第一章：政治经济学、国际政治经济学与比较政治经济学

课名Course：比较政治经济学ComparativePoliticalEconomy

课号Number：03216270

课类Type：研究生课程GraduateSeminar

学分Credits：3

时间Time：周二Tuesday9:00-12:00

地点Place：一教106(9:00-10:00)；一教112(10:00-12:00)

教师Instructor：朱天飕TianbiaoZhu

(/dpe/tianbiao.htm)

通讯Contact：62767274或62767272tianbiao@

答疑OfficeHours：周一Monday14:30-16:30(法学楼五层5530)

简介CourseDescription：

比较政治经济学主要讨论国家、社会与经济互动的历史、理论及相关专题。主要

问题包括：当代国际政治、经济体系是怎样形成和演化的？全球化下国家、社会

与经济的关系是什么？政府应该介入多少经济事务？经济因素是怎样影响国内

政治的？本课在回答上述问题时致力于对政治与经济的基本关系做一个全面介

绍。其主要目的在于帮助学生深入分析政治、经济体系、力量、与主体行为者在

国内层面的相互作用。

课堂表现与专题报告占总成绩50%,期末论文占50%(期末论文必须在福利国

家、发展型国家和转型国家三个专题里选择一个来完成，它与专题报告的选题

不能重复)。

Thisseminarprovidesanoverviewofthefieldofcomparativepoliticaleconomyto

studentswhohavenopreviousbackgroundknowledge.Themainaimistohelp

studentsunderstandtheinteractionbetweendomesticpoliticalandeconomicsystems,

forcesandactors,includingsuchinteractionatandbetweeninternationaland

domesticlevels.Thecourseaskstwomainquestions:first,howdostates,social

forcesandvariouskindsofinstitutionsaffecttheflowofeconomicresourceswithin

nationalboundaries?Second,howdoeconomicforcesconstrainthebehaviorof

politicalactorsatdomesticlevel?Morespecifically,thiscoursedealswiththepolitics

ofeconomicdevelopment,adjustmentandtransition.

Thecourseisdividedintothreesections.Thefirstoneexaminesthehistorical

evolutionsofnation-statesandnationaleconomies,whilethesecondsectionofthe

coursediscussesprincipaltheoreticalapproachestothestudyofcomparativepolitical

economy.Thethirdsectionofthecourseconnectsthehistoricalevolutionsandthe

theoreticalperspectivestospecificissueareas,suchasthedevelopmentofwelfare

statesandofdevelopmentalstates.

Studentsareexpectedtodotherequiredreadingsbeforeclass,participateactivelyin

classdiscussion,anddoapresentationinthesecondhalfofthecourse(50%ofthe

finalgrade).Studentsarealsoexpectedtosubmitaresearchpaperafterthesemester

isover(50%ofthefinalgrade).

网上信息WebInformation：

《比较政治经济学》本科生课网址：/dpe/cpe06u.htm

《比较政治经济学》研究生课网址：/dpe/cpe06g.htm

政经学园网址：/

政治经济系网址：/dpe/dpe.htm

必读RequiredReadings：

1.朱天飕著，《比较政治经济学》（北京大学出版社，2006年）。

2.每周经典英文阅读（见后面）。

泛读GeneralReadings：

1.BarryClark,Politicaleconomy:acomparativeapproach（NewYork,Westport,

andLondon:Praeger,1991）.

2.JamesCaporasoandDavidP.Levine,Theoriesofpoliticaleconomy（Cambridge

andNewYork:CambridgeUniversityPress,1992）.

3.RobertGilpin,Globalpoliticaleconomy:understandingtheinternationaleconomic

order（Princeton:PrincetonUniversityPress,2001）.

4.RonaldH.Chilcote,Theoriesofcomparativepoliticaleconomy（Westview,2000）.

5.Jan-ErikLaneandSvanteErsson,Comparativepoliticaleconomy:adevelopmental

approach2ndedition（LondonandWashington:Pinte,1997）.

第一至四本都有中译本，具体信息如下：

《政治经济学-比较的视点》王询译（当代政治经济学译丛，经济科学出版社,

2001年）。

《政治经济学理论》林翰等译（台湾：风云论坛出版社，1995年）。

《全球政治经济学：解读国际经济秩序》杨宇光杨炯译（东方编译所译丛，上

海世纪出版集团，2003年）。

《比较政治经济学理论》高钵、高戈译（政治理论译丛，社会科学文献出版社,

2001年）。

历史部分可参考：《世界现代化史纲（第一卷）-世界体系的形成与第一轮现代

化》夏诚著（广西人民出版社）。

课程结构CourseStructure：

21/2：课程介绍Introductiontothecourse

28/2：比较政治经济学介绍Introductiontocomparativepoliticaleconomy

历史History

7/3：现代国家与经济的崛起Theriseofthemodernstateandeconomy

14/3：英、美霸权下的国际体系ThehegemonicsystemsundertheUKandUS

21/3：先发展与后发展国家Earlyandlatedevelopers

28/3:专题报告组讨论Groupmeeting

范式Perspectives

4/4：国家主义Statism

11/4：新古典政治经济学Neoclassicalpoliticaleconomy

18/4：社会联盟理论Socialcoalitionapproach

25/4：制度主义Institutionalism

2/5：五一,假期Break

专题Issues

9/5：福利国家的发展与演变Developmentandevolutionofthewelfarestate

16/5：发达国家的经济调整Economicadjustmentofdevelopedcountries

23/5：发展中经济与发展型国家Developingeconomyandthedevelopmentalstate

30/5：发展中国家的问题与危机Problemsandcrisesofdevelopingcountries

6/6：转型国家与转型经济Transitionalstatesandtransitionaleconomies

阅读安排ReadingArrangement：

28/2：比较政治经济学介绍Introductiontocomparativepoliticaleconomy

《比较政治经济学》第一章。

MargaretLevi,“Theeconomicturnincomparativepolitics,Comparative

PoliticalStudies33(6/7),2000.

JamesA.Caporaso,''Acrossthegreatdivide:integratingcomparativeand

internationalpolitics,InternationalStudiesQuarterly41:563-592,1997.

PeterEvans,Embeddedautonomy:statesandindustrialtransformation

(Princeton:PrincetonUniversityPress,1995),Chapter3(pp.43-73).

7/3：现代国家与经济的崛起Theriseofthemodernstateandeconomy

《比较政治经济学》第二章。

KarlPolanyi,Thegreattransformation:thepoliticalandeconomicoriginsof

ourtime(Boston:BeaconPress,1944),Chapter4,5,6and11.

CharlesTilly,66Warmakingandstatemakingasorganizedcrime"，inBringing

thestatebackineditedbyPeterB.Evans,DietrichRueschemeyer,andTheda

Skocpol(NewYork:CambridgeUniversityPress,1985).

14/3：英、美霸权下的国际体系ThehegemonicsystemsundertheUKandUS

《比较政治经济学》第三章。

BennoTeschke,"TheorizingtheWestphaliansystemofstates:international

relationsfromabsolutismtocapitalism,MEuropeanJournalofInternational

Relations8(1),2002.

BeverlyJ.SilverandGiovanniAirighi,“Polanyi's'doublemovement':the

BelleEpoquesofBritishandU.S.hegemonycompared/5PoliticsandSociety

31(2),2003.

IanClark,"Another'doublemovement':thegreattransformationafterthe

ColdWar?”ReviewofInternationalStudies27:237-255,2001.

21/3：先发展与后发展国家Earlyandlatedevelopers

《比较政治经济学》第四章。

Ha-JoonChang,Kickingawaytheladder:developmentstrategyinhistorical

perspective(London:AnthemPress,2002),Chapter2(pp.13-68).

AlexanderGerschenkron,Economicbackwardnessinhistoricalperspective:a

bookofessays(Cambridge(Mass.):HarvardUniversityPress,1962),Chapter

1(pp.5-30).

JamesR.Kurth,“Thepoliticalconsequencesoftheproductcycle:industrial

historyandpoliticaloutcomes,9,InternationalOrganization33(1),1979.

4/4：国家主义Statism

《比较政治经济学》第五章。

ThedaSkocpol,''Bringingthestatebackin:strategiesofanalysisincurrent

research,MinBringingthestatebackineditedbyPeterB.Evans,Dietrich

Rueschemeyer,andThedaSkocpol(Cambridge:CambridgeUniversityPress,

1985).

MichaelMann,“Theautonomouspowerofthestate:itsorigins,mechanisms

andresults,inStatesinhistoryeditedbyJohnA.Hall(OxfordandNewYork:

Blackwell,1986).

JoelS.Migdal,Stateinsociety:studyinghowstatesandsocietiestransform

andconstituteoneanother(NewYork:CambridgeUniversityPress,2001),

Chapter1.

11/4：新古典政治经济学Neoclassicalpoliticaleconomy

《比较政治经济学》第六章。

MancurOlson,Theriseanddeclineofnations:economicgrowth,stagflation,

andsocialrigidities(NewHeaven:YaleUniversityPress,1982),Chapter2

and3(pp.17-74).

MargaretLevi,“Amodel,amethod,andamap:rationalchoicein

comparativeandhistoricalanalysis,inComparativepolitics:rationality,

culture,andstructureeditedbyMarkIrvingLichbachandAlanS.Zuckerman

(Cambridge:CambridgeUniversityPress,1997).

18/4：社会联盟理论Socialcoalitionapproach

《比较政治经济学》第七章。

PeterGourevitch,"Internationaltrade,domesticcoalitionsandliberty,“

JournalofInterdisciplinaryHistory8(2):281-313,1977.

GregoryM.Luebbert,"Socialfoundationsofpoliticalorderininterwar

Europe,“WorldPolitics39(4):449-478,1987.

RonaldRogowski,Commerceandcoalitions:howtradeajfectsdomestic

politicalalignments(Princeton:PrincetonUniversityPress,1989),Chapter1.

25/4：制度主义Institutionalism

《比较政治经济学》第八章。

PeterKatzenstein,''Conclusion:domesticstructuresandstrategiesofforeign

economicpolicy,inBetweenpowerandplenty:foreigneconomicpoliciesof

advancedindustrialstateseditedbyPeterKatzenstein(Madison:University

ofWisconsinPress,1978).

DouglassC.North,"Institutionsandeconomicgrowth:anhistorical

introduction,5,WorldDevelopment17(9):1319-13321989).

AdamPrzeworski,"Institutionsmatter?^^GovernmentandOpposition39(4),

2004.

9/5：福利国家的发展与演变Developmentandevolutionofthewelfarestate

《比较政治经济学》第九章。

PaulPierson,“Thenewpoliticsofthewelfarestate,“WorldPolitics48(2):

143-179,1996.

16/5：发达国家的经济调整Economicadjustmentofdevelopedcountries

《比较政治经济学》第十章。

PeterA.HallandDavidSoskice,4tAnintroductiontovarietiesofcapitalism,

inVarietiesofcapitalism:theinstitutionalfoundationsofcomparative

advantage(NewYorkandOxford:OxfordUniversityPress,2001).

23/5：发展中经济与发展型国家Developingeconomyandthedevelopmental

state

《比较政治经济学》第十一章。

PeterEvans,"Class,State,andDependenceinEastAsia:LessonsforLatin

America,inThepoliticaleconomyofthenewAsianindustrialismeditedby

FredericC.Deyo(IthacaandLondon:CornellUniversityPress1987).

30/5：发展中国家的问题与危机Problemsandcrisesofdevelopingcountries

《比较政治经济学》第十二章。

LindaWeiss,"Developmentalstatesintransition:adapting,dismantling,

innovating,not'normalising9,5,PacificReview13(1):21-55,2000.

6/6：转型国家与转型经济Transitionalstatesandtransitionaleconomies

《比较政治经济学》第十三章。

JoelHellman,"Winnerstakeall:thepoliticsofpartialreformin

postcommunisttransitions,WorldPolitics50(2):203-234,1998.

参考阅读RecommendedReadings:

1.比较政治经济学简介IntroductiontoComparativePoliticalEconomy

朱天飕，《国际政治经济学与比较政治经济学》，载于《世界经济与政治》2005

年第3期。

，《比较政治经济学》(北京：北京大学出版社，2006年)。

GabrielA.Almond,"Reviewarticle:theinternational-nationalconnection,British

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andHelenV.Milner(NewYork:Norton;Washington,D.C.:AmericanPolitical

ScienceAssociation,2002).

MarkM.Blyth,''Squaringthecircle:thedomesticsourcesofinternational

cooperation,“InternationalOrganization50(2):349-373,1996.

「'Anymorebrightideas?9Theideationalturnofcomparativepolitical

economy,ComparativePolitics29(2):229-250,1997.

,“Fromcomparativecapitalismtoeconomicconstructivism:theCornell

SeriesinPoliticalEconomy,NewPoliticalEconomy8(2),2003.

JamesA.Caporaso,"Acrossthegreatdivide:integratingcomparativeand

internationalpolitics,InternationalStudiesQuarterly41:563-592,1997.

JamesA.CaporasoandDavidP.Levine,Theoriesofpoliticaleconomy(Cambridge

andNewYork:CambridgeUniversityPress,1992).

ChristianChavagneux,"Economicsandpolitics:somebadreasonsforadivorce,

ReviewofInternationalPoliticalEconomy8(4):608-632,2001.

RonaldH.Chilcote,Theoriesofcomparativepoliticaleconomy(Westview,2000).

BarryClark,Politicaleconomy:acomparativeapproach(NewYork,Westport,and

London:Praeger,1991).

PeterEvansandJohnD.Stephens,''Studyingdevelopmentsincethesixties:the

emergenceofanewcomparativepoliticaleconomy,“TheoryandSociety17,1988.

RobertGilpin,Globalpoliticaleconomy:understandingtheinternationaleconomic

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PeterGourevitch,"Thesecondimagereversed:theinternationalsourcesofdomestic

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Jean-ChristopheGraz,"ReviewEssay:beyondstatesandmarkets:comparativeand

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ThomasW.HallandJohnE.Elliott,''Methodologicalcontroversiesineconomicsand

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1999.

Jan-ErikLaneandSvanteErsson,Comparativepoliticaleconomy:adevelopmental

approach2ndedition(LondonandWashington:Pinte,1997).

MargaretLevi,“Theeconomicturnincomparativepolitics,ComparativePolitical

Studies33(6/7),2000.

MichaelLoriaux,''Comparativepoliticaleconomyascomparativehistory,

ComparativePolitics21(3):355-377,1989.

DeepakNayyar,''Globalisation,historyanddevelopment:ataleoftwocenturies,

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