境外承包工程《见索即付保函》基本知识

境外承包工程《见索即付保函》基本知识12/7/20221-张德纯-一、定义见索即付保函（也称独立、自治或首次索赔即付保函）是担保人一项不可撤销的承诺，根据申请人的指示发出，保证在保函确定的最高担保金额内，凭与保函规定条件相符的索赔文件，向受益人支付任何索赔金额。——《国际商会见索即付保函统一规则使用手册》。保函是担保被担保人履约，而非担保赔偿因被担保人违约所给受益人带来的损失。12/7/20222-张德纯-二、用途（一）用于贸易项目货款的收付从属费用的收付投标预付款履约维修租赁补偿贸易12/7/20223-张德纯-（二）用于工程项目投标履约预付款维修关税保付等（三）其它海事等等12/7/20224-张德纯-三、特点不可撤销性（避免使用“无条件”或类似字样，或具有“无条件”作用的条款）独立性——保函与基础合同的法律关系，保函与反担保的关系。12/7/20225-张德纯-单据化条件（应避免非单据化条件），表面相符，无需证实违约。即对提交给担保人（反担保人）的任何单据或者由此而提交的一般和/或特别声明的格式、完整性、准确性、真实性、是否为伪造，或法律效力，以及任何当事方的善意、作为或疏漏的责任免于责任。该免责尤其适用于受益人根据第20条（a）款所必须提交的用于支持其索赔的违约声明的准确性。同样也适用在反担保项下，担保人根据第20条（a）款所必须提交的声明。12/7/20226-张德纯-担保履约。违约赔付，履约不赔，损失不赔。12/7/20227-张德纯-四、分类（一）按独立性和从属性分1、独立性：担保人只能根据保函条款从形式上审核受益人的索赔是否与保函条款相符，而无义务调查被担保人是否真正违约的事实。一旦审核相符，担保人应不延误地支付保函项下的索赔金额，除非在付款前有被证实的欺诈存在，且由法院下达止付令。12/7/20228-张德纯-除非保函另有特别规定，如“（XX名称及X日期的基础合同中规定的条款（仲裁条款）同样适用于本保函且相应构成本保函不可分割的部分）”。出于同样原因，担保人不能期望根据基础合同的进度改变保函的金额，除非在保函中明确规定有关减额条款。即保函不依附于基础合同、裁决和判决等。12/7/20229-张德纯-

2、从属性：从属性保函是指发生索赔时，应调查并根据履行基础合同的真实情况，或依据仲裁庭的仲裁，或法院的判决结果来确定是否赔付，即从属性保函的赔付并不是依据索赔书赔付。（不遵从“458”规则）12/7/202210-张德纯-（二二））按按用用途途分分投标标履约约预付付款款维修修（（质质保保））其它它12/5/202211-张张德德纯纯-（三三））FIDIC（国国际际咨咨询询工工程程师师联联合合会会的的法法文文缩缩写写））项项下下FIDIC适用用于于大大型型复复杂杂高高水水平平建建设设工工程程项项目目的的管管理理。。FIDIC项下下保保函函主主要要有有：：1、投投标标保保函函2、履履约约保保函函3、预预付付款款保保函函4、维维修修保保函函12/5/202212-张德德纯-五、开开立方方式（一））直开开：承包商商与业业主签签订基基础合合同，，合同同规定定承包包商需需向业业主提提供银银行保保函；；承包商商向担担保行行提交交开立立保函函申请请；担保行行接受受申请请后，，开立立保函函；业主银银行向向业主主通知知保函函。12/5/202213-张德德纯-被担保保人（承包包商））受益人人（业主主）担保银银行通知行行①②③④12/5/202214-张德纯纯-（二）转转开1、原因2、要点被担保人人（承包商商）受益人（业主））反担保行行担保行①③②④12/5/202215-张德纯纯-3、流程：：（1）承包商商与业主主签订基基础合同同，合同同规定承承包商需需向业主主提供银银行保函函；（2）承包商商向其银银行（反反担保行行）提交交开立保保函申请请；（3）反担保保行接受受申请后后，向业业主银行行（担保保行）开开立反担担保保函函，指示示担保行行按指定定的格式式向业主主开立保保函。同同时，反反担保行行对担保保行提供供反担保保；（4）担保行行接受反反担保行行的指示示，按指指定的格格式向业业主开立立保函。。12/5/202216-张德纯纯-（三）信信开（四）电电开12/5/202217-张德纯-六、要素申请人受益人被担保人（申申请人或申请请人的子公司司）12/5/202218-张德纯-4、担保目的（（保函种类））（1）投标保函：：担保被担保保人在开标前前不撤标、不不改标，在中中标后按时递递交履约保函函和/或预付款保函函。否则，担担保人应承担担赔付责任。。（2）履约保函：：担保被担保保人按时、按按质、按量履履行基础合同同的约定。否否则，担保人人应承担赔付付责任。12/5/202219-张德纯-（3）预付款保保函：担保保被担保人人按时、按按质、按量量履行基础础合同的约约定。否则则，担保人人应履行退退款（本金金加利息））责任。（4）维修保函函：担保被被担保人按按时、按质质、按量对对工程进行行维修。否否则，担保保人应承担担赔付责任任。12/5/202220-张德纯-5、担保金额额投标保函：：一般为标标书金额的的5%左右。履约保函：：一般为基基础合同金金额的15-20%左右。预付款保函函：以实际际收到的金金额数，且且一般不超超过基础合合同金额的的15-20%左右。维修保函：：一般为基基础合同金金额的5%左右。12/5/202221-张德纯-6.索赔条款（1）直开时：：提交与第20条(a)款及保函条条款相符的的单据，及及必须在保函函到期前在在保函规定定的地点提提交索赔文文件。12/5/202222-张德纯-458第20条：a)在保函项下下任何付款款要求均应应以书面做做成（保函函规定的其其它单据也也应是书面面的），并并应随附文文字声明予予以佐证（（无论是书书写在索赔赔书上还是是单独出具具一份或几几份附于索索赔书之后后均可），，该声明应应陈述下列列情况：（i)申请人未履履行有关合合同项下应应尽义务；；或者，当当保函是投投标保函时时，申请人人违反有关关招标条件件；和（ii)申请人违约约的具体方方面b)……12/5/202223-张德纯-原文：Article20a)AnydemandforpaymentundertheGuaranteeshallbeinwritingandshall(inadditiontosuchotherdocumentsasmaybespecifiedintheGuarantee)besupportedbyawrittenstatement(whetherinthedemanditselforinaseparatedocumentordocumentsaccompanyingthedemandandreferredtoinit)stating:（i)thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract(s)or,inthecaseofatenderguarantee,thetenderconditions;and（ii)therespectinwhichthePrincipalisinbreachb)……12/5/202224-张德纯-下列描述已已能够满足足第20条a款中(i)和（ii）两个层次次的要求：：“申请人因因基础合同同未按时完完工而违约约。”受益益人不应被被要求再特特别说明未未完工的部部分；“申请人因因根据基础础合同交付付的工程存存在缺陷而而违约。””受益人不不应被要求求提供有关关缺陷的技技术细节；；在投标保函函的情况下下，“申请请人因未按按招标条件件在到期前前提交一份份履约保函函而违约。。”或：““申请人因因未按招标标条件在到到期前签定定合同而违违约。”12/5/202225-张德纯-（2）转开时：：向反担保人人提交索赔赔的担保人人——同在保函项项下提交索索赔的受益益人一样——只需提交与与第20条（b）款相符的的索赔，该该条款规定定：“反担保项项下的任何何索赔书都都应有一书书面声明佐佐证，说明明担保人已已收到符合合保函有关关条款及本本条款规定定的索赔书书。”12/5/202226-张德纯纯-为此，担担保人只只需在索索赔或另另附的单单据中声声明：““我方已已收到与与我方保保函条款款及本条条款规定定相符的的索赔。。”担保人不不应被要要求：向反担保保人提供供在保函函项下已已向受益益人实际际付款的的证据；；传递受益益人的索索赔、违违约声明明及其它它任何所所附单据据（正本本或复印印件），，以作为为在反担担保项下下获得支支付的前前提条件件；提供任何何证实的的单据、、项目或或数据，，或证实实受益人人在保函函项下提提交违约约声明的的准确性性。12/5/202227-张德纯纯-7、索赔地地点（1）直开：：在保函函失效前前提交至至在保函函出具地地的担保保人。（2）转开：：a)受益人在在保函失失效前提提交至在在保函出出具地的的担保人人。b)担保人（（转开行行）在反反担保保保函失效效前提交交至反担担保保函函出具地地的反担担保人。。12/5/202228-张德纯纯-8、索赔时时间（1）直开时时：受益人索索赔（2）转开时时：a)受益人索索赔b)担保行（（转开行行）索赔赔时间较较受益人人索赔时时间滞后后15-20天左右。。12/5/202229-张德纯纯-9、索赔语语句要求付款款要求或付付款，或或展期12/5/202230-张德纯-10、生效条款（1）投标保函：：开出时生效效。（2）履约保函：：以基础合同同生效日期和和履约保函开开立日期较晚晚者为保函生生效日期。（（有时，需要要受益人在接接受履约保函函时退回投标标保函）。12/5/202231-张德纯-（3）预付款保函函：以保函指指定账户收到到预付款日为为预付款保函函生效日期，，以实际收到到的金额且不不超过保函担担保的最高金金额为限。12/5/202232-张德纯-担保人可以依依据以下两种种方法确定预预付款保函生生效条件是否否已满足，且且不超越担保保人仅审核单单据的责任：：a)在预付款保函函条款中规定定预付款须支支付到申请人人在担保人处处的账户上。。或b)规定申请人应应向担保人提提交一份其已已收到预付款款的声明，但但对业主不利利。12/5/202233-张德德纯-预付款款保函函生效效条款款参考考格式式：ThisLetterofGuaranteeshallbecomeeffectivefromthedateonwhichthecontractoractuallyreceivestheadvancepaymentfromyouatitsaccountno.______withTHEEXPORT-IMPORTBANKOFCHINAQINGDAOBRANCH.TheamountsunderthisLetterofGuaranteeshallcorrespondtototalpaymentactuallyreceivedwhichnotexceedingintotalanamountof______(say:______)bythecontractorattheabovementionedaccountfromtimetotimeundertheContract.However,theavailableamountunderthisLetterofGuaranteeshallinnoeventexceedtheamountactuallyreceivedbythecontractorattheabovementionedaccount.较“458”示范格格式（（国际际商会会第503号出版版物））更为为严谨谨。12/5/202234-张张德德纯纯-（4）维维修修保保函函：：a)从项项目目建建设设完完工工日日即即项项目目监监理理工工程程师师颁颁发发工工程程移移交交证证书书之之日日起起（（自自此此日日起起项项目目进进入入检检修修期期或或调调试试期期））。。且且b)以维修保保函指定定账户收收到基础础合同规规定的尾尾款日为为生效日日期，以以实际收收到的金金额且不不超过保保函担保保的最高高金额为为限。12/5/202235-张德纯纯-11、减额条条款（1）由于保保函与基基础合同同是相互互独立的的，所以以，担保保金额不不可能根根据申请请人履行行义务的的情况而而自动调调整。（2）减额条条款必须须在保函函中予以以规定。。12/5/202236-张德纯纯-（3）减额条条款必须须提供担担保人可可以衡量量的一种种减额方方式，该该方式不不应要求求担保人人对基础础合同的的履行进进行检验验，因为为这是影影响保函函独立性性且易引引起争议议的方式式。12/5/202237-张德纯-“458”第8条为解决这一一问题提供了了答案：“保保函中可规定定金额递减条条款，即在某某一日期或某某些日期，或或向担保人提提交符合保函函规定意图的的单据后，保保函的担保金金额按一定数数额，或按可可确定数额减减少。”12/5/202238-张德纯-（4）保函条款款可规定按按照工程进进度，凭由由工程监理理或其它无无利益关系系的、信誉誉可靠的第第三方签发发的验收证证明等文件件递减保函函的担保责责任。递减减方法：a)一次性递减减（有利于于承包商））b)按比例递减减（比较公公平）12/5/202239-张德纯-（5）由谁提交交证明文件件a)由受益人递递交的利弊弊b)由申请人递递交的利弊弊12/5/202240-张德纯-（6）履约保函函项下的减减额：在工工程建设阶阶段已经或或即将完成成时，凭项项目监理工工程师颁发发的工程移移交证书可可以将保函函金额递减减为零，或或递减至可可以担保承承包商履行行维修期间间的义务的的金额（一一般为5%左右右，，即即维维修修保保函函的的担担保保金金额额））。。12/5/202241-张张德德纯纯-12、失失效效条条款款保函函规规定定提提交交索索赔赔的的失失效效时时间间应应为为一一列列明明的的日日历历日日（（““失失效效日日期期””）），，或或向向担担保保人人提提交交为为失失效效之之目目的的所所规规定定的的单单据据（（““失失效效事事件件””））之之时时。。如如保保函函对对失失效效日日期期和和失失效效事事件件均均有有规规定定，，无无论论保保函函或或其其任任何何修修改改书书退退回回与与否否，，保保函函将将于于失失效效日日期期或或失失效效事事件件（（两两者者以以先先到到者者为为准准））出出现现时时失失效效。。12/5/202242-张张德德纯纯-失效效事事件件有有如如下下例例：：投标标保保函函一一般般在在履履约约保保函函签签发发之之日日失失效效；；履约约保保函函一一般般在在受受益益人人签签发发发发货货证证明明时时，，或或监监理理工工程程师师签签发发移移交交证证书书时时失失效效；；关税保函一般般在签发免税税进口货物再再出口证明时时失效。12/5/202243-张德纯-保函失效的四四种情况：（1）在保函到期期日后失效，，担保金额为为零。（2）收到交接证证明（证书））日期和保函函到期日两者者之间较早者者失效，担保保金额为零。。（3）保函项下应应付金额为零零时，保函失失效。（4）受益人（转转开时的担保保银行）和担担保银行（转转开时的反担担保银行）均均同意撤销保保函时，担保保金额为零。。12/5/202244-张德纯-13、到期日投标保函：效效期为开标日日后一个月左左右（可根据据评标情况而而展期）。履约保函：效效期为基础合合同规定的项项目完工日后后15-20天左右，或担担保责任余额额为零时。预付款保函：：与履约保函函相同。维修保函：需需求为基础合合同规定的最最终维修日后后15-20天左右。12/5/202245-张德纯-14、适用法律或或惯例（1）适用法律：：a)一般应当明示示（如依据““458”开立，则可不不明示）。b)FIDIC项下：一般要要求适用受益益人所在国或或地区的法律律。c)其它：可适用用中立第三国国或地区的法法律。12/5/202246-张德德纯-d)按“458”规则开开立的的保函函，除除非保保函或或反担担保另另有规规定，，适用用担保保人或或指示示方（（即反反担保保人，，如转转开时时）营营业所所在地地国家家或地地区的的法律律，并并由担担保人人或指指示方方（同同上））营业业所在在地国国家或或地区区有管管辖权权的法法院解解决。。e)申请人人承担担外国国法律律和惯惯例强强制要要求担担保人人（反反担保保中为为指示示方））承担担的所所有义义务。。12/5/202247-张德德纯-（2）适用用惯例例：应应当明明示a)合约保保函统统一规规则（（国际际商会会第325号出版版物，，1978年）b)见索即即付保保函统统一规规则（（国际际商会会第458号出版版物，，1992年）c)国际备备用信信用证证惯例例（ISP98）(国际商商会第第590号出版版物，，1998年)12/5/202248-张德德纯-15、权益益的转转让（（Transfer）（1）新受受益人人a)保函权权益的的转让让应相相对于于基础础合同同的转转让。。新受受益人人应是是经转转让后后的基基础合合同的的当事事人。。b)保函权权益被被转让让后，，担保保人仅仅对新新受益益人承承担相相应责责任，，即只只有新新受益益人有有权向向担保保人索索赔，，而不不对原原受益益人的的索赔赔承担担责任任。12/5/202249-张德德纯-（2）不可可抗辩辩保函权益益转让后后，新受受益人的的权利和和义务由由适用法法律进行行规范。。但是，保保函权益益转让通通常被认认为是放放弃了对对原受益益人可能能享有的的抗辩权权。例如如，在转转让后发发现原受受益人有有欺诈行行为，不不能用于于对抗善善意行事事的新受受益人。。有关保保函金额额也不能能因原受受益人的的结欠金金额而抵抵消，有有关原受受益人同同意开立立保函的的意愿和和能力方方面的瑕瑕疵也不不在考虑虑范围之之内。12/5/202250-张德纯纯-（3）保函权权益的转转让必须须获得担担保人的的同意，，无论如如何不能能出具可可自由转转让的保保函。如如为可自自由转让让的保函函，则鉴鉴于保函函的独立立性，这这类保函函实际变变成了可可自由流流通的准准票据，，通常可可不经通通知出具具人或原原受益人人即可流流通，使使担保人人的担保保责任与与保函项项下的支支付分割割开来（（即与是是否履约约无关）），且往往往会被被不法分分子利用用。12/5/202251-张德纯纯-16、款项的的让渡（（Assignment）（1）受益人人没变。。只有保保函出具具时的受受益人有有权索赔赔。（2）如果受受益人通通知了款款项让渡渡，担保保人应在在赔付时时将款项项付给受受让渡人人而非受受益人。。（3）担保人人向受让让人的支支付义务务以及确确定有关关让渡是是否有效效，应取取决于适适用的法法律，而而不是URDG。12/5/202252-张德纯纯-（4）可能的的抗辩a)款项让让渡的的受让让人不不是保保函的的当事事人，，不能能向担担保人人索赔赔。b)款项让让渡的的受让让人的的地位位并不不优于于受益益人。。因此此，担担保人人对受受益人人可能能提出出的抗抗辩对对受让让人对对款项项让渡渡的权权利也也同样样适用用。c)无需经经过担担保人人的同同意。。12/5/202253-张德德纯-七、其其它注注意事事项1、对开开（1）为公公平起起见，，明确确双方方责任任。（2）避免免因缺缺乏对对对方方的约约束，，使其其不履履行相相关责责任，，导致致被担担保人人违约约。2、保函函条款款应与与基础础合同同（或或标书书）主主要内内容不不矛盾盾。12/5/202254-张德德纯-3、“出出具””不同同于““生效效”。。（1）出具具：出出具后后立即即对担担保人人产生生约束束力并并不可可撤销销，但但不一一定立立即生生效。。（2）生效效：须须到保保函中中特别别约定定的日日期或或事件件发生生后，，保函函方才才生效效。保保函生生效后后，受受益人人才能能提出出索赔赔。12/5/202255-张德德纯-4、“见见索即即付””不等等于““见索索必付付”5、“无无条件件”：：意味味无论论承包包商是是否违违约，，业主主一旦旦提出出要求求，担担保人人必须须立即即付款款，而而不需需业主主提供供任何何违约约情节节。““无条条件””对业业主有有利，，但增增大了了承包包商的的风险险。故故在保保函实实务中中应取取消““无条条件””字样样。12/5/202256-张德纯-6、欺诈国际商会设设立“458”第20条的考虑。。7、敞口（1）效期敞口口（2）金额敞口口12/5/202257-张德纯-8、申请人赔赔偿担保人人“因外国国法律或惯惯例付诸实实施而产生生的所有义义务和责任任”（“458”第14条c款）。9、应避免不不要求提供供任何违约约声明，使使保函或反反担保成为为仅凭索赔赔书付款的的准本票。。12/5/202258-张德纯-10、应避免要要求受益人人提交远期期汇票，并并由担保人人或反担保保人（转开开时）对其其承兑（票票据流通转转让），从从而形成担担保人不仅仅在保函项项下要承担担担保责任任，而且还还要承担票票据法项下下的相关责责任。11、以受益人人退回保函函，从而使使保函失效效的做法，，对担保人人和申请人人的影响。。12/5/202259-张德纯-八、草拟见索即即付保函及及反担保的的基本原则则1、做出正确确选择选择是开立立独立性保保函，还是是从属性保保函。2、起草保函函时始终围围绕所做出出的选择。。3、条款尽可可能清晰清晰的措辞辞是不需通通过法律进进行解释的的。12/5/202260-张德纯-九、实务案案例PERFORMANCESECURITYTO:NameandAddressoftheEmployerTENDERNo.xxxxxxWHEREAS(theNameandAddressoftheEmployer)(hereinaftercalledthe"Employer")hasawardedtheContractfortheconstructionofvariousworksreferredtointhistenderasthe'xxxxxx'(hereinaftercalledthe"Contract")to:(theNameandAddressofcontractor)(hereinaftercalledthe"Contractor")....12/5/202261-张德纯-ANDWHEREAStheContractorisboundbythesaidContracttosubmittotheEmployeraPerformanceSecurityforatotalamountoftenpercent(10%)oftheTenderSum,namely:USD(infigures):XXXXXXUSD(inwords):XXXXXX12/5/202262-张德德纯-NOWWETHEUNDERWRITERS,thelegalrepresentativesofABCBANKLTD（业主主银行行）.(hereinaftercalledthe"Guarantor"),andfullyauthorisedtosignandincurobligationsinthenameoftheGuarantor,herebydeclarethattheGuarantorwillpaytheEmployerthefullamountoftheSecuritystatedabove.12/5/202263-张德德纯-AftertheContractorhasbeennotifiedoftheawardofcontractbytheEmployer,theGuarantorisengagedtopaytheEmployeranyamountuptoandinclusiveoftheaforementionedfullamountuponwrittenorderfromtheEmployertoindemnifytheEmployerforanyliabilityordamageresultingfromthedefectsorshortcomingsoftheContractororthedebtshemayhaveincurredtoanypartiesinvolvedintheworksundertheContractmentionedabove,whetherthesedefectsorshortcomingsordebtsareactualorestimatedorexpected.TheGuarantorshalldeliverthemoneyrequiredbytheEmployerimmediatelywithoutdelayandwithoutthenecessityofapreviousnoticeorjudicialoradministrativeproceduresandwithoutitbeingnecessarytoprovetotheGuarantorthedefectsorshortcomingsordebtsoftheContractor.12/5/202264-张德德纯-TheSecurityisvalidfortheentireConstructionandDefectsLiabilityPeriodsandanytimeextensionsapprovedbytheEmployer,anduntil30daysaftertheContractorhasreceivedfromtheEngineeraDefectsLiabilityCertificateforthewholeoftheWorks,unlesstheGuarantorisadvisedinwritingbytheEmployerbeforeexpirationofthesaidthirty(30)daysofhisintentiontoinstituteclaimsandtheparticularsthereof,inwhicheventthisSecurityshallremaininforceuntilsuchclaimsarepaidorsettled.12/5/202265-张德德纯-TheTimeforCompletionoftheWorksandtheDefectsLiabilityPeriodarerespectivelytwentyfour(24)monthsandtwelve(12)months.AccordinglytheearliestexpirydateofthePerformanceSecurityis3rdDecember2011.IntheeventtheworksarenotcompletedwithintheaforesaidTimeforCompletiontheEmployershallnotifytheGuarantorwhoherebyundertakestoextendthevalidityofthePerformanceSecuritytothedatenotifiedbytheEmployer12/5/202266-张德德纯-TheGuarantorherebywaivestherighttopriornoticeofanyalterationofthetermsoftheContract,extensionoftime,orotherindulgence,whichmightbegrantedtotheContractorbytheEmployer12/5/202267-张德纯纯-TheGuarantoracknowledgesandacceptstherightoftheEmployertotransferthisSecuritytoanypersonwhomtherightsoftheEmployerundertheContractmaybelawfullyassigned.12/5/202268-张德纯纯-TheGuarantorundertakestofurnishtotheEmployerfromtimetotimeasandwhenrequested,reportsastoitsfinancialconditions。12/5/202269-张德纯纯-ForallmattersthatarenotclearlyprovidedforinthisSecuritythelaw,whichshallgoverntheSecurity,andinaccordancewithwhichtheSecurityistobeconstrued,shallbethelawoftheRepublicofABC（受益人人国家名名称）.IntheeventofanydisputebetweenthepartiestothisSecurity,theGuarantoragreesthattheCourtsoftheRepublicofABC（受益人人国家名名称）shallhavejurisdictiontodeterminethedispute,andtheGuarantorshallsubmittothejurisdictionoftherelevantcourtoftheRepublicofABC.12/5/202270-张德纯纯-TheGuarantoracknowledgesandacceptsthatanylegalsuitunderthisSecurityshallbeinstitutedbeforetheexpirationofone(1)yearfromthedatewhichthefinalpaymentundertheContractfallsdue,andthisSecurityirrespectiveofthepreviouslyspecifiedvalidityperiodshallbebindingforthesettlementofanyaward.12/5/202271-张张德德纯纯-十、、““458””保函函示示范范格格式式（（国国际际商商会会第第503号出出版版物物））1、投投标标保保函函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________12/5/202272-张德纯纯-TENDERGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal”),respondingtoyourinvitationtotenderNo.______dated______forthesupplyof______(descriptionofgoodsand/orservices),hassubmittedtoyouhisofferNo.______dated______.Furthermoreweunderstandthat,accordingtoyourconditions,offersmustbesupportedbyatenderguarantee.12/5/202273-张德纯纯-AttherequestofthePrincipal,we___(nameofbank)___herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:i.thatthePrincipalisinbreachofhisobligation(s)underthetenderconditions;andii.therespectinwhichthePrincipalisinbreach.12/5/202274-张德德纯-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.12/5/202275-张德德纯-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.12/5/202276-张德德纯-2、预付付款保保函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)______Date_______________12/5/202277-张德德纯-ADVANCEPAYMENTGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal””),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).12/5/202278-张德德纯-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,anadvancepaymentinthesumof______isbemadeagainstanadvancepaymentguarantee.12/5/202279-张德纯-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:12/5/202280-张德纯-thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andtherespectinwhichthePrincipalisinbreach.12/5/202281-张德纯纯-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)12/5/202282-张德纯纯-ItisconditionforanyclaimandpaymentunderthisguaranteetobemadethattheadvancepaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumber______at(nameandaddressofbank).12/5/202283-张德纯纯-Thisguaranteeshallexpireon______atthelatest.Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.12/5/202284-张德纯纯-ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.12/5/202285-张德纯纯-3、履约保保函BANK’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________12/5/202286-张德纯纯-PERFORMANCEGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal”),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).12/5/202287-张德纯-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,aperformanceguaranteeisrequired.12/5/202288-张德纯-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:12/5/202289-张德纯-i.thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andii.therespectinwhichthePrincipalisinbreach.12/5/202290-张德纯-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.12/5/202291-张张德德纯纯-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.12/5/202292-张德德纯-4、留置置金保保函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________12/5/202293-张德纯纯-RETENTIONMONEYGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled“thePrincipal”),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).12/5/202294-张德纯-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,retentionmoneyinthesumof______coveringthePrincipal’’swarrantyobligationswillbereleasedagainstaretentionmoneyguarantee.12/5/202295-张德纯-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:12/5/202296-张德纯-i.thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andii.therespectinwhichthePrincipalisinbreach.12/5/202297-张张德德纯纯-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)12/5/202298-张张德德纯纯-ItisconditionforanyclaimandpaymentunderthisguaranteetobemadethattheretentionmoneypaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumber______at(nameandaddressofbank).12/5/202299-张张德德纯纯-Thisguaranteeshallexpireon______atthelatest.Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.12/5/2022100-张张德德纯纯-（5）要求代代理行根根据反担担保开立立投标保保函的指指示INSTRUCTIONSTOACORRESPONDENTBANKFORTHEISSUEOFATENDERGUARANTEEAGAINSTACOUNTER--GUARANTEE12/5/2022101-张德纯纯-TEXTOFINSTRUCTIONSOurreferencenumber_____________Attherequestof_____________pleaseissueonourresponsibilityinfavourof______yourguaranteeinthefollowingwording:12/5/2022102-张德纯纯-QuoteWehavebeeninformedthat_____(hereinaftercalled“thePrincipal”),respondingtoyourinvitationtotenderNo._____dated_____forthesupplyof______(descriptionof/goodsand/orservices),hassubmittedtoyouhisofferNo.______dated______.12/5/2022103-张德纯纯-Furthermoreweunderstandthat,accordingtoyourconditions,offersmustbesupportedbyatenderguarantee.AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:12/5/2022104-张德德纯-ThatthePrincipalisinbreachofhisobligation(s)underthetenderconditions;andTherespectinwhichthePrincipalisinbreach.Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocuments)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.12/5/2022105-张德德纯-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Unquote12/5/2022106-张德德纯-Inconsiderationofyourissuingyourguaranteeasabove,weherebygiveyouourirrevocablecounter-guaranteeandundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:_________________)uponreceiptbyusatthisofficenolaterthan______ofyourfirstwrittendemand.SuchdemandshallbesupportedbyyourwrittenstatementthatyouhavereceivedademandforpaymentunderyourguaranteeinaccordancewithitstermsandwithArticle20oftheUniformRulesforDemandGuarantees.12/5/2022107-张德纯-Thiscounter-guaranteeissubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Pleaseconfirmtoustheissuanceofyourguarantee.12/5/2022108-张德德纯-Note:Instructionsaregiven,usuallybyauthenticatedteletransmissionortestedelectronicdatainterchange(EDI)messageequivalentthereto,bybanksactingasInstructingPartiesfortheissueofGuaranteesbyotherbanksactingasGuarantors.Alternativelyinstructionsmaybegivenonpaper.12/5/2022109-张张德德纯纯-（6）要要求求代代理理行行根根据据反反担担保保开开立立预预付付款款保保函函的的指指示示INSTRUCTIONSTOACORRESPONDENTBANKFORTHEISSUEOFAADVANCEPAYMENTGUARANTEEAGAINSTACOUNTER--GUARANTEE12/5/2022110-张德纯纯-TEXTOFINSTRUCTIONSOurreferencenumber_____________Attherequestof_____________pleaseissueonourresponsibilityinfavourof______yourguaranteeinthefollowingwording:12/5/2022111-张德纯纯-QuoteWehavebeeninformedthat_____(hereinaftercalled“thePrincipal”),hasenteredintocontractNo._____dated_____withyou,forthesupplyof______(descriptionof/goodsand/orservices).12/5/2022112-张德纯纯-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,anadvancepaymentinthesumof_______istobemadeagainstanadvancepaymentguarantee.AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:12/5/2022113-张德纯纯-ThatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andTherespectinwhichthePrincipalisinbreach.Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocuments)ifany,ordelete)ItisaconditionforanyclaimandpaymentunderthisguaranteetobemadethattheadvancepaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumberat_______(nameandaddressofbank)Thisguaranteeshallexpireon______atthelatest.12/5/2022114-张德纯-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Unquote12/5/2022115-张德纯-Inconsiderationofyourissuingyourguaranteeasabove,weherebygiveyouourirrevocablecounter-guaranteeandundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:_________________)uponreceiptbyusatthisofficenolaterthan______ofyourfirstwrittendemand.SuchdemandshallbesupportedbyyourwrittenstatementthatyouhavereceivedademandforpaymentunderyourguaranteeinaccordancewithitstermsandwithArticle20oftheUniformRulesforDemandGuarantees.12/5/2022116-张德纯-Thiscounter-guaranteeissubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Pleaseconfirmtoustheissuanceofyourguarantee.12/5/2022117-张德纯-（7）要求代理理行根据反反担保开立立履约保函函的指示INSTRUCTIONSTOACORRESPONDENTBANKFORTHEISSUEOFAPERFORMANCEGUARANTEEAGAINSTACOUNTER--GUARANTEE12/5/2022118-张德纯-TEXTOFINSTRUCTIONSOurreferencenumber_____________Attherequestof_____________pleaseissueonourresponsibilityinfavourof______yourguaranteeinthefollowingwording:12/5/2022119-张德纯-QuoteWehavebeeninformedthat_____(hereinaftercalled““thePrincipal”),hasenteredintocontractNo._____