并购常用文件清单（中英文对照）

并购常用文件清单（中英文对照）并购常用文件清单（中英文对照）LISTOFREGULARDOCUMENTSFORMERGERSANDACQUISITIONSListofcompletiondocuments:Acquisitionofatargetcompanybythebuyernamefromtheseller一Preliminarydocuments初步文件1.Confidentialityletter/agreement保密函/保密协议2.Exclusivityletter/agreement排他函/排他协议3.LetterofIntent意向书4.Documentationrequestlistforlegalduediligence/Duediligencequestionnaire法律尽职调查文件清单/尽职调查问卷5.(Virtual)dataroomrules（虚拟）数据室规则二Principaldocuments主要文件1.SharePurchaseAgreement股权收购协议2.Agreementofallocationofliabilities负债分配协议3.InformationMemorandum信息备忘录4.AuctionProcessLetter拍卖程序函5.EscrowAgreement托管协议Three.Financedocuments/matters三、金融类文件/事项1.Loandocumentation贷款记录2.Waivers弃权书3.Financingarrangementdocuments融资安排文件4.Newbankmandates新的银行委托书5.Bankcertificates,cashbookbalancesandreconciliations银行资信证明、现金账面余额和对账单6.Companychequebook公司支票簿8.Companyprincipalaccounts公司主要账户Four.Duediligencereports/consentss四、尽职调查报告/同意书1.Legalduediligencereport法律尽职调查报告2.Financial/accountants'duediligence财务/会计人员的尽职调查3.Certificateoftitle/reportontitle产权证书/产权报告4.Insurance,environmentalreports保险、环境报告6.ApplicationsandconsentsfromMOFCOMoritsbranch,orothercompetitionauthorities向商务部或地方商务主管部门、或者其他竞争主管部门提交的申请书及同意书7.Documentsforanyshareholderapproval,ienoticeofgeneralmeeting,resolutionsetc股东大会通知、股东决议等股东批准文件Five.Ancillary五、辅助性文件1.Pre-emptionwaiver/consentletter优先购买权弃权书/同意函2.Stocktransferapplication(tobeexecutedorstamped)股票转让申请书（待签署或盖章）3.Sharecertificates/capitalcontributioncertificate股权证书/出资证明书4.PowerofAttorney(executingdocuments)授权委托书（签署文件）5.PowerofAttorney(votingonsharespendingregistration)授权委托书（就办理登记中的股份进行表决）6.Boardminutes(approving/completionboardmeetings)—Seller董事会会议记录（批准/结束董事会会议—卖方7.Boardminutes(approving/completionboardmeetings)—Buyer董事会会议记录（批准/结束董事会会议）—买方8.Boardminutes(approving/completionboardmeetings)—targetgroup董事会会议决议（批准/结束董事会会议）—目标集团9.Lettersofresignationofdirectorsand/orsecretary董事和/或秘书辞任函Letterofresignationofauditors审计师辞任函Employmentdocuments聘用文件12.Service/consultancyagreement服务/咨询顾问协议Generalmeetingdocumentation(iewhenreplacing/alteringarticlesofassociationetc)股东大会文件（如，在公司章程修订/变更时）Six.CompanyRegistrationDocuments六、公司登记注册文件1.BusinessLicenses,articlesofassociation,permitsandotherregistrationdocuments(currentandhistorical)营业执照、公司章程、许可及其他登记注册文件（当前和历史文件）2.resolutionstobefiledatrelevantregistrationdepartments,iechangeofname,increaseinregisteredcapital,alterationofarticlesofassociationetc向相关登记主管部门提交的决议，如公司名称变更、增资、公司章程变更等3.Documentstobekeptonrecord(changeofregisteredoffice,appointmentofnewdirector/supervisor/seniorexecutives,changeofaccountingreferencedate)备案文件（注册地址变更、委任新董事/监事/高级管理人员、会