Supplier Assessment Report 供应商评估表

SUPPLIERDATAASSESSMENTDATA:-NameAuditNoProduct:AuditedByPresentQMSCertification:AuditDatePhoneNoFaxNoSupplierAuditeeTeam(供给商受审核方团队)OverallRatingResults(总体等级结论)RatingPercentageExcellent80-100%VeryGood60-80%Satisfactory40-60%Unsatisfactory<40%SrNoElements〔要素〕TotalActualPercentage1ManagementResponsibility〔管理职责〕602QualitySystem1203ContractReview〔合同评审〕204DesignControl〔设计控制〕605Documents&DataControl〔文件与数据控制〕206Purchasing〔采购〕407ControlofCustomerSuppliedproduct〔顾客提供产品的控制〕108ProductIdentification&Traceability〔产品标识与可追溯性〕109ProcessControl〔过程控制〕7010Inspection&testing〔检验与测试〕9011Inspection,Measuring&TestEquipment〔检验，测量&试验设备〕3012ControlofNon-conformingproduct〔不合格品控制〕2013CorrectiveandPreventiveAction〔纠正与预防行动〕5014Handling,Storage,Packaging,Preservation&Delivery〔操作，贮存，包装，保护，交付〕6015ControlofQualityrecords〔质量记录控制〕1016InternalQualityAudits〔内部质量审核〕5017People,Training&competency〔人员，培训，能力〕4018CustomerSpecificRequirements〔顾客特殊要求〕2019Other30Total:-8101.KEYTOASSESSMENTRATINGThesubcontractorqualityassurancemeasuresareratedwithpointsfrom0to10onthebasisofthefollowing.Onlythoseareasofthesubcontractorthatbearrelevancetotheproduct/serviceofferedbythesubcontractorto‘TACO’needbeassured.〔分供方质量保证方法被从0~10分进展分级。NTACO分供方的与产品/效劳相关的方面必须得到保证〕ElementsofsubcontractorQAsystem〔分供方质量体系要素〕AssessmentObservation〔评估结论〕Result(AssessmentPoints)NonExistent〔不存在〕0Unsuitableapproaches〔不适宜的做法〕1Majorshortcomings〔主要的缺乏〕3Minorshortcomings〔次要的缺乏〕5Appropriate〔适宜的〕7Verygood〔很好的〕9Excellent〔优秀的〕10ELEMENTSNOTAPPLICABLETOAPARTICULARSUBCONTRACTOR〔不适合特殊分供方的条款〕Certainelementssuchas4.7(ControlofCustomerSuppliedProduct)and4.19(Servicing)willnotapplytoeverysupplier.Insuchcases,‘N/A’isenteredinplaceofthescore.REPORTINGOFASSESSMENTFINDINGS〔审核结果的报告〕Thesupplierassessmentreportshallbefiledalongwiththisassessmentformforreportingandrecommendationonsupplierselectionandapproval.〔供给商评估报告应连同此评估表格作为报告、建议新供方的选择以及批准〕MINIMUMCRITERIAFORACCEPTANCE〔新供方承受的最小准那么〕Thesupplier(includingSpeciallydesignatedsmallsupplier〔包括指定的特别小供方〕)shouldscoreminimum40-60%&scoreminimum5pointsonthefollowingelementsindividuallyforacceptanceasapprovedsupplier.〔至少得分在40-60%以及至少分别在下面条款中得到5分，方可批准为供方〕Productidentificationandtraceability.〔产品标识与可追溯性〕Controlplan.(控制方案)Contractreview.〔合同评审〕Controlofcustomersuppliedproducts.〔顾客财产保护〕Processmonitoringoperationinstructions.〔过程监控作业指导书〕Controlofnonconfirmingproducts.〔不合格品控制〕Inspectionstatus.〔检验状况〕Calibrationstatus.〔校验状况〕Correctiveactiononcustomercomplaints.〔客户抱怨纠正行动〕Compliancewithcustomer'sstandards/requirements.〔遵守客户标准与要求〕Controlofqualityrecords〔质量记录控制〕

2.CHECKLISTS〔检查清单〕Question〔问题表〕AssessorNotes〔评估记录〕Result〔结果〕1.0ManagementResponsibility〔管理职责〕1.1Hastheresponsibility,authority,interrelationshipofpersonnelwhomanage,perform,andverifywork,affectingqualitybeendefinedanddocumented?(管理、运行、验证、影响质量的人的职责、权限、沟通是否被明确以及文件化)1.2Doesthesupplier’smanagementwithexecutiveresponsibilityreviewallqualitysystemelementsatdefinedintervalstoinsureitscontinuingsuitabilityandeffectiveness?〔是否认期评审供给商管理体系的要求以保证其是适合与有效的〕1.3Doesthesupplierutilizeaformal,documented,comprehensivebusinessplanthatincludesshort-termandlonger-termgoalsandplans?〔供给商是否有正式文件化的并可理解的运营方案，其应包含短期与长期的目标与方案〕1.4Aretrendsindataandinformationcomparedwith:〔趋势是否于…比拟在数据与信息方面〕Competitors〔竞争对手〕Appropriatebenchmarks〔适当的基准〕Progresstowardbusinessobjectives,toleadtoappropriateactiontosupport〔朝着运营目标的进展，引导适宜的活动支持〕Developingprioritiesforresolvingcustomerproblems〔优先解决客户的问题〕Determinationofkeycustomer-relatedtrends?〔对主要客户有关的趋势的测定〕1.5AreManagementReviewconductedwithreviewon〔管理评审是否依据…评审〕ProductRealisation(CoreProcesses)including,SupportProcesses,CustomerrequirementsandQualityObjectives.〔产品实现〔核心流程〕，支持过程，顾客要求与质量目标〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕1.6DoestheManagementreviewparticipateinResourceplanningandCommunicationtoensureeffectiveimplementationandadherencetoQualityManagementSystem.〔管理评审是否有充分的资源筹划/沟通以保证有效实施以及对质量管理体系的符合〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕2.0QualitySystem〔质量体系〕2.1IstheDocumentedQualityManagementSysteminLinewithTS16949/QS9000/ISO9000.Arethereadequatesupportingprocedures(level2)foreachelementofthequalitymanual?〔文件化的质量管理体系是否根据TS16949/QS9000/ISO9000。对于质量手册中的每一个要素是否有充分的支持程序〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕2.2AreQualityPolicy,Objectives,Exclusions,Processes,Sequences&InteractionofprocessesaredefinedinQMS.〔在质量管理体系中质量方针/目标，排除，过程，过程的顺序以及相互作用是否被明确〕2.3IsthereaDesignatedRepresentativeforMR,CustomerRepresentativeandQualityResponsibility.〔针对管理者代表/客户代表质量责任/是否有一个指定的代表〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕2.4IstheorganisationContinuallyimprovingEffectivenessofQualityManagementSystemsindicatingimprovementtrends(MR,ORetc.).〔组织是否持续地对质量管理体系的有效进展改善并显示改善趋势2.5Isthequalityplanningprocessconsistentwithallotherrequirementsofthequalitysystem,documentedinasuitableformat?〔质量筹划过程是否与其它质量体系的要求保持一致，并以适宜的表格进展记录〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕2.6Ismanufacturingfeasibilityinvestigated,confirmed,anddocumented,priortocontractingproposedproducts?〔在签约意向的产品前，其制造可行性是否被调查，确认以及记录〕2.7Areerrorproofingtechniquesutilizedwhereappropriate,whichincludeplanningorprocess,facilities,equipmentandtooling,andinproblemresolution?(防错技术是否被应用在适宜的环节，其应针对筹划或过程，设施，设备，模具以及问题解决)2.8Docontrolplansdevelopedbymulti-disciplinaryapproachtosystem,componentand/ormateriallevel,andlistofallcontrolsusedforprocesscontrol?〔控制方案是否通过参照多学科系统方法，部件，材料等级以及被用于过程控制的控制手段清单被开发〕2.9Docontrolplanscoverthreephases:prototype,pre-launch,andproduction,asrequiredbythecustomer?〔依据客户的要求，控制方案是否包含三个阶段：样件、试生产、生产〕2.10Arecontrolplansreviewedandupdatedasappropriatewhenanyofthefollowingoccurs:〔当有以下情形发生时，控制方案是否被适时地评审与更新〕Productandprocesschanges〔产品与过程变更〕Processesarefoundtobeunstableornon-capable〔过程被发现不适合或者没有能力〕Inspectionmethod,frequency,etc.isrevised?〔检验方法，频率等等被修改〕2.11Isthereevidenceofcontinualimprovementinquality,serviceandpricethatbenefitthecustomer?〔是否有证据说明在质量、效劳、价格方面的持续改良使客户受益〕2.12Isamulti-disciplinaryapproachusedfordevelopingfacilities,equipment,andprocessplanninginconjunctionwiththeadvancedqualityplanningprocess?(针对设备，过程方案的开发是否有多学科方法被使用并结合先期质量筹划过程)Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕3.0ContractReview〔合同评审〕3.1Arerecordsofcontractreviewsmaintained?〔合同评审的记录是否被保持〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕3.2IsFeasibilityandRiskanalysisbeingcoveredpreliminarytoContractreview.〔在合同评审中，可行性与风险分析是否初步被总结〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕4.0DesignControl(Product&ProcessDesign)〔产品&过程设计〕4.1DOthefollowingexist:AppropriateresourcesandfacilitiesavailabletouseCAD,CAEandAnalysis?〔是否有适当的可利用资源与设备用于CAD,CAE及其分析的使用〕AreCAD/CAEsystemscapableoftwo-wayinterfacewithcustomersystems?〔CAD/CAE系统是否有双向接口用于对客户的系统对接〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕4.2Aretherecordsofformaldocumenteddesignreviewsbytheappropriatefunctionsconductedatappropriatestagesofdesignasperthedesignplan?〔按照设计筹划，正式的文件化的设计评审记录是否依据适宜的设计平台〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕4.3Whenrequiredbythecustomer,doesthesupplierhaveacomprehensiveprototypeprogram?〔当客户提出需求时，供给商是否有全面的样件管理程序〕Note:Canbeexcludedincaseofspeciallydesignatedsmallsupplier〔可以被排除，除非特别指定的供给商〕4.4Istheperformancetestingtrackedfortimelycompletionandconformance?〔性能测试的完成与符合是否被及时跟踪〕4.5TimelyReview,Distribution&CompletionofallCustomerSpecification/Standard.(Reviewwithin2WeeksforcustomerspecificationsandChangerequests))(及时评审，分布&完成客户的所有标准/标准。在两周内完成对客户的标准以及变更要求的评审)

4.6EffectiveChangeimplementationdateandverification,ValidationandcommunicationofChanges(Product&Process)tocustomer.〔针对客户，进展有效的变更实施，验证，批准以及变更沟通〕5.0DocumentandDataControl〔文件与数据控制〕5.1Aredocumentsanddatareviewedandapprovedbyauthorizedpersonnelpriortoissue?〔文件与数据在发行前，是否由有权力人员进展评审与批准〕5.2Isthereamasterlistidentifyingdocumentrevisionstatusreadilyavailable?〔是否有一个主清单便利地用于标识文件的版本状态〕6.0Purchasing(采购)6.1Aresubcontractorsevaluatedandselectedbasedonheirabilitytomeetqualitysystemandqualityassurancerequirements?〔分供方是否在其满足质量体系以及质量保证要求的根底上被评估，选择〕6.2Doesthesupplierdefinetheappropriatetypeandextentofcontroloversubcontractors?〔供给商是否对分供方的控制类型与范围进展定义〕6.3Arequalityrecordsofacceptablesubcontractorsestablishedandmaintained?〔可承受分供方的质量记录是否被建立以及保持〕6.4Is100%ontimedeliveryarequirementofthesubcontractors?〔百分百按时交付是否对分供方的一个要求〕7.0ControlofCustomerSuppliedProducts〔客供品的控制〕7.1Arecustomer-ownedtoolsandequipmentpermanentlymarkedsothatownershipofeachitemisvisuallyapparent?〔顾客所属模具，设备是否被永久性的标识以致每一个条款的所属非常直观化的清晰〕8.0ProductIdentificationandTraceability〔产品标识与可追溯性〕8.1Istraceabilitymaintainedandrecorded,whenrequiredbythecustomer?〔可追溯性是否被保持，记录，当被客户需要时〕9.0ProcessControl〔过程控制〕9.1Docontrolledconditionsincludeuseofsuitableproduction,installationandservicingequipment,andsuitableworkingenvironment?(受控的状态是否包含适宜的生产/安装&维修设备的使用，以及适宜的工作环境)9.2Isthereaneffectiveplannedpreventivemaintenancesystemthatidentifieskeyprocessequipment,providesappropriateresourcesandprovides:〔是否有一个有效的方案性预防维护系统以识别关键过程设备，提供适宜的资源与提供〕Aproceduredescribingplannedmaintenanceactivities?〔一个描述方案预防活动的程序〕Scheduledmaintenanceactivities?〔预定的维护活动〕Predictivemaintenancemethods?〔预先的维护方法〕Procedureprovidingforpackagingandpreservationofequipment,toolingandgauging?〔规定设备，模具，量具的包装与储存的程序〕Availabilityofreplacementpartsforkeymanufacturingequipment?〔关键制造设备的备件可得性〕Documenting,evaluatingandimprovingmaintenanceobjectives?〔文件编制，评估以及改善性维修的目标〕9.3HavedocumentedproceduresmonitoringandoperatorinstructionsderivedfromthesourceslistedintheAPQPandControlPlan,beenpreparedforallemployeeshavingresponsibilitiesforoperationofprocessesandaretheyaccessibleattheworkstation?〔文件化的过程监控和操作指导书是否出自APQP以及控制方案中的内容，对于负责过程操作的员工，此文件在操作工位对于负责过程操作的员工是否容易获得〕9.4Doprocessmonitoringandoperatorinstructionsinclude:〔过程监控和操作指导书是否包含：〕Operationnameandnumberkeyedtoprocessflowdiagram?〔工位名称、工位号，依据过程流程图〕Partnameandnumber?〔零件名称、零件号〕Currentengineeringlevel/date?〔现今的工程等级/日期〕Requiredtools,guagesandotherequipment?〔需要的工具，检具以及其它设备〕Materialidentificationanddispositioninstructions?〔材料标识与布置指南〕CustomerandsupplierdesignatedSpecialCharacteristics?〔顾客与供给商选定的特别参数表〕SPCrequirements?〔SPC要求〕Relevantengineeringandmanufacturingstandards?〔相关的工程与制造标准〕Inspectionandtestinstructions?〔检验与测试指导书〕Revisiondateandapprovals?〔修订日期以及批准〕Visualaids?〔目视化〕Toolchangeintervalsandset-upinstructions?〔换刀间隔和设置说明〕9.5DoesthesuppliermaintainorexceedtheprocesscapabilityprperformanceasapprovedbyPPAPthroughtheimplementationandadherencetoControlPlan,ProcessFlowDiagram,measurementtechnique,samplingplans,andreactionplanswhenacceptancecriteriaarenotmet?〔通过执行与遵循控制方案，过程流程图，测量工艺，抽样方案以及当可承受的标准不满足时的反响方案，供给商是否保持或者超越PPAP中批准的过程能力〕9.6Aresignificantprocesseventsrecorded?〔重大过程事件是否被记录〕9.7IsManufacturingProcessAuditandProcessvalidationmethodsavailableandfollowed.〔制造过程审核和过程验证方法是否可用且遵循〕10.0InspectionandTesting〔检验与测试〕10.1Doesthesupplierensurethatincomingproductisnotuseduntilithasbeeninspectedorotherwiseverifiedasconformingtospecifiedrequirementsinaccordancewiththequalityplanand/ordocumentedprocedures?〔供给商是否保证依照质量方案或者文件化的程序，来料产品在被检验或者用其它方法证明符合标准要求前，不能被使用〕10.2Ispositiveidentificationprovidedandrecordedformaterialusedinproductionbutnotverified?〔在未被验证之前，是否有明确的标识以及能为材料在生产使用过程中被记录〕10.3Doesthesupplierinspectandtestproductasrequiredbythequalityplanand/orthedocumentedprocedures?〔供给商是否按照质量方案或者程序文件的要求，进展检验与测试〕10.4Doesthesuppliersholdproductuntiltherequiredinspectionsandtestshavebeencompletedandnecessaryreportshavebeenreceivedandverified?〔供给商是否保存产品直到要求的检验与测试已完成以及必要的报告已被承受与验证〕10.5Doesthesuppliercarryoutfinalinspectionandtestinginaccordancewiththequalityplan?〔依照质量方案，供给商是否执行最终检验与测试〕10.6IsacceptancecriteriaforAttributesamplingisZerodefect?〔样品的承受标准是否是零缺陷〕10.7Doesthesupplierassurethatnoproductisdispatcheduntilallactivitiesspecifiedhavebeensatisfactorilycompletedandtheassociatedataanddocumentationisavailableandauthorized?〔供给商是否能保证没有产品被派送直到相关要求的活动被完全完成以及相关的数据/记录是有效与被批准〕10.7Whenthesupplierusesindependent/commerciallaboratoriesaretheyaccredited?〔供给商在什么时间使用可以被承受的独立的/商业试验室〕10.8DoesthesuppliercarriesoutLayoutinspectionandtestinginaccordancewithControlplan.〔依照控制方案，供给商是否执行筹划的检验与测试〕11.0Inspection,MeasuringandTestEquipment〔检验，测量与测试设备〕11.1Iseachpieceofequipmentcalibratedatprescribedintervals,againstcertifiedequipmenthavingaknownvalidrelationshiptointernationallyornationallyrecognizedstandards?〔每一个设备是否被定期校验，针对检定的设备有有效的相对应的国际性或者国家性的认可标准〕11.2Doestheprocessforcalibrationofinspection,measuringandtestequipmentincluded:〔校验检验，测量与测试设备的过程是否包含〕Typeofequipment?〔设备型号〕Uniqueidentification?〔唯一性标识〕Location?〔场所〕Frequencyofchecks?〔检查频次〕Checkmethod?〔检查方法〕Acceptancecriteria?〔承受标准〕Correctiveactions?〔纠正行动〕11.3Formeasurementsystemsreferencedinthecontrolplanisthereevidencethatappropriatestatisticalstudieshavebeencarriedouttoanalyzethevariationpresentintheresultsofeachtypeofmeasuringandtestsystem?〔针对在控制方案中提到的测量系统，是否有适宜的统计研究其变差的证据〕12.0ControlofNon-ConformingProduct〕〔不合格品控制〕12.1Doesthecontrolofnon-conformingproductandsuspectmaterialprovideforidentification,documentation,evaluation,segregation,dispositionandnotificationofallappropriatefunctions?〔不合格品以及可疑材料是否被规定需进展标识，记录，评估，隔离，定置〕12.2Arerepairedand/orreworkedproductsre-inspectedaccordingtothequalityplan?〔返修或者返工的产品是否被重新检验依据质量方案〕13.0CorrectiveandPreventiveAction〔纠正与预防行动〕13.1Aretheappropriatecorrectiveand/orpreventiveactionsdevelopedtoeliminatethecausesofactualorpotentialnon-conformances?〔适宜的纠正或者预防行动是否被开展用于消除已存在的或潜在的不符合〕13.2Doesthesupplieruseadisciplinedproblemsolvingmethodtoaddressinternalorexternalnon-conformances?〔供给商是否使用有效的问题解决方法来处理内外部的不符合〕13.3Doproceduresforcorrectiveactionincludeeffectivehandlingofcustomercomplaintsandreportsofnon-conformances?〔纠正行动的程序中是否包含有效处理客户的抱怨以及不符合问题的报告〕13.4Doproceduresforcorrectiveactionincludeapplicationofcontrolstoensurethatcorrectiveactionistakenandthatitiseffective?〔纠正行动的程序中是否包含控制措施的应用以确保纠正行动被实施以及证明有效〕13.5Doproceduresforpreventiveactionincludeprovisionsthattherelevantinformationonactionstakenissubmittedformanagementreview?〔预防性行动的程序是否包含所采取的行动被提交于管理评审〕14.0Handling,Storage,Packaging,PreservationandDelivery〔操作，存储，包装，防护，交付〕14.1Havemethodsofproducthandlingtopreventdamagebeenprovided?〔是否有预防产品在操作过程被损坏的方法〕14.2Doesthesupplieruseaninventorymanagementsystemtooptimizeinventoryturns,assurestockrotationandminimizeinventorylevels?〔供给商是否使用库存管理系统来优化库存周转率，确保库存周转以及减少库存量〕14.3Areapplicablecustomerpackagingstandardscompliedwith?〔适当的客户包装标准是否符合〕14.4Hasasystembeendevelopedtoensurethatallmaterialsshippedarelabeledaccordingtocustomerrequirements?〔是否有系统可以保证所有装箱的材料是有标识的依据客户的要求〕14.5Hasthesupplierestablishedasystemtosupport100%on-timeshipmentstomeetcustomerproductionandservicerequirements?〔供给商是否建立一个系统用于支持100%及时交付来满足的产品与效劳要求〕14.6Ifthesupplier’sdeliveryperformanceisnot100%toschedule,isthereevidenceofimplementedcorrectiveaction,andofcommunicationregardingdeliveryprobleminformationtothecustomer?〔如果供给商的交付业绩按照方案表没有满足100%交付，是否有实施纠正行动以及与客户就交付问题沟通的证据〕15.0ControlofQualityRecords〔质量记录控制〕15.1Whereagreedcontractuallyarequalityrecordsavailabletothecustomerforevaluationforanagreedperiod?〔在一定时期内对顾客有用的质量记录被保存在