IATF第四版认可规则讲义

StrengtheningtheValue

&CredibilityofTS16969

强化TS16949的价值和可信性

“RaisingtheBar”

“提高门槛”

Rules4th

Edition第四版认可规则IATFGlobalCertificationBodyConferenceTroy,Michigan1DaleHammer–IAOBOversightofficeWhyaRules4th?

为何要有第四版认可规则

Rules3rdwasreleasedon1stOctober2008

第三版认可规则在2008年十月一日发布

DifferencesininterpretationandexecutionhavebeenevidentacrossCertificationBodies,Auditors,andevenOversights

不同认证机构,审核员,甚至监督办公室间有着明显的解释和执行差异Clarification/Remediationwasoftenrequired

经常需要进行澄清/补救22SanctionedInterpretationswereissued发布了22条认可解释16FrequentlyAskedQuestions发布了16条常见问题问答AsignificantnumberofwaiversweregrantedtoCertificationBodieswhichaddedtothevariationamongCBsandOversights大量的偏差申请更增加了各认证机构和监督办公室间的变差IATFGlobalCertificationBodyConferenceTroy,Michigan2WhatKindofVariation?

有何种变差?FeedbackfromCBsandAuditors

来自认证机构和审核员的反馈OversightAistougher/morestrictthanOversightB监督办公室A比监督办公室B严厉/更严格Afteramerger/acquisition,whentheacquiredCBwaspreviouslywithOversightAtheywereabletodothingsacertainway.Nowthatthey‘repartofanotherCBandlinkedtoadifferentOversight,they‘renolongerallowedtooperateinthesamemanner.

认证机构并购后新的监督办公室不允许原先监督办公室认可的一些做法ObservationswithinIATFandOversight来自IATF及监督办公室的观察结果

DifferencesinRules3rdinterpretationsamongOversightsandIATFmembers,i.e.,shiftauditingofmanufacturingprocesses

不同监督办公室和IATF成员间对第三版认可规则的不同解释,如,对制造过程不同班次的审核IATFGlobalCertificationBodyConferenceTroy,Michigan3ExpectationshaveChanged

期望在变化TheAutomotiveSupplyBasehaschangeddramatically汽车供应渠道的变化引人注目Suppliershaverespondedtoglobalcompetitionandsignificanteconomicchallenges供应商面对全球竞争和经济挑战Theglobalfootprintreflectsthedynamicchanges

全球化带来强劲的变革TScertificategrowthhasbeenlargelyinAsiaPacificwhichnowaccountsforalmosttwo-thirdsoftheTSmarket,withChinaaccountingforoverone-thirdoftheglobalTSmarket

亚太地区的TS证书量强劲增长约占总量的三分之二,中国的TS证书量已占到三分之一Inresponse,KeyStakeholdersexpectmorefromTS16949

同时,主要股东们期待TS16949带来更多CompliancetotheStandardisarequirement...it’sbecomethepriceofentry

符合标准是基本要求…是市场进入的代价TSCertificationmustequatetoGoodorImprovingSupplierPerformance

TS认证必须与好的或不断改善的供应商业绩相对应ExpectationsarethatpoorperformingSuppliersshouldnotbeTSCertified

期待着业绩不好的供应商将不会通过TS认证IATFGlobalCertificationBodyConferenceTroy,Michigan4Howdoweknow

ExpectationshaveChanged?

我们如何知晓期望在变化TSStakeholdersoftenask:TS股东们经常询问:HowcanaSupplierwithaTScompliantQualityManagementSystembeapoorperformingsupplier?

为什么通过TS质量管理体系认证的供应商业绩如此差?

Isn‘tpartoftheTSCertificationprocesssupposedtoassesstheeffectivenessoftheSupplier‘sQualityManagementSystem?

TS认证过程中是否应该评估了供应商质量管理体系的有效性?HowdoesaSupplier’sperformancetotheCustomerweighintotheevaluationoftheSupplier’sQualityManagementSystemeffectiveness?

在评估供应商质量管理体系有效性时如何权衡供应商对顾客的业绩?Haveyoueverhadtoanswerthequestion,你是否回答过这个问题,“HowdidthisSuppliergetTSCertified?”“这家供应商如何通过的TS认证?”IATFGlobalCertificationBodyConferenceTroy,Michigan5“DoesEveryoneGetCertified?”“是否谁都可以获得认证?”IATFGlobalCertificationBodyConferenceTroy,Michigan6HowWillRules4thImprove

TSValue&Credibility?

第四版认可规则如何提升TS价值和可信性ThemissionofRules4thistoaddvalueandstrengthenthecredibilityinTSCertification第四版认可规则的使命就是提升价值,增强TS认证可信性Rules4threquiresstrongeroversightofTSCertificationactivitybyCBContractedOfficesandincreasedengagementoftopCBleaders强化监督认证机构签约办公室的TS认证活动,增强高层领导介入Rules4themphasizestheimportanceoftheCB‘sVetoPowerandCertificateDecisionActivities

强调CB否决权和认证决定活动的重要性ThefocusonCB,Client,andCustomerPerformanceisstrengthened关注认证机构,客户,和顾客的业绩Variationisreduced减少变异:Rules3rdlessonslearnedhavebeenapplied

吸取了第三版认可规则的经验教训IncreasedunderstandingandalignmentamongIATFmembersandOversight

增强了IATF成员和监督办公室间的理解和一致性IATFGlobalCertificationBodyConferenceTroy,Michigan7WhataretheMajorChanges

fromRules3rd?

与第三版认可规则的主要变化Roles&ResponsibilitiesoftheCBContractedOfficehavebeenstrengthened

增强CB签约办公室作用和职责ManagementReviewrequirementsaremuchmoreprescriptive

管理评审要求更加规范ImprovedrequirementsfortheCB‘sInternalSystemAuditandWitnessAuditprocessesmakethemmoremeaningfulandvalueadded完善CB内部体系审核和见证审核要求,使其更有意义和价值AuditPlanning,On-siteAuditExecution,andAuditReportrequirementsaremoreprescriptiveandmorevalueaddedtoCBs,ClientsandtheIATF

审核策划,现场审核实施及审核报告要求更加规范,增值于CB,客户及IATFPerformancetotheCustomerisemphasizedthroughoutRules4th

始终强调对顾客的业绩IATFGlobalCertificationBodyConferenceTroy,Michigan8WhataretheMajorChanges

fromRules3rd?

与第三版认可规则的主要变化TheimportanceofauditingoftheManufacturingProcesshasbeenraisedandismuchmoreprescriptive

提升对制造过程审核的重要性,审核更加规范ManufacturingSiteExtensionsareeliminated

取消制造现场延伸场所NonconformityManagementismoreprescriptivewithadditionalemphasisandrequirements

不符合管理更加规范,增加新的重点和要求Suspensiondecisionsandtherequirementsassociatedwiththemaremoreprescriptive

暂停决定和要求更加规范IATFGlobalCertificationBodyConferenceTroy,Michigan9HowwillRules4th

RaisetheBar?

第四版认可规则如何提高门槛?Rules4thputsemphasisonthequalityofTSCertificationactivity(executionandresults)...

第四版认可规则强调TS认证活动(执行及结果)的质量…“Whatismeasuredgetsdone!”“落实各项测量!”Rules4thfocusesallStakeholdersonperformancemeasurement,andhowitaffectsresults...第四版认可规则关注所有股东对业绩的测量,以及如何影响相关结果…HowdiditinfluencetheAuditPlan?如何影响审核计划?HowdiditimpacttheExecutionoftheAuditPlan?如何影响审核计划的执行?HowdiditaffecttheVetoPower/CertificateDecision?如何影响否决权/认证决定?IATFGlobalCertificationBodyConferenceTroy,Michigan10Rules4th

RaisestheBar

第四版认可规则-提高门槛Twoexpectedoutcomes:两个期望的结果:SupplyBaseperformanceandTSCertificationarealigned

供货业绩与TS认证相互映证Eliminatetheperceptionthat“EveryonegetsaCertificate”

打消”谁都可获证”的观念IATFGlobalCertificationBodyConferenceTroy,Michigan11WhenwillRules4th

becomeEffective?

第四版认可规则何时生效Rules4thbecomesfullyeffectiveonApril1,2014

第四版认可规则于二零一四年四月一日全面生效Whatdoesthismean?全面生效意味着:Everyonetrained全员培训完成AllProcesses&Proceduresupdatedandimplemented

全部过程和程序更新完成并被实施AllRules4thRequirementsmetbeginningApril1

所有第四版认可规则要求从四月一日开始得以满足Noimplementationwaivers

没有实施的偏离放弃IATFGlobalCertificationBodyConferenceTroy,Michigan12Rules4thAuditorTraining&Testing第四版认可规则审核员培训和考试IATFGlobalCertificationBodyConferenceTroy,Michigan13NewRequirementsandClarificationsForAuditorTraining&Testing审核员培训和考试的新要求及说明CherieReiche–IAOBOversightofficeAuditorDevelopmentProcess

审核员开发过程ProctoredADPtestingwillcontinuethrough20December2013监考ADP考试继续开放到

2013年12月20日(参见referenceCBCommuniqué2013-007)In2013,weutilizedthesevenuesandwilladdasrequiredin2014(startingMay2014onward)2013年我们采用了如下考试地点,2014年将根据需要做相应增加(五月开始):IATFGlobalCertificationBodyConferenceTroy,Michigan14152013ProctoredADPsessions2013监考ADP课程情况ADP(Requalification)

ADP(资格再确认)PerCBCommuniqué2013-007,theIATFwilltemporarilysuspendtheproctoredassessmenttestingonlyforexistingcredentialedauditors(requalificationprocess)from

21December2013through30April2014.

根据CB公告2013-007,IATF将从2013年12月21日至2014年4月30日临时暂停针对现行审核员(再确认过程)的监督评估考试Thetemporarysuspensionofproctoredassessmentsincludesexistingauditorretaketestingaswell.包括补考的审核员Auditorsimpactedbytheproctoredassessmenttestingsuspensionwillbegrantedanautomaticcredentialextensionof5monthsfromtheirexistingexpirydate.受影响的审核员将自动获得5个月的延期Note:AuditorsarestillallowedandencouragedtoundertaketrainingdevelopmentbyutilizingtheIATFADPtrainingmodulesduringthistimeperiod.注:该期间仍可进入ADP培训模块.IATFGlobalCertificationBodyConferenceTroy,Michigan16CredentialExtensionsGranted

资格有效期延长Examplesofcredentialextensionsforexistingcredentialedauditorsimpactedbythe21December2013–30April2014suspensionofproctoredassessmenttesting:

受影响审核员有效期延长的示例:Auditorsareencouraged,asalways,totestatleastamonthortwobeforetheirexpirydatetoallowforretakeopportunities.

审核员均需在资格有效期到期前至少一二个月参加考试以便预留补考的机会.IATFGlobalCertificationBodyConferenceTroy,Michigan17AuditorNameCurrentExpiryDateRevisedExpiryDateAuditorNo.112January201412June2014AuditorNo.218February201418July2014AuditorNo.328April201428September20145months18ExistingADPmaterialsrevised现行ADP教材修订TranslationofmodificationstoexistingandnewADPmaterials;Provideauditorextensionsasrequired翻译修订的和新的ADP教材确定审核员资格延期Rules4moduledevelopment模快开发LaunchRules4modules发布规则四模块2013MayJunJulAugSeptOctNovDec2014JanFebMarAprMayTranslationRules4module模快翻译NewAuditormaterialsrevised新审核员教材修订TranslationNewAuditormaterialrevisions翻译新教材NewAuditortrainingandassessmentsbeginJanuary20142014年1月开始新审核员培训和评估LaunchmodifiedmaterialsonliveADPproductionsite在ADP网络发布修订的教材Rules4TrainingPlan

规则四培训计划#1#2#3ActiveauditorsintheADPasof31December2013mustcompletethetrainingandinitial1sttakeoftheQuizby31March2014.2013年12月31日前有效的审核员必须在2014年3月31日前完成培训和测验Rules4Training/QuizModules

规则四培训/测验模块Availablemid-January2014ontheIATFADP:

2014年1月中旬就可进入IATFADP系统:

/

EmailblastwillbesenttotheactiveIATFADPauditorsandnon-auditorCBVetoPowersoncethemodulesareopenasacourtesyreminder一旦模块完成,现行IATFADP审核员及非审核员资格的否决权人员都将收到提醒邮件ThereisNOcosttotheauditor(s)orCB(s)forthistrainingandquizdevelopmentopportunity此项培训和测验没有费用要求IATFGlobalCertificationBodyConferenceTroy,Michigan19Rules4Training/Quiz

规则四培训/测验Allactiveauditors(andnon-auditorCBVetoPowers)intheIATFADP(asof31December2013)arerequiredtotakeboththetrainingandquizmodulesby31March2014(initialtakeofbothmodules)

所有IATFADP有效审核员(按2013年12月31日计算)都需要在2014年3月31日前(首次)完成培训和测验模块Thoseauditorsarerequiredtoachieve“pass”statusonthequiz(whichis80%orabove)by30June2014

审核员需要在2014年6月30日前达到测验”通过”状态(80%及以上)Quizhas3additionalretakeopportunities(aftertheinitialtake)

测验有3次补考机会(首次测验之后)Quizisunproctored,openbook,andcanbestoppedandstartedovermultipledays测验为不监考,开卷,

可在多天内停止和开始Ifapersonfailstosuccessfullypassthequiz(afterexhaustingtheinitialand3additionalretakeopportunities),theauditor’scredentialsaresubjecttodeactivation

如果最终不能成功通过测验,资格将被取消.IATFGlobalCertificationBodyConferenceTroy,Michigan20Rules4Training/Quiz

规则四培训/测验Auditors(andnon-auditorCBvetoPowers)enteringtheIATFADP(oncesponsoredbyaCB)anytimeAFTER31December2013willhave3monthsafterbeingsponsoredintheADPtocompletetheRules4trainingandquizmodules(thisistheirinitialtakedeadlineforbothmodules).在2013年12月31日后(经CB推荐)进入IATFADP的审核员(及非审核员资格的CB否决权)将有3个月的时间来完成规则四的培训和测验模块(首次完成这两个模块的截止时间)Afterapersonhascompletedtheinitialtakeofbothmodules,thenwithin3monthsfromthatdatetheywillberequiredtoachieve“pass”statusonthequiz(includingallretakes)

在首次完成这两个模块后,在后续三个月之内需要达到测验”通过”状态(包括所有补考).Thosewhodonotcompletethetrainingandquizmoduleswithinthedefinedtimingaresubjecttodeactivation

在规定时间内无法完成培训和测验模块的人员将会被取消资格.IATFGlobalCertificationBodyConferenceTroy,Michigan21Rules4Training/Quiz

规则四培训/测验ExampleTimingforauditorssponsoredintheIATFADPafter

31December2013–2013年12月31日后IATFADP对审核员的时间要求示例IATFGlobalCertificationBodyConferenceTroy,Michigan22AuditorName:AuditorEntersADP(EntryFeePaid):Initial(1st)takeofTraining/QuizModulesDue:RequiredtoAchievePassonQuizby:AuditorNo.15June20145September20145December2014AuditorNo.23September20143December20143March2015AuditorNo.38November20148February20158May20153months3monthsRules4Training/Quiz

规则四培训/测验Continualpersonaldevelopment(CPD)creditCPD小时积分计算TheRules4thtrainingmoduleandRules4thquizmodulecombinedareworthsix(6)hoursofstructuredCPD

规则四培训和测验模块一起可计算六小时的结构化CPDOncetheinitialtakecreditisgiven,noadditionalhourscanbeclaimedforretakingtheRules4thtrainingmoduleorquizmodule

初次积分计算后,补考小时不再计算CountingtheseapprovedstructuredCPDhoursformultipleyearsisnotallowed

不允许跨年计算IATFGlobalCertificationBodyConferenceTroy,Michigan23NewAuditor(InitialQualification)

新审核员(初次资格认可)DuetoRules4thmaterialrevisions,theIATFhastemporarilysuspendedtheface-to-facetrainingandtestingfornewauditorcandidates(initialqualificationprocess)fromendofSeptember2013throughearlyJanuary2014.

由于规则四教材修订,IATF从2013年9月底至2014年1月初暂停了对新审核员候选人(初次资格认可过程)的面对面培训和考试Thetemporarysuspensionoftestingincludesnewauditorretakesaswell.暂停也同时针对新审核员的补考.Face-to-facetrainingandtestingfornewauditorcandidates(initialqualificationprocess)willbeavailableinearlyJanuary2014.

针对新审核员(初次资格认可过程)的面对面培训和考试于2014年1月上旬开始Note:Duetotranslationwork,somelanguageswillnotbeavailableuntiltheendofFebruary2014.

注:由于翻译工作量,有些语种的培训将会到2014年2月底才能开始.IATFGlobalCertificationBodyConferenceTroy,Michigan24NCManagementandProcess

ApproachTrainingModuleUpdates

不符合管理和过程方法培训模块更新Revisedmaterialsavailablemid-May2014ontheIATFADP:修订教材于2014年五月中旬在IATFADP可用:

/

EmailblastwillbesenttotheactiveIATFADPauditorsandnon-auditorCBVetoPowersoncetherevisedmodulesareopeninformingauditorstotakethese2revisedmodulesby31December2014

一旦这两个模块修订完成,现行IATFADP审核员及非审核员资格的否决权人员都将收到提醒邮件以通知审核员在2014年12月31日前完成培训Again,thereisNOcosttotheauditor(s)orCB(s)forthisadditionalre-trainingopportunity

同样,此项培训没有费用要求IATFGlobalCertificationBodyConferenceTroy,Michigan25NCManagementandProcess

ApproachTrainingModuleUpdates

不符合管理和过程方法培训模块更新Continualpersonaldevelopment(CPD)creditCPD小时积分AspreviouslydefinedinRulesFAQ4,CPDcreditisallowedforthesetrainingmodules

如规则FAQ4,此项培训可获CPD积分TheNCManagementtrainingmoduletakes4hourstocomplete,thusisworth4hoursofstructuredCPD

不符合管理需4小时培训,计4CPD小时TheProcessApproachtrainingmoduletakes6hourstocomplete,thusisworth6hoursofstructuredCPD过程方法需6小时培训,计6CPD小时Oncethetrainingmoduleretakecreditsaregiven,noadditionalhourscanbeclaimedforthesetwomodules重新培训不计积分CountingtheseapprovedstructuredCPDhoursformultipleyearsisnotallowed不允许跨年计算.IATFGlobalCertificationBodyConferenceTroy,Michigan26Rules4theditionForeword/Introduction第四版认可规则前言/引言IATFGlobalCertificationBodyConferenceTroy,Michigan27NewRequirementsandClarificationstoRules4thedition第四版规则新要求及澄清事项NorbertHass–VDAQMCOversightOfficeIATFGlobalCertificationBodyConferenceTroy,Michigan28Summaryofthechanges:变化部分概要:VersiondatesofcitedstandardshavebeenremovedthroughouttheRules4thEdition

规则四中全面去掉了标准引用的版本年份

ForewordandIntroduction

前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan29PublicinformationaboutthevalidityofIATFrecognizedcertificatescanbefoundin有关IATF认可证书的有效性的公共信息可查询网站Rationale更改原因:

ToprovidealinktotheIATFwebsitewhereanyusercancheckthevalidityofanISO/TS16949certificate.TheuserneedstohavetheIATFnumbertocheckcertificatevalidity.Thewebsitewillonlydisplaythecompany’sname,cityandcountry,andifthecertificateisvalidornot.提供IATF网址链接,所有用户都可检查ISO/TS16949证书的有效性.

用户需要知道IATF证书编号来检查证书有效性.网站将只显示公司名称,所在城市和国家,以及证书是否有效.

ForewordandIntroduction

前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan30InexceptionalcaseswhereacertificationbodycannotmeetaspecificrequirementoftheRules,thecertificationbodyshallsubmitawaiverrequestformtotherelevantIATFOversightoffice.Asapplicable,thedetailsofthewaiver(i.e.waivernumber,approvaldate,andapprovalcomments)shallbeenteredintheIATFdatabase.

在特殊情况下，如果认证机构无法满足规则的特定要求，该认证机构应向相关IATF监督办公室提交一份弃权申请书。如果适用，弃权详情（如：弃权编号、批准日期、审批意见等）应录入IATF数据库。Rationale更改原因:RemovedtheduplicationofindividualsentencesinRules3rd

Editionand

createdtheaboveparagraphtocoverallofRules

4thEdition.Addedanew

requirementforthedetailsaboutWaiver去掉了在规则三中单个句子的重复而在规则四中用上面的段落覆盖所有相关要求.增加了具体针对弃权的要求.

ForewordandIntroduction前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan31ComplaintsrelatedtotheIATFcertificationschemecomingfromacertificationbodyorauditormustbesubmittedtotherelevantOversightoffice.认证机构或审核员对IATF认证方案的投诉必须提交给相关监督办公室Rationale更改原因:OversightofficerequiresofficialrecordofCB/auditorcomplaints.Requestscomingfromauditorstoknowwheretoaddresscomplaints.监督办公室需要正式记录CB/审核员投诉.审核员想知道何处处理投诉.

ForewordandIntroduction前言和引言IATFGlobalCertificationBodyConferenceTroy,Michigan32REMOVED:删除了:InordertobeconsistentwithISO/IEC17021:2006,theterm“client”replacestheterm“organization”usedinthepreviousRules2ndedition,ISO9001:2000andISO/TS16949:2002.为了和ISO/IEC17021:2006一致，用“客户”一词代替之前的第2版规则，ISO9001:2000和ISO/TS16949:2009里的“组织”Rationale更改原因:TheapplicationofthistermwasestablishedinRules3rdEditionandisnowunderstoodthroughouttheindustry.规则三建立了该术语的应用,现已被整个行业所理解.

ForewordandIntroduction前言和引言Eligibilityforcertificationtoiso/ts16949

第一章ISO/TS16949认证资格Section1.0IATFGlobalCertificationBodyConferenceTroy,Michigan33NorbertHass–VDAQMCOversightOfficeNewRequirementsandClarificationstoRules4thedition第四版规则新要求及澄清事项

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格IATFGlobalCertificationBodyConferenceTroy,Michigan34Summaryofthechanges变化部分概要:Reorderedstructureofsection1.0toincluderelevantdefinitionsandfurtherclarification结构调整,包含了相关定义和澄清事项

Incorporatedclarificationon“Customer-specifiedproductionparts”集中澄清”顾客指定生产零件”ClarificationthatfablessmanufacturerarenoteligibleforISO/TS16949澄清了无生产线现场不得进行ISO/TS16949认证EliminationofsiteextensionswhichdonotlongerexistintheIATFcertificationschemeandRules4thEdition删除了现场延伸场地,该概念在IATF认证方案及规则四中不再存在Replacementoftheterminology“subscribingcustomer”by“automotivecustomer”用术语”汽车顾客”替代”推崇顾客”Overviewofsection1.0ofRules4thEdition规则四第一章概述

ThefollowingimportanttermsaresubjecttoclarificationandformthebasisfortheeligibilityforcertificationtoISO/TS16949:澄清为确定ISO/TS16949认证资格所使用的重要术语:Client客户

Site现场Customer-specifiedproductionparts顾客指定生产零件Manufacturing制造Serviceparts服务零件Automotive/automotivecustomer汽车/汽车顾客Aftermarketparts售后市场零件Supportingfunctions支持功能

IATFGlobalCertificationBodyConferenceTroy,Michigan35Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格ISO/TS16949definesthequalitymanagementsystemrequirementsforaclientprovidingdesignanddevelopment,productionand,whenrelevant,assembly,installation,andservices(seethedefinitionof“Manufacturing”belowforthelistofservices)ofautomotive-relatedproducts.ISO/TS16949为提供汽车相关产品的设计、开发、生产以及相关装配、安装和服务（见下文服务列表“制造”的定义）的客户规定了质量管理体系要求Whatistobeunderstoodundertheterm“client”?如何理解”客户”一词“Client”shallbeunderstoodastheentireentity(includingallrelatedmanufacturingsitesandremotesupportinglocations)applyingforISO/TS16949certification.“客户”指申请ISO/TS16949认证的完整实体（包括所有相关制造现场和外部支持场所）IATFGlobalCertificationBodyConferenceTroy,Michigan36

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格ISO/TS16949isapplicabletoallsitesofaclientwherecustomer-specifiedproductionpartsand/orservicepartsaremanufactured.ISO/TS16949适用于每一个客户制造顾客指定生产零件和/或服务件的所有现场

“Customer-specifiedproductionparts”shallbeunderstoodaspartsthatareanintegralpartofavehicle.Theonlycustomer-specifiedpartsthatdonotmeetthisrequirementbutaretobeincludedarethefollowing:fireextinguisher,carjacks,andfloormats.“顾客指定生产零件”指汽车的组成部分。不符合本要求但是包含在内的顾客指定零件只有：灭火器、千斤顶和地垫。“Site”shallbeunderstoodasthelocationatwhichvalue-addedmanufacturingprocessesoccur(seeISO/TS16949,section3.1).FablesssitesarenoteligibleforISO/TS16949certification(seesection10.0).“现场”指发生增值制造过程的场地（见ISO/TS16949第3.1条）。无生产线现场不得进行ISO/TS16949认证IATFGlobalCertificationBodyConferenceTroy,Michigan37

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格Reasonfortheclarificationthat”FablesssitesarenoteligibleforISO/TS16949certification(seesection10.0)”:为什么要澄清”无生产线现场不得进行ISO/TS16949认证（见第10.0条）”IATFGlobalCertificationBodyConferenceTroy,Michigan38Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格TheIATFidentifiedanumberofclient´ssitesthatdonotmeetthedefinitionofmanufacturing.IATF察觉到一部分客户现场不满足制造的定义Section10clarifies:FablessmanufacturingThedesignanddistributionofproductionpartswhilethefabricationor"fab"oftheproductionpartsisoutsourcedtoaspecializedmanufacturer.Fablesscompaniesseparatethedesignfromthemanufacturingtoconcentrateonresearch,design,development,andtesting.第十章定义:无生产线制造生产零件的制造外包给专业制造商的生产零件设计与分配。无生产线公司将设计和制造分离，以专注于研究、设计、开发和测试Onlymanufacturingsiteswhereproductionand/orservicepartsaremanufacturedandsuppliedtoautomotivecustomersareeligibleforISO/TS16949certification.只有为汽车顾客制造并提供生产和/或服务零件的制造现场有资格进行ISO/TS16949认证“汽车”包括轿车、轻型商用车、重型卡车、公共汽车和摩托车，不包括工业用、农业用和非公路用（采矿、林业、建筑等等），亦不包括售后市场零件"Automotive"shallbeunderstoodtoincludethefollowing:PassengerCars,LightCommercialVehicles,HeavyTrucks,Buses,Motorcycles,andtoexcludethefollowing:Industrial,Agricultural,Off-Highway(Mining,Forestry,Construction,etc.).Aftermarketpartsareexcluded.“Aftermarketparts”shallbeunderstoodasreplacementpartsnotprocuredorreleasedbytheOEMforservicepartapplicationsthatmayormaynotbeproducedtooriginalequipmentspecifications.SitesmanufacturingonlyaftermarketpartsarenoteligibleforISO/TS16949certification.“售后市场零件”指并非由OEM为维修零件应用所采购或发布的备件，可能是、也可能并非按照原始设备规范进行生产。只制造售后市场零件的现场没有资格进行ISO/TS16949认证IATFGlobalCertificationBodyConferenceTroy,Michigan39

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格Theterminology“subscribingcustomer”isnolongerusedintheIATFRulesbutreplacedby“automotivecustomer”.不再使用术语“推崇顾客”,取而代之为”汽车顾客”Reasonforthechange更改原因:ThescopeofISO/TS16949auditsanditscertificationshallincludeallmanufacturingandallISO/TS16949requirements.Evenifanautomotivecustomeroftheclient–regardlessifsubscribingtoISO/TS16949ornot–doesnotspecificallyrequiree.g.controlplansorFMEAsthecertifiedclienthastoimplementtherequirementsofISO/TS16949.Thisisthestandardandtherequirementstheclientiscertifiedto.ISO/TS16949审核范围及其认证应包括所有制造和所有TS要求.即使客户的汽车顾客-不管推崇TS与否-不特定要求如控制计划或FMEA,认证客户都必须实施TS要求.这是客户认证所遵循的标准和要求!IATFGlobalCertificationBodyConferenceTroy,Michigan40

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格Supportingfunctions,whetherlocatedatthemanufacturingsiteorremotefromamanufacturingsite,arenoteligibleforindependentISO/TS16949certificationbutshallbeincludedinthescopeofISO/TS16949certification.支持功能,无论在制造现场内或制造现场以外，没有资格进行单独的ISO/TS16949认证，但应包括在ISO/TS16949认证的范围内“Supportingfunction”shallbeunderstoodasanonsiteorremotefacilityatwhichnon-productionprocessesoccurandthatsupportsoneormoremanufacturingsite(s)ofthesameclient.“支持功能”指进行非生产过程的现场或外部设施，向相同客户的一个或多个制造现场提供支持IATFGlobalCertificationBodyConferenceTroy,Michigan41

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格SiteextensionsasdefinedpreviouslyinCBCommuniqué2008-002willnolongerexistaspartoftheISO/TS16949CertificationScheme.先前在CB公告2008-002中定义的现场延伸场地,将不再存在于ISO/TS16949认证方案中.IATFwillwithdraw,andthereforemakeobsolete,thecurrentpossibilitytoincludesiteextensionseffective1stofApril2014.IATF将从2014年4月1日开始撤销并从而废除,目前包含现场延伸场地的的认证Clientswithanexistingmanufacturingsiteextensionwillneedtotransitionthissiteextensiontoasinglesitebetweenthetimeperiodof1stofApril2014–1stofApril2015usingtheprocessdescribedinCBCommuniqué2013-006.现有制造现场延伸场地的客户将需要按CB公告2013-006所述流程在2014年4月1日至2015年4月1日期间将其转换为单个现场.IATFGlobalCertificationBodyConferenceTroy,Michigan42

Section1.0–EligibilityforCertificationtoISO/TS16949

第一章ISO/TS16949认证资格TheProcesstotransitionsiteextensionintoregularcertifiedsitesshallincludeasafirststepthefollowing:转换现场延伸至现场的流程:Priortonextregularlyscheduledauditofthemainsite,theauditdaysforthemainsiteandpreviousmanufacturingsiteextensionshallberecalculated.Thepurposeoftherecalculationofauditdaysistoseparatethepreviouslyincludedheadcountofthemanufacturingsiteextensionfromtheheadcountofthemainmanufacturingsite.Recordsoftheauditdaycalculationshallberet