定增私募基金投资管理中心(有限合伙)合伙协议及入伙协议模版

合伙协议协议编号：xx北京xx资产管理中心（有限合伙）合伙协议普通合伙人：xx有限公司二零xx年x月目录前言················································································1声明与承诺·······································································3基金管理人声明与承诺·····················································3投资者声明与承诺···························································4第一条定义······································································61.1定义········································································6第二条有限合伙企业·······················································102.1成立·······································································102.2名称·······································································102.3主要经营场所···························································112.4合伙目的·································································112.5经营范围·································································112.6经营期限·································································122.7普通合伙人合伙人····················································132.8合伙人登记册···························································132.9出质禁止······························································14第三条出资···································································143.1合伙人总认缴出资额及各合伙人认缴的出资额·················143.2出资方式·································································153.3缴付出资·································································15 第四条普通合伙人··························································154.1无限责任·································································154.2执行事务合伙人应具备的条件和选择程序·······················164.3执行事务合伙人委派的代表·········································164.4普通合伙人权限························································164.5利益冲突和关联交易··················································194.6违约处理办法···························································194.7普通合伙人的财产权利···············································204.8免责保证·································································20第五条有限合伙人··························································215.1有限责任·································································215.2不得执行合伙事务·····················································215.3有限合伙人的陈述和保证············································215.4有限合伙人地位平等··················································235.5有限合伙人不执行合伙事务·········································23第六条合伙事务的执行····················································246.1合伙事务的执行························································246.2普通合伙人之行为对有限合伙的约束力··························246.3授权·······································································256.4投资冷静期及回访确认···············································24第七条合伙人会议··························································267.1合伙人会议······························································26第八条入伙、退伙、身份转换等规定··································288.1入伙·······································································288.2普通合伙人除名及更换···············································298.3普通合伙人退伙························································308.4有限合伙人退伙························································318.5身份转换·································································32第九条财产份额转让·······················································329.1有限合伙人财产份额转让············································329.2普通合伙人财产份额转让············································35第十条管理方式·····························································3510.1有限合伙管理费用···················································35第十一条托管事项··························································37第十二条投资业务··························································3712.1投资目标·······························································3712.2投资交易安排························································3712.3投资限制·······························································3812.4投资政策的变更·····················································3912.5投资禁止行为························································3912.6现金管理······························································4012.7举债限制·······························································40第十三条收益分配与所得税··············································41 13.1收益分配·······························································4113.2普通合伙人责任······················································4213.3所得税及其他税扣费················································42第十四条财务会计及报告·················································4214.1会计责任方····························································4214.2会计年度·······························································4314.3会计记账单位·························································4314.4会计制度·······························································4314.5本基金独立建账、独立核算······································4314.6会计账目管理························································43第十五条合伙协议的修订·················································4315.1合伙协议的修订事由················································4315.2合伙协议的修订程序················································44第十六条解散和清算·······················································4416.1解散·····································································4416.2清算·····································································4516.3清算清偿顺序·························································45第十七条信息披露制度····················································4617.1基金管理人向合伙人提供的报告种类、内容和提供时间···4617.2向基金份额持有人提供报告的方式······························4717.3向基金业协会提供的报告··········································47第十八条不可抗力··························································47 第十九条争议解决及适用法律···········································48第二十条一致性·····························································48第二十一条份额信息备份·················································49第二十二条报送披露信息·················································49第二十三条其他事项·······················································4923.1保密·····································································4923.2普通合伙人的工商登记事项变更·································4923.3签署文本·······························································5023.4本协议生效日·························································50 本合伙协议（下称“本协议”）由xx有限公司作为普通合伙人与全体有限合伙人于201年月日在【】共同签订。下文中普通合伙人和有限合伙人合称为“各方”。鉴于各方拟根据《中华人民共和国合伙企业法》及其他有关法律法规共建一家有限合伙企业，从事上市公司股票定向增发及定向增发基金的投资业务，经各方平等协商，达成如下协议：北京xx资产管理中心（有限合伙）入伙协议本协议由以下双方于_______年____月____日在________签署：有限合伙基本信息：合伙名称：北京xx资产管理中心（有限合伙）注册地址：x号）办公地址：x认购人基本信息：姓名或名称：________________________________________________证件名称及号码：____________________________________________（机构委托人填写营业执照注册号及组织代码）通讯地址：__________________________________________________联系电话：__________________________________________________认购人指定以下账户为回款账户，用于接受收益和投资本金：开户银行：________________银行___________分行___________支行账户户名：__________________________________________________银行账号（或卡号）：__________________________________________认购人回款账户与其缴付出资账户须一致。鉴于：一、xx有限公司作为执行事务合伙人正在募集发起北京xx资产管理中心（有限合伙）。二、本协议基于北京xx资产管理中心（有限合伙）合伙协议约定，由双方协商一致后达成。三、认购人有意作为有限合伙人加入有限合伙，普通合伙人同意接纳认购人入伙。双方协商一致，达成以下结果：1、认购人承诺认缴出资￥_________万元（大写：___________万元），作为有限合伙人加入；基于本协议项下认购人的承诺，普通合伙人同意接受认购人入伙成为北京xx资产管理中心（有限合伙）的有限合伙人；2、认购人同意签署本协议，成为北京xx资产管理中心（有限合伙）的有限合伙人；3、认购人承诺以货币形式出资；4、认购人认购期限自______年______月______日起，至______年______月______日止，享有预期年化收益_____%，于______年______月______日前缴付完成；资金缴付日至合伙期限起始日的资金收益按照该资金所对应的预期年化收益按实际发生日期计算；5、合伙期限起始日为每个自然月的10日，合伙期限内资金封闭运作，不得退出；6、认购人在此承诺和保证：（1）其已仔细阅读本协议、有限合伙协议及认购风险申明书，理解其内容之确切含义；（2）其缴付至北京xx资产管理中心（有限合伙）的出资来源合法；（3）其签订本协议已按其内部程序做出有效决议并获得充分授权，代表其在本协议上签字的人为其合法有效的代表；其具有完全民事行为能力；签订本协议不会导致其违反其章程、对其具有法律约束效力的任何规定或其在其他协议项下的义务；（4）除已明确披露并经普通合伙人接受的情况外，其系为自己的利益持有有限合伙权益，该等权益之上不存在委托、信托或代持关系；认购人已明确披露并经普通合伙人接受的该等情况发生变化之前相关认购人须征得普通合伙人同意；（5）对潜在的风险已经有充分的认识并自愿承担风险，投资决策是自行独立做出判断；（6）按协议约定取得收益和投资本金，并自行办理纳税事宜；7、有限合伙收益及分配方式如下：（1）有限合伙预期年化收益如下表：认购金额预期年化收益率12月18月20万元≤单笔认购金额＜50万元10.0%/年10.5%50万元≤单笔认购金额＜100万元11.0%/年11.5%100万元≤单笔认购金额12.0%/年12.5%（2）投资收益以货币方式分配；（3）有限合伙每月向认购人分配一次收益，到期退出时返还其实缴出资；；（4）有限合伙在每一收益分配周期结束后的十五个工作日内将认购人所得收益及当到期退出时的实缴出资汇入其指定的银行账户，遇法定节假日顺延，顺延期内不产生任何收益。8、本协议生效后，认购人须按照本协议第三条第4款约定日期或之前将认缴出资款缴付至以下指定账户，若未在上述约定日内支付相应款项，则视为自动放弃认购：户名：9、认购人同意接受有限合伙协议的约束并按有限合伙协议约定履行有限合伙人的各项义务，包括但不限于及时、足额履行出资承诺、以其出资为限承担有限合伙债务等。四、本协议生效并且认购人签署有限合伙协议后，即享有有限合伙协议项下有限合伙人的全部权利、承担有限合伙人的全部义务；普通合伙人应将认购人作为有限合伙人，有限合伙人授权普通合伙人代其在有限合伙的合伙人登记册上签署登记，依法办理相应的企业变更登记手续。五、本协议未尽事宜依照《合伙企业法》规定执行。六、本协议经双方签署后生效、一式叁份，有限合伙人和普通合伙人各执一份，递交工商登记一份。[以下无正文]

[本页无正文，为《入伙协议》签字页]北京xx资产管理中心（有限合伙）认购人（适用于自然人）：签字：认购人（适用于机构）：（盖章）授权代表人签字：日期：年月日

北京xx资产管理中心（有限合伙）风险揭示书尊敬的投资者：投资有风险。当您/贵机构认购或申购私募基金时，可能获得投资收益，但同时也面临着投资风险。您/贵机构在做出投资决策之前，请仔细阅读本风险揭示书和基金合同、公司章程或者合伙协议(以下统称基金合同)，充分认识本基金的风险收益特征和产品特性，认真考虑基金存在的各项风险因素，并充分考虑自身的风险承受能力，理性判断并谨慎做出投资决策。根据有关法律法规，基金管理人（同时是本基金执行事务合伙人）xx有限公司及投资者分别作出如下承诺、风险揭示及声明：一、基金管理人承诺(一)私募基金管理人保证在募集资金前已在中国证券投资基金业协会(以下简称中国基金业协会)登记为私募基金管理人,并取得管理人登记编码。(二)私募基金管理人向投资者声明，中国基金业协会为私募基金管理人和私募基金办理登记备案不构成对私募基金管理人投资能力、持续合规情况的认可;不作为对基金财产安全的保证。(三)私募基金管理人保证在投资者签署基金合同前已(或已委托基金销售机构)向投资者揭示了相关风险;已经了解私募基金投资者的风险偏好、风险认知能力和承受能力;已向私募基金投资者说明有关法律法规，说明投资冷静期、回访确认的制度安排以及投资者的权利。(四)私募基金管理人承诺按照恪尽职守、诚实信用、谨慎勤勉的原则管理运用基金财产，不保证基金财产一定盈利，也不保证最低收益。二、风险揭示(一)特殊风险揭示有限合伙投资于银行间金融工具收益权类项目，该类投资未来可能发生的政策变化、金融市场利率变化会带来的收益不确定性。(二)一般风险揭示1、资金损失风险基金管理人依照恪尽职守、诚实信用、谨慎勤勉的原则管理和运用基金财产，但不保证基金财产中的认购资金本金不受损失，也不保证一定盈利及最低收益。本基金属于中低风险投资品种，适合风险识别、评估、承受能力稳健型以上的合格投资者。2、基金运营风险基金管理人依据基金合同约定管理和运用基金财产所产生的风险，由基金财产及投资者承担。投资者应充分知晓投资运营的相关风险，其风险应由投资者自担。3、流动性风险在本基金存续期内，投资者可能面临资金不能退出带来的流动性风险。根据实际投资运作情况，本基金有可能提前结束或延期结束，投资者可能因此面临委托资金不能按期退出等风险。4、募集失败风险本基金的成立需符合相关法律法规的规定，本基金可能存在不能满足成立条件从而无法成立的风险。基金管理人的责任承担方式：(一)以其固有财产承担因募集行为而产生的债务和费用;(二)在基金募集期限届满(确认基金无法成立)后三十日内返还投资人已交纳的款项，并加计银行同期存款利息。5、投资标的风险(适用于股权类)本基金投资标的的价值取决于投资对象的经营状况，原股东对所投资企业的管理和运营，相关市场宏观调控政策、财政税收政策、产业政策、法律法规、经济周期的变化以及区域市场竞争格局的变化等都可能影响所投资企业经营状况，进而影响本基金投资标的的价值。6、税收风险契约性基金所适用的税收征管法律法规可