股票相关词汇

1、share,equity,stock股票、股权bond,debenture,debts债券negotiableshare可流通股份convertiblebond可转换债券treasury/governmentbond国库券/政府债券corporatebond企业债券closed-endsecuritiesinvestmentfund封闭式证券投资基金open-endsecuritiesinvestmentfund开放式证券投资基金fundmanager基金经理/管理公司fundcustodianbank基金托管车艮行marketcapitalization市值p/eratio市盈率（price

2、/earning）mark-to-market逐日盯市paymentversusdelivery车艮券交付clearingandsettlement清算/结算commodity/financialderivatives商品/金融彳为生产品put/calloption看跌/看涨期权margins,collateral保证金rightsissue/offering酉己股bonusshare红股dividend红利/股息ADR美国存托凭证/存股证（AmericanDepositoryReceipt）GDR全球存托凭证/存股证（GlobalDepositoryReceipt）retail/privat

3、einvestor个人投资者/散户institutionalinvestor机构投资者broker/dealer券商proprietarytrading自营insidertrading/dealing内幕交易marketmanipulation市场操纵prospectus招股说明书IPO新股/初始公开发行（InitialPublicOffering）mergerandacquisition收购兼并AllOrdinariesIndex（澳大利亚）股市指数Amex（AmericanStockExchange厌国股票交易所amortize摊提，分期偿还债务annuity年金享受权askingpric

4、e卖主的开口“价assess对（财产等）进行估价，确定（款项）的金额back拖欠的badloan呆账，坏账bailout帮助摆脱困境balloon（分期付款中）最后数目特大的一笔barometer晴雨表，喻标记，指标basispoint基点（一个百分点的百分之一）bearmarkets熊市blue-chip（股票等）热门的，（在同行中）最赚钱的forexforeignexchangebond债券，公债bourse交易所，证券交易所bullmarkets牛市bullish牛市的bunji-change快速的大幅度变化CAC-40Index（法国）股市指数CD（certificate-of-dep

5、osit）大额存款单ChicagoMercantileExchange芝加哥商业交易所ConsumerPriceIndex消费者价格指数contagion蔓延correction调整couponrate券根禾率CTA（CommoditiesTradingAdvisor）农矿产品交易顾问Currencyboard货币委员会DAXindex（法兰克福）德国股市指数deadloan死帐delist从上市证券表中除名derivatives衍生金融商品（由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权optiontrading与掉期swap三种类型，品种多达1

6、00余种。）discount贴现discountrate贴现率DJIADow-JonesIndustrialAverage道?琼斯公用事业股价平均数。通常简称Dow（道），是30个主要工业公司股票价格的组合。Dow-JonesCompositeAverageof65representativestocks65中有代表性的股票的道?琼斯公用事业股价平均数Dow-JonesTranspositionsAverage!即斯运输业股价平均数Dow-JonesUtilitiesAverage道?琼斯公用事业股价平均数down付现款equity（押款金额以外的）财产价值，证券，股票escrow由第三者保存

7、、等条件完成后即交受让人的契据（或证书等）facevalue面值FederalAgencyIssues联邦机构债券fluctuation起伏fluctuate起伏fraud欺骗，欺诈fraudulence欺骗（欺诈）行为fraudulent欺诈的FTSIFinancialTimes100ShareIndex（英国）金融时报100种股票指数good有效的HangSengIndex（香港）恒生指数holdings占有的财产，股票IbbotsonSmallCompanyIndexIbbotsonCompanyIndex中包括近2700家公司：即在纽约股市上交易的最后的20%股票imburse赔偿in

8、itialshare原始股IRAIndividualRetirementAccount个人退休账号junkbond假债券junkbonds垃圾债券lien扣押权，留置权liquidate清算，破产list（交易所）上市证券；把（证券）列人上市证券表longposition多头margin差额，保险金mutualfund公共基金NASD=NationalAssociationofSecuritiesDealers全美证券交易者协会NASDAQ（NationalAssociationofSecuritiesDealersAutomatedQuotations）纳斯达克（全美证券交易者协会自动化摘要

9、）NAV（NetAssetValue）净资产值newissue（IPOInitialPublicOffering）新上市股票NikkeiStockAverage日经股票平均指数nosedive（价格等）暴跌NYSEVolume纽约股票交易量NYSEscompositeindex纽约股票交易综合指数NYSE（NewYorkStockExchange）纽约股票交易所（也称或BigBoard）obligation契约，债券outstanding拖欠的parvalue票面价值plummet骤然跌落policy保险单pool集合基金portfolio有价证券preferredstock优先股票premi

10、um奖金，佣金，担保费premium溢价proceeds收入，收益rally（股票价格等）止跌，上扬rebound反弹recoup偿还，补偿recovery恢复red-chipshare红筹股refund偿还rescuepackage一揽子救援计戈Uresilience回弹，复原力resilient有回弹力的，恢复活力的risk保险项目run挤提存款，挤兑，争购Russell2000Russell2000#小资本股票S&500（Standard&Poor's500CompositeStockPriceIndeX）普尔股价指数SEC（FederalSecuritiesan

11、dExchangeCommission默邦证券与交易委员会securities证券，债券shares（英）股票=（美）stockshoreup支撑slash（大幅度）削减（工资等）slump暴跌，不景气SMIindex（苏黎士市）瑞士股票指数solvent有偿还能力的speculate投机speculation投机speculator投机者T-Bill（TreasuryBill）美国短期国债（每星期发行一次）T-bond（TreasuryBond英国长期国彳8（期限为20年或30年）T-note（TreasuryNote）l|国中期国债（期限为2年到10年）Technology-heavyNa

12、sdaq以技术为主的NasdaqTechnology-ladenNasdaq以技术为主的Nasdaqterm年限tech-heavyNASDAQ以技术股票为主的NASDAQtechnology-richstocks技术股票technology-weightedindex（NASDAQ）反映技术股票的指数（NASDAQ）retailparticipation散户”入市retailprice零售价格retailpriceindex零售价格指数retainedbusiness保留业务retainedearnings留存收益retainedimport留用进口货物retainedprofit留存盈利r

13、etention保留额；自留额149retentionmoney保留金；保留款项retentionratio自留额比率retirementschememanagementcategoryXbusines退休计戈U管理第X类业务RetirementSchemesandInsuranceandBureauAdministrationSection退休计划及保险及行政组财经事务局retiringpartner退出的合伙人retiringtrustee退职受托人retrocession转分保retrocessionpremium转分保保费retrocessionaire转分保人return收益；回报率

14、；报表；报税表ReturnofComputerizedPayrollEmoluments计算机计算薪俸表格returnonassets®产回报率ReturnonLoans,AdvancesandProvision凝款、垫款及备付金申报表revaluation重估价值；升值revaluationofrateablevalues重估应课差饷租值revaluationyear重估应课差饷租值年度revenue收入；收益；税收revenueaccount收入帐revenuebase收入基数；收入基础revenuecollection征税；收取税款revenuedepartment税收部门；管

15、理政府收入的部门revenueestimate©攵入预算revenuefrompropertiesandinvestment抹自物业及投资的收入revenuemeasure征税措施；收入措施revenueoutturn收入结算revenuepaper税收文件revenuepolicy征税政策；收入政策revenueproposal征税建议；税收建议；收入建议revenueshortfall收入不足revenuestamp税收印花revenue-earningdepartment赚取收入的部门revenue-generatingdepartmen前来收入的部门reversionarye

16、state复归产业权reversionaryinterest复归权益ReviewofCompaniesOrdinanceConsultancyReport检讨香港公司条例顾问研究报告revisedassessmen畛订评税revisedestimates修订预算revisedestimatesofexpenditure修订开支预算revisedestimatesofrevenue修订收入预算revisedpreliminaryestimatesofgrossdomesticproduct本地生产总值的修订初步估计revive回升；复苏revocableletterofcredit可撤销信用证r

17、evocation撤销150revocationoflicence撤销牌照revolvingfund周转基金；循环基金revolvingletterofcredit循环信用证revote再拨款reward酬金rightofcontrol控制权rightofconversionintostock兑换证券的权禾rightofpre-emption优先购买权rightofretainer遗产保留权；财产保留权rightofretention保留权righttoreceiveincomefromproperty从贝才产收取入息的权禾righttorescind撤销的权利rightsissue供股上市方

18、式；认股权发行；配售新股rightsissueprospectus供股章程ring交易圈ringout平仓；经纪之间期货交易相互结算risingprice价格上涨risk风险riskadjustment风险调整riskassets风险资产riskassetsratio风险资产比率riskexposure风险承担riskmanagement风险管理RiskManagementGuidelinesforDerivatives衍生工具风险管理指弓卜riskmanagementsystem风险管理系统；风险管理制度riskofbreakage破损险riskofnon-delivery遗失险riskof

19、rust损险riskofshortage短量险riskofsweatdamage潮腐险riskpremium风险溢价riskweight风险加权数riskweightedexposure力口权风险值"risk-based"approach以风险为依据”的方法risk-capping限制风险rollforward向前推展；向前滚进rollover转仓；滚计；滚转；续期rollingforex日转期汇rollingplan滚动式计划；逐年延展计划rollingsettlement滚动交收roundlot交易单位；整数成批股票；手”roundoff以整数计；四舍五入roundto

20、nil化为零计roundturn完整交易；轧平交易151roundup清盘rounded-upsub-total化成整数的小计round-tripcontract平仓合约RoyalBankofCanada加拿大皇家银行RoyalBankofScotlandplc苏格兰皇家银行royalty专营权费；专利权费；特许权使用费ruleofequity衡平法；衡平法规则RulesandOperationProcedureofHongKongSecuritiesClearingCompanyLimited香港中央结算有限公司规则及运作程序RulesGoverningtheListingofSecurit

21、ies证券上市规则上市规则香港联合交易所有限公司RulesoftheExchange交易所规则香港联合交易所有限公司RulesonInterestRatesandDepositCharges禾率及存款收费规贝”runonabank银行挤兑；银行挤提runner驳脚”经纪；传递员runningexpenses管理费用；经常费用running-downofbusiness缩减业务152财经类词汇（S）safecustodybusiness保管业务safecustodyfe企管费safedepositboxrentalreceived保管箱租项收入safeguardingassets®障资

22、产safetyfactor安全系数safetymarginofprofitability盈利能力的安全界限SakuraBank,Limited樱花银行salariedemployee受薪雇员salariedoffice受薪职位salariestax薪俸税salariestaxassessmen薪俸税评税salariestaxbornebytheemployer由雇主代付的薪俸税salariestaxpayable应缴的薪俸税salariestaxpayer缴交薪俸税人士salariestaxreturn薪俸税报税表salariestaxthreshold薪俸税的免缴税入息额salary薪金；薪

23、俸salaryadjustment薪金调整salaryearner受薪人士salaryrateindex薪金率指数salarystatement薪俸结算书saleandpurchaseagreeme必卖协议salebyauction拍卖salebyprivatetreaty以私人协约形式售卖salebypublicauction公开拍卖salebytender招标出售saleofassets售卖资产saleproceeds售卖得益；销售收入salesaccount销货帐salescommission销售佣金salescounter销售柜台salespriceindex销售价格指数salesta

24、x销售税samplingframe抽样范围samplingtheory抽样理论samuraibond武士债券；外国日元债券sanction认许；制裁SanwaBank,Limited三和车艮行SanwaInternationalFinanceLimited三和国际贝才务有限公司satisfaction清偿153savings储蓄；节省款项；节省开支额savingsaccount储蓄账户savingsdeposit储蓄存款savingsrateM蓄率；储蓄存款利率scaleofbrokerages经纪佣金收费表scaleoffees收费率；收费表schedule清单；一览表；细目单；附表sche

25、duleofcharges费用表scheduleofdealing交易清单scheduleofproperty贝才产清单scheduleofproportion比例表ScheduleofRates标准收费表schemeofarrangement债务偿还安排SchemeofControl管制计划SchemeofControlAgreement管制计划协议SchengenAgreement神根协议SchrodersAsiaLimited宝源亚洲有限公司scrip临时股票scripdividend以股代息scripdividendscheme以股代息计戈Uscripissue红股发行scriples

26、sdealingofshares无单股份交易SEANZAforumofbanksupervisors东南亚、新西兰与澳洲银行业监理组织searchfee查册费seasonaladjustmen季节性调整seasonaldeficit季节性赤字seasonalfluctuation季节性波动seasonedsecurities优质证券；价格稳定的证券secondandthirdliner二三线股secondboard第二板市场secondcalculation第二计算法secondlinestock二线股票secondmortgage第二按揭；第二抵押权secondparticipant第二参与

27、者SecondQuarterEconomicReport19XX一九XX年第二季经济报告secondaryinsider次要的内幕人士secondarylisting第二上市secondarymarket二级市场；次级市场；第二市场secondarymortgagemarket第二按揭市场secondaryproduction第二级生产；第二产业SecretaryforEconomicServices经济局局长SecretaryforFinancialServices贝才经事务局局长SecretaryfortheTreasury库务局局长sectionalgroup个另怀益集团154secto

28、r界别；行业；机构sectorialindex分类指数seculartrend长期趋势secure担保；抵押securedbond有担保债券securedcreditor有抵押债权人secured10aM保贷款；有抵押贷款securingdebenture担保债权证securities证券SecuritiesAdvisoryCouncil证券事务咨询委员会securitiesanalyst证券分析员SecuritiesandExchangeCommission证券管理委员会证管会台湾；证券交易委员会美国SecuritiesandFuturesAppealsPaneffi券及期货事务上诉委员会证

29、券及期货事务监察委员会SecuritiesandFuturesCommission证券及期货事务监察委员会证监会SecuritiesandInvestmentBoard证券及投资管理局英国securitiesborrowing证券借用securitiesbusiness证券买卖业务SecuritiesCommission证券事务监察委员会现称证券及期货事务监察委员会SecuritiesCompensationFund证券赔偿基金SecuritiesCompensationFundCommittee证券赔偿基金委员会证券及期货事务监察委员会securitiesdealer®券交易商Se

30、curitiesDealers'DepositFundffi券交易商按金基金SecuritiesExchangeofThailand泰国证券交易所securitiesformoney贷款抵押物SecuritiesFoundation证券业培训基金SecuritiesInstituteofAustralia澳大利亚证券学会securitiesintroducingbroker证券介绍经2己securitiesinvestmentadviser证券投资顾问SecuritiesJournal,The证券月干USecuritiesLaw证券法securitieslending证券借贷secur

31、itiesmarket证券市场SecuritiesOfficer证券主任securitiespayabletobeare女付款予持有人的证券securitiesregistersystem证券登记系统SecuritiesReviewCommittee证券业检讨委员会SecuritiesReviewCommitteeReport证券业检讨委员会报告书SecuritiesSection证券组财经事务局securitiesunderwriter证券包销商securitizationofdebt债务证券化155security抵押品；保证金；保证securityaccount保付户口securityb

32、ybond担保契据形式的保证securityfeatures防伪特色银行纸币securityfornoteissue发行纸币的保证物securityinstrument保证文书securityinterest担保权益securitytothepaymentofmoney付款保证seedcapital种子资本segregatedaccoun港立账户；独立户口segregatedtrustaccoun触立信托账户SEHKOptionsClearingHouseLimited联交所期权结算所有限公司SEHKtradedoption在联交所买卖的期权seizure检取；扣押selectiveallow

33、ance选择性免税额selectivemarketingbasis选择性销售方式selectivetender选择性投标；选择性招标self-assessment自我评税self-clearingmember自行结算会员香港联合交易所有限公司self-correctingmechanism自动调节机制self-financing财政自给；自筹资金self-liquidatingproject自动还本工程self-regulation自律；自行规管；自行监管sell卖出selloff抛售；沽盘sellorder卖盘sellshort卖空；沽空；抛空seller'sprice卖价；卖方价格

34、sellingdealer卖方交易商sellinghedge沽空对冲sellingpressure沽售压力sellingprice售价seniorsecurities优先证券SEOULBANK汉城信托银行separateassessmen3fc妇分另U评税separateclientaccount独立客户帐目separatedebt独有的债项；各别的债项separateestateU产业separateestatesaccoun#另产业的帐目separateinstrument独立文书separatelisting独立上市separateproperty各另用勺贝才产separateshare

35、tradingaccoun独立股票交易账户156separatetaxationformarriedcouple立妇分开评税sequestration暂押；扣押serialbond分期还本债券seriesoftransactions连串交易service-ledeconomy以服务业为主导的经济set-off抵销；对销set-offandtransferreport比对转帐报告set-offofthepropertytax豁免物业税settledproperty预先分配的财产settlement交收；结算；交割；清偿；授产安排settlementbacklog积压交收settlementban

36、k结算银行settlementcap交收限价settlementdate交收日期settlementofdebts清偿债务；偿还债务settlementofphysicalshares股份实物交收settlementperiod交收期限；结算期settlementprice结算价格；平仓价格settlementrisk结算风险；交收风险settlementsystem交收制度；结算系统settlor财产授予人seven-yearExchangeFundnotert年期外汇基金债券SewageServicesTradingFund亏水处理服务营运基金ShacomFinanceLimited上商财

37、务有限公司shadowdirector影子董事；幕后董事ShanghaiCommercialBankLtd.上海商业银行ShanghaiSecuritiesCentralClearingandRegistrationCorporation上海证券中央登记结算公司ShanghaiStockExchange上海证券交易所share股份；股票；份额sharebeneficiallyowned实益股份；实益拥有股份sharecapital股本sharecertificate股票sharedealing股票交易；股票买卖shareinissue已发行股份；已发行股票shareinvestment股份投资

38、sharemarginlending按仓”贷款sharemarke般票市场shareofabusiness生意股份shareofmutualfund互惠基金股份shareofprofit利润份额shareonlocalregister当地登记册所载的股份shareoption股票期权；认股权；股份认购权sharependinglisting等候上市股份sharepremiumaccount股份溢价账户157shareprice股票价格shareregistrar!殳票过户登记处；过户处；股份登记员sharerepurchase股份购回；股份回购sharerights股权sharesplit股份

39、拆细；拆股sharetransfe股票过户sharewarranty1股权证sharewarranttobearer不t己名认股权证shareholder股东shareholders'fund股东资金shareholding持有股份sharpincrease急居【J上升；暴升；飞涨shellcompany空壳公司shellreactivation借壳”上市；买壳”上市；空壳公司重新活动ShenzhenForeignExchangeTradingCentr深圳外汇交易中心ShenzhenSecuritiesRegistrationCompanyLimited深圳证券登记公司Shenzhe

40、nStockExchange?采圳证券交易所ShinhanFinanceLimited新韩金融有限公司ShizuokaBank,Ltd,静冈银行short空头；空仓；淡仓；卖空；超卖shortcall认购期权淡仓shortcovering补仓；补空仓；空头补进shortfuturescontract淡仓期货合约shortnotice短期通知书shortnoticeandtimedeposit短期通知及定期存款shortofliquidity资金紧细shortposition空仓；淡仓；空头；短盘shortsellsecurities卖空证券shortselling卖空；沽空；抛空shortse

41、llingsystem证券沽空制度short-datedsecurities®期证券shortfall差额；不足之数shortfallinexpenditure实际开支低于原来预算short-termdeposit短期存款short-termindicatorofeconomiccondition短期经济指标short-terminterestrate短期利J率short-termpape而期票据short-termrating短期评级shroffaccountnumber收款账号SiamCommercialBankPublicCompanyLimited汇商银行significantshareholder持有大量股票的股东；重要股东silentpartner只拥有股权而不参与业务的合伙人；隐名