《新政治经济学分析》教学大纲

PAGEPAGE7《新政治经济学分析》教学大纲课程简介习近平总书记在2016年5月17日哲学社会科学理论工作座谈会上指出：“在解读中国实践、构建中国理论上，我们应该最有发言权，但实际上我国哲学社会科学在国际上的声音还比较小，还处于有理说不出、说了传不开的境地”。本课程以马克思主义政治经济学为指导，通过带领学生研读新政治经济学的经典论文来正确理解“生产力和生产关系”、“经济基础和上层建筑”之间的矛盾。本课程旨在教授学生如何正确运用新政治经济学的分析方法来理解中国经济过去40年所取得的高速增长、归纳总结导致中国经济成功的经验并上升到理论，撰写出高质量的学术论文。该课程除了要求选课学生在课堂上报告新政治经济学的经典论文外，还要求选课学生在学期结束前的两周在课堂上讲述自己的期末作业。其中*为任课教师所讲授的论文，**为选课同学在课堂上报告的论文。任课教师：姚洋张鹏飞教材1. 姚洋：《中国道路的世界意义》，北京大学出版社，2011年。2. 姚洋：《作为制度创新过程的经济改革》，格致出版社，2016年。3.姚洋、席天扬主编：《中国新叙事》，上海人民出版社，2018年。参考书1. 德隆•阿西莫格鲁，詹姆斯•A.罗宾逊、（李增刚译，徐彬校，国务院副总理刘鹤推荐）《国家为什么会失败》、湖南科学技术出版社、2015年。国外高校政治经济学课程链接（1）DaronAcemogluandBenjaminOlken,“IntroductiontoPoliticalEconomy”,2017./courses/economics/14-770-introduction-to-political-economy-fall-2017/readings/（2）AlessandroRiboni,“PoliticalEconomy2019”,2019./site/alessandroriboni/teaching/political-economy-2019（3）“LectureNotesonPoliticalEconomy”,AllanDrazen,2005./~drazen/ECON%20754%20Fall%202005/LN_1_2005.pdf考核方式：课堂陈述+期末作业关于期末作业：选课学生需要重复课堂上的一篇经验文章的回归分析，或者应用课堂上所学的理论模型分析一个政治经济学问题。学期结束前的两周留给选课学生在课堂上讲述自己的课程论文。

第一周：经济学方法论（姚洋主讲）姚洋：“如何发表高质量经济学论文？”姚洋：“经济学的科学主义谬误”，《读书》，2006年10月。第二周：动态规划简介（张鹏飞主讲）FlemingW.andR.Rishel,DeterministicandStochasticOptimalControl,Springer;1stedition,(November17,1975).Stokey,N.L.,R.E.Lucas,andE.C.Prescott,RecursiveMethodsinEconomicDynamics,HarvardUniversityPress;1stedition,(October10,1989).BellmanR.,DynamicProgramming,DoverPublications;Reprintedition,(March4,2003).PutermanM.L.,MarkovDecisionProcesses:DiscreteStochasticDynamicProgramming,Wiley-Interscience;1stedition,(February17,2005).第三周：中国经济增长的政治经济学问题（姚洋主讲）姚洋：“中国经济学的本土话语构建”，《文史哲》，2019年第1期：13-19页。姚洋：“中国经济成就的政治经济学原因”，《经济与管理研究》，2018年第1期：1-10页。Yao,Yang.“AnAnatomyoftheChineseSelectocracy.”Manuscript.姚洋、秦子忠：“导论”，《儒家政治》，书稿。第四周：国家能力（张鹏飞主讲）Besley,T.andT.Persson,(2009),“TheOriginsofStateCapacity:PropertyRights,Taxation,andPolitics”,AmericanEconomicReview,99(4):1218-1244.*Besley,T.andT.Persson,(2010),“StateCapacity,Conflict,andDevelopment”,Econometrica,78(1):1-34.**Acemoglu,D.,G.Egorov,andK.Sonin,(2010),“PoliticalSelectionandPersistenceofBadGovernments”,QuarterlyJournalofEconomics,125(4):1511-1575.Acemoglu,D.,C.Carcia-Jimeno,andJ.A.Robinson,(2015),“StateCapacityandEconomicDevelopment:ANetworkApproach.”AmericanEconomicReview,105(8):2364-2409.Acemoglu,D.andJ.A.Robinson,(2018),“TheEmergenceofWeak,DespoticandInclusiveStates”,CEPRworkingpaper,July,2018./active/publications/discussion_papers/dp.php?dpno=13031#第五周：农村政治（姚洋主讲）**Xu,Yiqing;andYao,Yang.“InformalInstitutions,VillageElections,andPublicInvestmentinRuralChina.”AmericanPoliticalScienceReview,2015,Vol.109,No.2:371-391.**Hu,Zhi-An,Yao,Yang,andYou,Wuyue.“SocialProximity,LocalAccountabilityandtheGreatFamine.”Manuscript.第六周：选举政治=1\*ROMANI（张鹏飞主讲）*Acemoglu,D.andJ.A.Robinson,(2000),“WhyDidtheWestExtendtheFranchise?Democracy,Inequality,andGrowthinHistoricalPerspective”,QuarterlyJournalofEconomics,115(4):1167-1199.Acemoglu,D.andJ.A.Robinson,(2017),“WhyDidtheWestExtendtheFranchise?ACorrection”,January2017.**LizzeriA.andN.Persico,(2004),“WhydidtheElitesExtendtheSuffrage?DemocracyandtheScopeofGovernment,withanApplicationtoBritain’s‘AgeofReform’”,QuarterlyJournalofEconomics,119(2):707-765.MyersonR.B.,(1993).“CultivateFavoredMinoritiesunderAlternativeElectoralSystems”,AmericanPoliticalScienceReview,87(4):856-869.AlesinaA.,(1988),“CredibilityandPolicyConvergenceinaTwo-PartySystemwithRationalVoters”,AmericanEconomicReview,78(4):796-805.第七周：官员选拔I（姚洋主讲）*Yao,Yang;andZhang,Muyang.“SubnationalLeadersandEconomicGrowth:EvidencefromChineseCities.”JournalofEconomicGrowth,2015,20:405-436.**Jia,Ruixue;Kudamatsu,Masayuki;andSeim,David.“PoliticalSelectioninChina:TheComplementaryRolesofConnectionsandPerformance.”JournalofEuropeanEconomicAssociation,2015,

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(4):631-668.第八周：选举政治=2\*ROMANII（张鹏飞主讲）BanksJ.,(1990),“AModelofElectoralCompetitionwithIncompleteInformation”,JournalofEconomicTheory,50(2):309-325.*BesleyT.andS.Coate,(1997),“AnEconomicModelofRepresentativeDemocracy”,QuarterlyJournalofEconomics,112(1):85-114.**CukiermanA.andM.Tommasi,(1998),“WhenDoesItTakeaNixontoGotoChina?”,AmericanEconomicReview,88,(1):180-197.Acemoglu,D.,J.A.RobinsonandR.Torvik,(2013),“WhyDoVotersDismantleChecksandBalances?”,ReviewofEconomicStudies,80(3):845-875.KartikN.andR.V.Weelden,(2019),“InformativeCheapTalkinElections”,ReviewofEconomicStudies,86(2):755-784.第九周：官员选拔II（姚洋主讲）**Xi,Tianyang;Yao,Yang;Zhang,Muyang.“CapabilityandOpportunism:EvidencefromCityOfficialsinChina.”JournalofComparativeEconomics.2018,46:1046-1061.*Wang,Zhaoguang;Yao,Yang;Zhang,Junni.“TheCompetence-loyaltyTradeoffinChina’sPoliticalSelection.”Manuscript.第十周：威权体制=1\*ROMANI（张鹏飞主讲）MorrisS.,(2001),“PoliticalCorrectness”,JournalofPoliticalEconomy,109(2):231-265*PadróiMiquel,G.,(2007),“TheControlofPoliticiansinDividedSocieties:ThePoliticsofFear”,ReviewofEconomicStudies,74(4):1259-1274.Acemoglu,D.,G.EgorovandK.Sonin,(2008),“CoalitionFormationinNon-Democracies”,ReviewofEconomicStudies,75(4):987-1009.**Acemoglu,D.andJ.A.Robinson,(2008),“PersistenceofPower,Elites,andInstitutions”,AmericanEconomicReview,9(1):267-293.Acemoglu,D.,G.EgorovandK.Sonin,(2012),“DynamicsandStabilityofConstitutions,Coalitions,andClubs”,AmericanEconomicReview,102(4):1446-1476.Acemoglu,D.,G.EgorovandK.Sonin,(2013),“APoliticalTheoryofPopulism”,QuarterlyJournalofEconomics,128(2):771-805.第十一周：官员与经济增长（姚洋主讲）*Yao,Yang.“PoliticalEquality,CoalitionFormation,andEconomicGrowthinAutocracies.”**Wang,He;Yao,Yang;Zhou,Yue.“MarketsPricePoliticiansEvidencefromChina’sMunicipalBondMarkets.”Manuscript.第十二周：威权体制=2\*ROMANII（张鹏飞主讲）MyersonR.B.,(2008),“TheAutocrat’sCredibilityProblemandFoundationsoftheConstitutionalState”,AmericanPoliticalScienceReview,102(1):125-139.MyersonR.B.,(2015),“MoralHazardinHighOfficeandtheDynamicsofAristocracy”,Econometrica,83(6):2083-2126.*EgorovG.andK.Sonin,(2011),“DictatorsandTheirViziers:EndogenizingtheLoyalty-CompetenceTrade-off”,JournaloftheEuropeanEconomicAssociation,9(5):903-930.**PassarelliF.andG.Tabellini,(2017),“EmotionsandPoliticalUnrest”,JournalofPoliticalEconomy,125(3):903-946.Zhang,P.,V.ShihandM.Liu,(2018),“ThreatsandPoliticalInstabilityinAuthoritarianRegimes:ADynamicTheoreticalAnalysis”,UCSD21stCenturyChinaCenterResearchPaperNo.2018-05,/10.2139/ssrn.3218676.第十三周：腐败与反腐（姚洋主讲）**Chen,Jie;Kung,James.“Busting