股票代持协议的监管要求

股票代持协议的监管要求合同编号：__________stocknomineesagreementstocknomineesagreement(hereinafterreferredtoas"thisagreement"),isenteredintoasof__________(the"effectivedate"),andbetween__________("stockholder"),alegalperson/individualwithadomicileat__________,and__________("nominee"),alegalperson/individualwithadomicileat__________.inconsiderationofthemutualcovenantsandagreementscontainedherein,thepartiesheretoagreeasfollows:article1:appointmentofnominee1.2thenomineeagreestoholdthesharesinthenameofthenomineeonbehalfofthestockholderandtovotethesharesinaccordancewiththeinstructionsofthestockholder.article2:representationandwarrantyofthestockholder2.1thestockholderrepresentsandwarrantstothenomineethat:(a)thestockholderisthelegalandbeneficialownerofthesharesandhastherighttotransferthesharestothenominee;(b)thesharesarefreefromanypledge,mortgage,lien,encumbranceorothersecurityinterest;(c)thestockholderhasfullpowerandauthoritytoenterintothisagreementandtocarryoutthetermshereof;and(d)thesharesarenotsubjecttoanylegalrestrictionsontransferorsale.article3:representationandwarrantyofthenominee3.1thenomineerepresentsandwarrantstothestockholderthat:(a)thenomineeisalegalperson/individualwithfulllegalcapacityandhastherighttoenterintothisagreementandtocarryoutthetermshereof;(b)thenomineehasnointerestintheshares,andwillnotacquireanyinterestinthesharesduringthetermofthisagreement;andarticle4:termofagreement4.2uponexpirationoftheterm,thisagreementshallautomaticallyterminate,unlessthepartiesheretoagreeinwritingtoextendthetermforafurtherperiod.article5:transferofshares5.1duringthetermofthisagreement,thestockholdermaytransferthesharestoathirdparty,providedthatthenomineereceiveswrittennoticeofsuchtransferfromthestockholder.5.2uponreceiptofwrittennoticeoftransferfromthestockholder,thenomineeshall,withinareasonableperiodoftime,executeanddelivertothestockholdersuchinstrumentsasmaybenecessaryorappropriatetoevidencethetransferofthesharestothethirdparty.article6:terminationofagreement6.1thisagreementmaybeterminatedeitherpartyheretoatanytimeuponwrittennoticetotheotherparty.6.2uponterminationofthisagreement,thenomineeshall,withinareasonableperiodoftime,executeanddelivertothestockholdersuchinstrumentsasmaybenecessaryorappropriatetoevidencethetransferofthesharesbacktothestockholder.article7:indemnification7.1thestockholderagreestoindemnifyandholdharmlessthenomineefromanyandalllosses,damages,claims,liabilitiesandexpenses(includingreasonableattorney'sfees)arisingoutoforinconnectionwiththenominee'sholdingofthesharesorthenominee'sobligationsunderthisagreement,excepttotheextentsuchlosses,damages,claims,liabilitiesandexpensesarecausedthenominee'sgrossnegligenceorwillfulmisconduct.7.2thenomineeagreestoindemnifyandholdharmlessthestockholderfromanyandalllosses,damages,claims,liabilitiesandexpenses(includingreasonableattorney'sfees)arisingoutoforinconnectionwiththenominee'sholdingofthesharesorthenominee'sobligationsunderthisagreement,excepttotheextentsuchlosses,damages,claims,liabilitiesandexpensesarecausedthestockholder'sgrossnegligenceorwillfulmisconduct.article8:noticearticle9:governinglawandjurisdiction9.2anydisputesarising一、附件列表：股票代持协议股东身份证明文件提名人身份证明文件股份证明文件转让股份的书面通知股份转让证明文件协议终止证明文件二、违约行为及认定：股东未按约定时间向提名人支付股份转让款项提名人未按约定时间向股东支付股息或分红提名人未按约定时间向股东提供股份投票指令股东未按约定时间向提名人提供书面转让通知提名人未按约定时间向股东交付股份转让证明文件股东未按约定时间向提名人支付赔偿款项三、法律名词及解释：股票代持协议：指股东与提名人之间签订的，由提名人代持股东股份的协议。股东：指持有公司股份并享有股东权利的自然人或法人。提名人：指代持股东股份的自然人或法人。股份：指股东持有的公司股份。代持：指提名人按照股东的委托，代为持有股东的股份。股息：指公司分配给股东的利润。分红：指公司分配给股东的利润。四、执行中遇到的问题及解决办法：问题：提名人未按约定时间向股东支付股息或分红。解决办法：股东可与提名人协商，要求提名人在规定时间内支付股息或分红。如协商不成，股东可依法向法院提起诉讼。问题：股东未按约定时间向提名人提供书面转让通知。解决办法：提名人可与股东协商，要求股东在规定时间内提供书面转