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1、MANAGEMENT SYSTEM CERTIFICATION CONTRACT Ref. No.Party AAddressTelephone FaxLegal RepresentativeContact PersonParty B: CHINA QUALITY CERTIFICATION CENTRE Address:Section 9, No.188, Nansihuan (the South Fourth Ring Road) Xilu (West Road), Beijing , P.R.ChinaTelephoneFaxLegal Representative: Contact P
2、ersonAddressTelephoneFaxGENERAL TERMS AND CONDITIONSArticle 1 Part A and Part B hereby undertake to, in pursuance of relevant provisions of the Contract Law of the Peoples Republic of China, sign, observe and to be bound by the general terms and conditions agreed hereunder through equitable consulta
3、tions in respect of application field by Part A with Part B for conformance and effect audit of Party As by Part B.r QUALITY MANAGEMENT SYSTEMr ENVIRONMENTAL MANAGEMENT SYSTEM r OCCUPATIONAL HEALTH AND SAFETY MANAGEMENT SYSTEMr HACCP SYSTEMr QS-9000 QUALITY MANAGEMENT SYSTEMr ISO9001+KBA Article 2 T
4、he scope of audit agreed hereunder is _Above information may be adjusted according to on-site audit.Article 3 The audit criteria agreed upon by both parties hereto is determined on the basis of:r ISO9001: r ISO14001: r GB/T28001- r INTERNATIONAL FOOD CODE Codex General Principle of Food Hygiene CAC/
5、RCP1-1969, Rev.3 (1997);Guidelines for the Application of the HACCP System Anex to CAC/RCP1-1969, Rev 3(1997).r QS-9000: the 3rd edition/ISO900 :94CQC will carry out certification work on the basis of Requirement of Quality Management System/QS-9000: the 3rd edition appendix BImplementation Criteria
6、 of Quality Management System Certification Agency.r Part As system manual and relevant documents on the basis of the above standardsr Relevant laws and regulationsr Other Article 4 Audit fees are determined on the basis of fee structure approved by relevant authorities. Full description of such fee
7、s is provided in the certification confirmed by both parties and attached hereto. Travel costs incurred by or connection with audit work shall be borne by Party A.Article 5 Fees are settled by:1. First audit/re-audit: settlement before audit , settlement after audit .2. Surveillance fees should be s
8、ettled before each surveillance audit.3. Specific fees see “Quotation of Management System Certification”.Article 6 Rights and Duties of Party A:1. Abide by the relevant regulations of certification from beginning to end;2. Establish and implement adequately the related system;3. At least 3-month im
9、plementation of the system, be permitted to audit practically;4. Submit to Party B relevant management system manual and documents;5. Effect payment of fees in pursuance of terms and conditions hereof;6. Provide Party B with working conditions required by audit;7. Submit to Party B accurate and adeq
10、uate information and record;8. Obtain certificate if qualified;9. Use certificate and logo thereof in a appropriate manner;10. Not damage Party As reputation in the period of propagating the certification result;11. At the request of Party B, submit to Party B all received records of complains and r
11、ecords of corrective action adopted in accordance with the requirements of system standards or other standardized documents. On the receipt of a complain, Party A should establish, and where appropriate report on, the cause of the nonconformity, including (or predisposing) factors within Party As sy
12、stem.12. Maintain the integrity and consistency of its management system after obtaining certificates; 13. At the request of Management System Standards or laws and regulations, receive the witness audit implemented by the related organizations and submit to them the needed information and report.14
13、. Within the term of validity of certificate, receive and surveillance of Party B; at the same time pay for the surveillance fees according to the related regulations.Article 7 Rights and Duties of Party B are to:1. Strictly abide by the laws and regulations regarding management system certification
14、, and supply Party A with certification service objectively and justly;2. Where applicable, provide, in favor of Party A, qualification document and/or related public documents;3. Assign qualified audit team to carry out audit work after signing contract;4. Issue without delay documents review repor
15、t; 5. Provide without delay audit plan to Party A, carry out such plan within timeframe defined therein and issue thereafter audit report;6. Observe objectiveness and confidentiality declaration;7. Where applicable, issue without delay certificate in favor of Party A, and publish the name of Party A
16、 in a mass medium;8. Carry out regular supervision and re-audit & certificate work in respect of Party As system after the issuance in favor of Party A.Article 8 Audit work may subject to Party As consent, be suspended if a major nonconformity that will suffice to disqualify Party A for recommendati
17、on for certification registration is identified in the process of audit, and will be resumed if Party A has taken effective corrective actions in respect of such item of nonconformity, provided always that related fees or expenses shall be borne by party A.Article 9 If Party A requests to terminate
18、an audit work prior to the completion thereof, Party A shall be bound to pay in full the audit fees, unless such request has been made on reliance of Party Bs liability.Article 10 After the follow-up verification, if the audit team of Party B finds that system of Party A is in compliance with releva
19、nt norms and qualified for certification, it shall recommend Party A for certification registration within 30 days from such finding and shall, upon qualification assessment and approval therefore, issue Certificate in favor of Party A. Party B shall publish, on a regular basis, the name of Party A
20、in a mass medium.Article 11 Should Party A have any objection in respect of the audit workaudit processes, audit behavior, or audit result, it may find solution through consultation with the Audit Centers, CQC, or the Governing Broad of CQC within 30 days after the on-site audit. And may, if still n
21、ot satisfied with the decision of said organizations, file a petition for reconsideration with the China National Board for Certifiers.Article 12 Should any of the following circumstances occur within the term of validity of certificate, Party A shall complete the application for additional audit, c
22、hange, suspension or withdraw of relevant certificate and related formalities:a) Significant change of the system, including organizational structure, basic establishment and operational procedure;b) The certificated organization goes into liquidation or ownership shifts, including incorporation, pu
23、rchase or joint venture of the organization; (applicable for QS-9000, violation against this item will be regarded as a major nonconformity, and an additional on-site audit should be implemented with the relevant fees paid by Party A)c) Significant accident of Quality/environment/security happens, a
24、nd the related disposal actions;d) Significant complains from clients/interested parties;e) Validity of the system declines resulted from job-hopping of important technical or managerial personnel;f) Recall and disposal of rejects; (applicable for HACCP)g) Other incidents influencing food safety; (a
25、pplicable for HACCP)h) Varietal change of products in the certification scope described with “product sort”.i) Information of the changes of applicable legal requirements;j) Part A received the information of “abolishment of Q-I”, “awaiting improvement” and “quality reservation of new operation” Thr
26、ee Major Auto Corporations. (applicable for QS-9000)k) Other important information.Article 13 If Party A requests to change the content of its certificate, Part B will advise Part A to take necessary measures within one month from the receipt of such request, and carry out relevant audit work.Articl
27、e 14 Should any of the following circumstances occur during the term of validity of certificate, Party B shall suspend, on the basis of relevant rules, the use of such certificate and shall request Party A to take corrective actions for such circumstance within a timeframe, and shall, if satisfied w
28、ith the result of Party As corrective actions, notify Party A of permitting to continue to use such certificate:1. Party A fails to clear any nonconformity identified in the process of audit within an agreed period;2. Party A fails to pay fees of audit, surveillance or any other expenses in due cour
29、se of time;3. Party A complaint has been filed against Party A or an accident has occurred, due to Party As fault, without, however, causing serious consequences of product quality, environ mental impact or occupational health and safety, etc.; and4. Party A fails to have itself supervised by Party
30、B in due course due to its own fault. Article 15 Under any of the following circumstances, Party B shall withdraw Party As qualification for certificate/register:1. Party A files the application for such withdraw;2. Party A fails to take corrective actions upon the expiry of the term as defined in A
31、rticle 14 hereof;3. Party A fails to apply for reassessment and change of certificate upon the expiry of the validity thereof;4. Party A has caused accident which lead to serious consequences;5. Party A violates the contract of both sides, or strictly damages Party Bs reputation.Article 16 Party B u
32、ndertakes to observe confidentiality in respect of any information or any document not fit for public disclosure of Party A that comes or may come to its knowledge in the process of audit work. Article 17 Either party hereto has the right to notify the other party to modify or dissolve this contract
33、. Notice or agreement to that end shall be in writing in advance.Article 18 Either party shall, during the term of this contract, indemnify and hold harmless the other party against any loss or liability arising out of its own liability. Details for Indemnification shall be determined by both partie
34、s through consultations.Article 19 Party B will make the judgment according to the collected representative objective evidence through on-site audit; if the loss is caused by Party As implementation violating the management system or party As fault, it will be Party As liability.Article 20 Any dispu
35、te arising out of or in connection with this contract will be resolved through amicable consultations, and shall, in the absence of a satisfactory award, be brought before a competent court of the Peoples Republic of China.Article 21 The contract becomes valid upon execution of signature and seal by
36、 both parties, and invalid when the certificate is abolished. Before the term of validity of certificate is due, Party B will implement re-audit for Party A, and the related fees shall be ensured by both parties through new quotation. Article 22 Any matter not contemplated herein shall be determined
37、 by both parties hereto upon mutual agreement by way of supplementary agreement. The supplementary agreement shall have the same effect and force as this contract.Article 23 This contract is made in triple, with each party holding one copy thereof, and one additional copy reserved for Party B for ac
38、counting purposes.Party A:Party B:Address:Account Name:Telephone:Opening Bank: Fax:Account Number:Authorized signer:Authorized signer:(seal)Signature(seal)SignatureDate:Date:Attachment to the general terms and conditions of contract for the QMS- KBA certification1. Additional requirements according
39、to KBAA prerequisite for the issue of these certificates is an existing system according to ISO 9001 and is being audited at the same time. The KBA requirements take into consideration the Road Traffic Laws according to RREG70/156/EWG, Annex X. or 2003/37/EC (74/150/EEC) on the type approval for agr
40、icultural or forestry tractors on wheels or 2002/24/EC (92/61/EEC) on the type approval for two- or three-wheeled motor vehicles. These requirements are covered in the supplemental KBA Road Traffic Law questionnaire.The CQC is to be informed of activities within areas regulated by law prior to the beginning of the certification procedure.2. Additional information Certification is not ident
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