有着广阔背景和丰富经验的网络.有着在美国.中国 和全球建立组织 机构的经验从事的行业广泛,其中包括农业,生物工艺,科技和化工等Experience 经验Our

14、Company ( 我们公司 ) :Services 服务 Our ServicesLegal Structure and SEC and PRC Compliance Business DevelopmentU.S. Securities and Corporate regulationsPRC overseas listing regulationsStrategic Corporate Organizational StructureSEC recognized Audit of financialsU.S.GAAP standardsSOX 404 Internal ControlsN

15、ew Law passed by U.S. CongressSEC Audit of Internal Controls Develop a profitable Business Plan to attract investorsDesign Company Expansion Plan Lay out Execution Plan to realize company goals Financials Listing Requirements Packaging and Marketing Prepare company for Public and Project Professiona

16、l AppearanceDevelop Web Site, Investors Materials, and PresentationsCreate & develop attractive story for investors interestOur Company ( 我们公司 ) :Services 服务Our Company ( 我们公司 ) : 我们的服务法律结构和服从证交会及中国相关法律法规 业务发展美国证券和公司的相关规定中国企业海外上市的相关法律法规战略性公司组织结构证交所认可的财务审计所美国公认会计原则标准SOX 404 内部监控美国国会通过的新法令内部监控体系的证交所审计

17、 制定一个赢利性的商业计划以吸引投资者设计公司扩展规划 制定实施计划来实现公司目标 财务审计要求 包装和销售 为公司上市和项目进行最专业的包装开发网站,投资者资料,以及介绍为企业打造生动的介绍以吸引投资者兴趣Our Company ( 我们公司 ) :Services 服务Investor and Public Relations投资者和公共关系处理Analyst relations 分析家关系处理Institutional targeting 制度觅标Annual shareholder meetings年度股东会议Financial relations audits 财务关系审计Earni

18、ngs announcements 收益公告Annual and quarterly report 年度和季度报告SEC disclosure 证交会信息披露Investor conferences 投资者会议Investor presentations 投资者报告Investor Strategies 投资者战略Our Company ( 我们公司 ) :Services 服务Public and Investor Relations公共关系和投资者处理Inform Investors of progress and growth of business plan 及时向投资者通报商业计划的

19、进度和发展情况 Develop company identity and corporate positioning 发展公司特性以及为公司定位Increase visibility for your company, products and services为你的公司，产品及服务提高透明度 Report financial information to stockholders and analysts 向股东和分析家报告财务信息Increase Stock value by building the market通过建立市场来提高股票价值Our Company ( 我们公司 ) :How w