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Global
Initiative
for
ChronicObstructiveLungDiseaseGLOBAL
STRATEGY
FOR
THE
DIAGNOSIS,MANAGEMENT,
AND
PREVENTION
OFCHRONIC
OBSTRUCTIVE
PULMONARY
DISEASENHLBI/WHO
WORKSHOP
REPORTNATIONAL
INSTITUTES
OF
HEALTHNational
Heart,
Lung,
and
Blood
InstituteCHAPTER
1
DEFINITIONDEFINITIONCOPD
is
a
disease
state
characterized
by
airflolimitation
that
is
not
fully
reversible.
Theairflow
limitation
is
usually
both
progressiveand
associated
with
an
abnormal
inflammatoryresponse
of
the
lungs
to
noxious
particles
orgases.Many
previous
definitions
of
COPD
have
emphasizedthe
terms
“emphysema”
and
“chronicbronchitis”,
which
are
no
longer
included
in
thedefinition
in
this
report.
Because
emphysemadescribes
only
one
of
several
structural
abnormalpresent
in
COPD
andchronic
bronchitis
does
notreflect
the
major
impact
of
airflow
limitation
onmorbidity
and
mortality
in
COPD
patients.The
focus
of
this
Report
is
primarily
on
COPDcaused
by
inhaled
particles
and
gases,
themostcommon
of
which
worldwide
is
tobacco
smoke.Poorly
reversible
airflow
limitation
associatwith
bronchiectasis,
cystic
fibrosis,
tubercuor
asthma
is
not
included
except
insofar
as
thesconditions
overlap
with
COPD.StageCharacteristics0:
At
RiskNormal
spirometryChronic
symptoms
(cough,
sputum
production)Ⅰ:
Mild
COPDFEV1/FVC<70%FEV1≥80%
predictedWith
or
without
chronic
symptoms(cough,sputum
production)Ⅱ:
ModerateCOPDFEV1/FVC<70%30%≤FEV1<80%
predicted(ⅡA:50%≤FEV1<80%
predicted,ⅡB:30%≤FEV1<50%
predicted)With
or
without
chronic
symptoms(cough,
sputum
production,
dyspnea)Ⅲ:
Severe
COPDFEV1/FVC<70%FEV1<30%
predicted
or
FEV1<50%
predicted
plusrespiratory
failure
orclinical
signs
of
right
hefailureCLASSIFICATION
OF
SEVERITY:
STAGESOF
COPDCHAPTER
2BURDEN
OF
COPD·
The
imprecise
and
variable
definitions
of
COPhave
made
it
hard
to
quantify
the
morbidity
andmortality
of
this
disease
in
developed
anddeveloping
countries.··
Most
epidemiological
studies
have
found
thatCOPD
prevalence,
morbidity,
and
mortality
haveincreased
over
time.··
The
prevalence
of
COPS
is
highest
in
countrieswhere
cigarette
smoking
has
been,
or
still
is,
vcommon.EPIDEMIOLOGY·
AirwayHyperresponsiveness·
Lung
GrowthCHAPTER
3
RISK
FACTORSHost
Factors
Exposures·
Genes(e.g.,
alpha-1·
Tobacco
Smokeantitrypsin
deficienc·y)
Occupational
Dusts
andChemicalsIndoor
and
Outdoor
AirPollutionInfectionsSocioeconomic
StatusCHAPTER
4:
PATHOGENESIS,
PATHOLOGY,AND
PATHOPHYSIOLGYCOPD
is
characterized
by
chronicinflammation
throughout
the
airways,parenchyma,
and
pulmonary
vasculature.PATHOGENESISCharacteristics
of
Inflammation
in
COPD
and
AsthmaCOPDAsthmaCells·
Neutrophils·maLcarrogpehiangcersease
in·lyImnpchroecaysteeisnCD+
8
TEosinophilsSmall
increase
in
macrophagesIncrease
in
CD+
4
Th2
lymphocyteActivation
of
mast
cellsMediatorsLTB4IL-8TNF-αLTD4IL-4,IL-5(Plus
many
others)Consequences·epSiqtuhaemloiuusmmetaplasiaof·dePsatrreunccthiyomnalMucus
metaplasiaGlandular
enlargemetFragile
epitheliumThickening
of
basement
membranMucus
metaplasiaGlandular
enlargementIn
addition
to
inflammation,
two
otherprocesses
thought
to
be
important
in
thepathogenesis
of
COPD
are
an
imbalance
of
proteinases
and
antiproteinases
inthe
lung,
and
oxidative
stress.Pathological
changes
characteristic
ofCOPD
are
found
in
the
central
airways,peripheral
airways
,
lung
parenchyma,
andpulmonary
vasculature.PATHOLOGYchanges
includes:macrophages
and
CD+8
T
lymphocytes
infiltratingincreasing
epithelial
goblet
and
squamous
cellsdysfunction,
damage
,
and/or
loss
in
ciliaenlarged
mucus-secreting
glandsincreasing
smooth
muscle
and
connectivetissue
in
the
airway
walldegeneration
of
the
airway
cartilagemucus
hypersecretionCentral
AirwaysThe
early
lung
function
decline
is
correlated
wi
inflammatory
changes
in
peripheral
airways,similar
to
those
in
central
airways.However,
the
most
characteristic
change
in
the
peripheral
airways
of
patients
with
COPD
isairway
narrowing.Peripheral
AirwaysThe
most
common
type
of
parenchymaldestruction
in
COPD
patients
is
the
centrilobulform
of
emphysema.Lung
ParenchymaPulmonary
vascular
changes
are
characterized
by
athickening
of
the
vessel
wall.
Thickening
of
theintima
is
the
first
structural
change,
followingincrease
in
smoothmuscle
and
the
infiltration
byinflammatory
cells.Pulmonary
VasculaturePhysiological
changes
include
mucus
hypersecretionciliary
dysfunction,
airflow
limitation,
pulmonaryhyperinflation,
gas
exchange
abnormalities,pulmonary
hypertension,
and
cor
pulmonale.Expiratory
airflow
limitation
is
the
hallmarkphysiological
change.The
irreversible
component
of
airflow
limitation
isprimarily
due
to
remodeling
–fibrosis
and
narrowingof
the
small
airways.PATHOPHYSIOLOGYCHAPTER
5
MANAGEMENT
OF
COPDWhile
disease
prevention
is
the
ultimate
goal,
oCOPD
has
been
diagnosed,
effective
managementshould
be
aimed
at
the
following
goals:Prevent
disease
progressionRelieve
symptomsImprove
exercise
toleranceImprove
health
statusPrevent
and
treat
complicationsPrevent
and
treat
exacerbationsReduce
mortalityCOMPONENT
1:
ASSESS
AND
MONITOR
DISEASE·
Stage
0
and
Stage
I:
chronic
cough
and
sputumproduction.·
Stage
II:
dyspnea
(interfere
daily
activitiesabove
symptoms.·
Stage
III:
dyspnea
worsens,
additional
symptoheralding
complications
may
develop.SymptomsThough
an
important
part
of
patient
care,a
physical
examination
is
rarelydiagnostic
in
COPD.Central
cyanosis,
“barrel-shaped”chest,
reduced
breath
sounds,
wheezingand
inspiratory
crakles.Physical
ExaminationSpirometry
measurements
remains
the
gold
standardfor
diagnosing
and
monitoring.Spirometry
measure:
FVC,
FEV1,
FEV1/FVC
.Postbronchodilator
FEV1<80%
and
FEV1/FVC<70%confirms
airflow
limitation
not
fully
reversible.FEV1/FVC
is
more
sensitive
than
FEV1,
FEV1/FVC<70%
is
considered
an
early
sign
of
airflowlimitation.Measurement
of
Airflow
Limitation(Spirometry)Forpatients
diagnosed
with
Stage
II:
ModerateCOPD
and
beyond,
the
following
additionalinvestigations
may
be
useful.Additional
Investigations
Performed
at
the
time
of
diagnosis,
it’s
usefulhelp
rule
out
asthma
and
to
assess
potentialresponse
to
treatment.
Patients
who
show
significant
improvement
inFEV1
are
more
likely
to
benefit
from
treatmentwith
bronchodilators
and
have
a
positive
responseto
glucocorticosteroids.
Even
patients
not
show
a
significant
FEV1response
may
benefit
symptomatically
from
long-term
bronchodilator
therapy.Bronchodilator
reversibility
testTests
should
be
performed
when
patients
areclinically
stable
and
free
form
respiratoryinfection.Patients
should
not
have
taken
inhaled
short-acting
bronchodilators
in
the
previous
sixhours,
long-acting
b2-agonist
12
hours,
orsustained-release
theophyllines
24
hours.PreparationFEV1
should
be
measuredbefore
and
30-45minutes
after
abronchodilator
is
given.The
bronchodilator
should
be
given
by
MDIthrough
a
spacer
or
by
nebulizer.Suitable
dosage
are
400mg
b2-agonist,
80mganticholinergic,
or
the
two
combined.Spirometry·
An
increase
in
FEV1
that
is
both
greater
than200ml
and
12%
above
the
pre-bronchodilatoris
considered
significant.Results
After
inhaled
glucocorticosteroids
for
6
weeto
3
months,
FEV1
increase
of
200ml
and15%above
baseline
is
considered
significant.
Thipart
of
patients
may
benefit
form
long-terminhaled
glucocorticosteroids.·
The
response
should
be
evaluated
with
respecto
the
post
bronchodilator
FEV1
(be
inaddition
to
treatment
with
a
bronchodilator)Glucocorticosteroid
reversibility
tA
Chest
X-ray
is
seldom
diagnostic
in
COPDunless
obvious
bullous
disease
is
present,
but
iis
valuable
in
excluding
alternative
diagnoses.Chest
X-rayThis
test
should
be
performed
in
patients
withFEV1<40%
predicted
or
with
clinical
signssuggestive
of
respiratory
failure
or
right
heafailure.Arterial
blood
gas
measurementAny
patient
who
has
cough,
sputum
production,
ordyspnea,
and/or
a
history
of
exposure
to
riskfactors
for
the
disease.
Whose
postbronchodilatFEV1<80%
with
FEV1/FVC<70%
confirms
thediagsis.Diagnosis
of
COPDDiagnosisSuggestive
FeaturesCOPDOnset
in
mid-lifeSymptoms
slowly
progressiveLong
smoking
historyDyspnea
during
exerciseLargely
irreversible
airflow
limitationAsthmaOnset
early
in
life(often
childhood)Symptoms
vary
from
day
to
daySymptoms
at
night/early
morningAllergy,
rhinitis,
and/or
eczema
also
presentFamily
history
of
asthmaLargely
reversible
airflow
limitationCongestive
HeartFailureFine
basilar
crackles
on
auscultationChest
X-ray
shows
dilated
heartPulmonary
edemaPulmonary
functiontests
indicatevolume
restriction,
notairflow
limitationBronchiectasisLarge
volumes
of
purulent
sputumCommonly
associated
with
bacterial
infectionCoarse
crackles/clubbing
on
auscultationChest
X-ray/CT
shows
bronchial
dilation,
bronchial
wallthickeningTuberculosisOnset
all
agesChest
X-ray
shows
lung
infiltrateDifferential
Diagnosis
Reduction
exposure
to
tobacco
smoke,
occupational
dusts
andchemicals,
air
pollutants
are
important
goals
to
prevent
the
onand
progression
of
COPD.
Smoking
cessation
is
the
single
most
effective
and
cost
effectto
reduce
the
risk
of
developing
COPD
and
stop
its
progression.
Practical
counseling,
social
support,
and
social
support
arraoutside
of
treatment
are
especially
effective.
If
counseling
is
not
sufficient
to
help
patients
quit
smoking,effective
pharmacotherapies
for
tobacco
dependence
are
availabCOMPONENT
2:
REDUCE
RISKFACTORSCOMPONENT
3:
MANAGE
STABLECOPDStudies
indicate
that
patient
education
alonedoes
not
improve
exerciseperformance
or
lungfunction
,
but
it
can
play
a
role
in
improvingskills,
ability
to
cope
with
illness,andhealthstatus.EDUCATIONTopics
for
Patient
EducationStage
o:Information
and
advice
about
reducing
risk
factorStage
I
to
Stage
II
:Information
about
the
nature
of
COPDInstruction
on
how
to
use
inhalers
and
othertreatmentsRecognition
and
treatment
of
acute
exacerbationsStrategies
for
minimizing
dyspneaStage
III:Information
about
complicationsInformation
about
oxygen
treatmentAdvance
directives
and
end-of-life
decisionsNone
of
the
existing
medication
for
COPD
has
been
shown
to
modify
the
long-term
decline
inlung
function,
the
pharmacologic
therapy
is
useto
prevent
and
control
symptoms,
reduce
thefrequency
and
severity
of
exacerbations,
improvhealth
status,
and
improve
exercise
tolerance.PHARMACOLOGIC
TREATMENT
Stepwise
increase
in
treatment
depending
onthe
severity
of
the
disease.
Regular
treatment
needs
to
be
maintained
atthe
same
level
for
long
periods
of
time
unlesssignificant
side
effects
occur
or
the
diseaseworsens.
Treatment
response
of
an
individual
patientvariable
and
should
bemonitored
closely
andadjusted
frequently.The
pharmacological
treatment
generprinciples:
Bronchodilator
medications
are
central
to
symptommanagements
in
COPD.Inhaled
therapy
is
preferred.
The
choice
between
b2
–agonist,
anticholinergic,
theophyllicombination
therapy
depends
on
availability
and
individualresponse.Bronchodilators
areusedas-needed
orrular.Long-acting
inhaled
bronchodilators
are
more
convenient.
Combining
bronchodilators
may
improve
efficacy
and
decreasethe
risk
of
side
effects
compared
to
increasing
the
doseof
asingle
bronchodilator.BronchodilatorsThe
principal
action
of
b2-agonists
isto
relax
airway
smooth
muscle
bystimulating
b2-adrenergic
receptors,whichincreases
cyclic
AMP
and
producedfunctional
antagonism
tobronchoconstriction.Adverse
effects
include:
resting
sinustachycardia,
exaggerated
somatic
tremor,hypokalemia,
mild
falls
in
PaO2.b
-agonists2The
most
important
effect
of
anticholinergic
medications
in
COPD
patientsappears
to
be
blockage
of
acetylcholine’seffect
on
M3
receptors.Extensive
use
of
this
class
of
inhaled
agentsi
a
wide
range
of
doses
and
clinical
settingshas
shown
them
to
be
very
safe.AnticholinergicsAll
studies
that
have
shown
efficacy
of
theophyllineCOPD
were
done
with
slow-release
preparation.Common
side
effects
include
headaches,
insomnia,nausea,
and
heartburn.
Some
times
atrial
andventricular
arrhythmias
and
grand
malconvulsions.Theophylline
is
effective
in
COPD
but,
due
to
itspotential
toxicity,
inhaled
bronchodilators
are
prefwhen
available.MethylxanthinesThe
effects
of
oral
and
inhaled
glucocorticosterin
COPD
are
much
less
dramatic
than
in
asthma,and
their
role
in
the
management
of
stable
COPD
ilimited
to
very
specific
indications.Glucocorticosteroidsshort-term:
Recent
studies
find
that
short
couof
oral
glucocorticosteroids
is
a
poor
predictor
oflong-term
response
to
inhaled
glucocorticosteroidCOPD.
So
there’s
insufficient
evidence
torecommend
a
therapeutic
trial
with
oralglucocorticosteroids
in
COPD
patients.Long-term:
It
is
notrecommendedin
COPDbecause
lack
of
evidence
of
benefit,
and
the
largebody
of
evidence
on
side
effects.Oral
glucocorticosteroidsFour
large
studies
show
that
regulartreatment
with
inhaled
glucocorticosteroids
ionly
appropriate
patients
with
a
documentedspirometric
response
to
inhaledglucocorticosteroids
or
in
those
with
andFEV1<50%
predicted
and
repeated
exacerbations
requiring
treatment
withantibiotics
or
oral
glucocorticosteroids.Inhaled
glucocorticosteroidsNON-PHARMACOLOGIC
TREATMENTRehabilitationA
comprehensive
pulmonary
rehabilitationprogram
includes
exercise
training,
nutritiocounseling
,
and
education.Administering
methods:
long-term
continuous
therduring
exercise,
and
to
relieve
acute
dyspnea
.Goal:
Increase
the
baseline
PaO2
to
at
lease
8.0kPsea
level
and
rest,
and/or
produce
an
SaO2
at
least90%.Long-term
oxygen
therapy(>15
hours
per
day)
hasbeen
shown
to
increase
survival.
It
can
also
have
abeneficial
impact
on
hemodynamics,
hematologiccharacteristics,
exercise
capacity,
lung
mechanicmental
state.Oxygen
TherapyIndications
for
long
term
oxygen
therapy:PaO
at
or
below
7.3kPa
(55mmHg)
or
SaO
at
or
below2
288%,
with
or
without
hypercapniaPaO
between
7.3kPa
(55mmHg)
and
8.0kPa
(6mmHg)
,2or
SaO2
of
89%,
if
there
is
evidence
of
pulmonaryhypertension
,
peripheral
edema
suggesting
congesticardiac
failure,
or
polycythemia
(hematocrit>55%)Oxygen
TherapyThere
is
no
convincing
evidence
that
thistherapy
has
a
role
in
the
management
of
stableCOPD.
But
the
combination
of
noninvasiveintermittent
positive
pressure
ventilation(NIPPV)
with
long-termoxygen
therapy
may
beof
some
use
in
those
with
pronounced
daytimehypercapnia.Ventilatory
SupportBullectomy:
In
carefully
selected
patients
thisprocedure
is
effective
in
reducing
dyspnea
andimproving
lung
function.Lung
volume
reduction
surgery:
Although
there
aresome
encouraging
reports,
it
is
still
and
experimentapalliative
surgical
procedure.Lung
transplantation:
In
appropriately
selectedpatients
with
very
advanced
COPD,
lung
transplantatihas
been
shown
to
improve
quality
of
life
and
functioncapacity.Surgical
TreatmentsStageCharacteristicsRecommended
treatmentALLAvoidance
of
risk
factor(s)Influenza
vaccination0:At
RiskChronic
symptoms(cough,
sputum)Exposure
to
risk
factor(s)Normal
spirometryI
:
MildCOPDFEV1/FVC<70%FEV1≥80%
PREDICTEDWith
or
without
symptomsShort-acting
bronchodilator
when
neededII
:ModerateCOPDIIA:
FEV1/FVC<70%50%≤FEV1<80%predictedWith
or
without
symptomsRegular
treatmentWith
one
or
morebronchodilatorsRehabilitationInhaled
glucocorticosteroidsignificant
symptoms
and
lfunction
responseIIB:
FEV1/FVC<70%30%≤FEV1<50%predictedRegular
treatmentWith
one
or
morebronchodilatorsRehabilitationInhaled
glucocorticosteroidsignificant
symptoms
and
lfunction
response
or
if
repexacerbationsIII
:
SevereCOPDFEV1/FVC<70%FEV1<30%
predictedor
presenceof
respiratory
failure
or
rightheart
failure
or
right
heartfailureRegular
treatment
with
one
or
more
bronchodilatorsInhaled
glucorticosteroids
if
significant
symptomsfunction
response
or
if
repeated
exacerbationTreatment
of
complicationsRehabilitationLong-term
oxygen
therapy
if
respiratory
failureConsider
surgical
treatmentsTherapy
at
Each
Stage
of
COPDThe
most
common
causes
ofan
exacerbationare
infection
of
the
tracheobronchial
tree
andair
pollution,
but
the
cause
of
about
one-thirdof
severe
exacerbations
cannot
be
identified.COMPONENT
4:
MANAGEEXACERABATONSDIGANOSIS
AND
ASSESSMENT
OFSEVERITYIncreased
breathlessness
is
the
main
symptomof
an
exacerbation,
and
often
accompanied
bywheezing
andchest
tightness,
increasedcoughand
sputum,
change
of
the
color
and/or
tenacityof
sputum
,
and
fever.An
increase
in
sputum
volume
and
purulence
points
to
a
bacterial
cause.Medical
HistoryThe
most
important
sign
of
a
severeexacerbation
is
a
change
of
alertness.In
general
a
PEF<100L/min
or
anFEV1<1.00
L
indicates
a
severe
exacerbation.A
PaO2<6.7kPa,
PaCO2>9.3kPa,
andpH<7.30
point
toward
a
life-threateningepisode
that
needs
ICU
management.Assessment
of
SeverityChest
radiographs
are
useful
in
identifying
alternative
diagnoses
that
canmimic
the
symptoms
of
and
exacerbation.An
ECG
aids
in
the
diagnosis
of
right
heart
hypertrophy,
arrhythmias,
andischemic
episodes.Chest
X-ray
and
ECGStreptococcus
pneumoniae,Hemophilis
influenzae,Moraxella
catarrhalis
are
the
mostcommon
bacterial
pathogens
involved
inCOPD
exacerbations.Other
laboratory
testsHOSPITAL
MANAGEMENTIndications
for
Hospital
Assessment
or
Admissfor
Acute
Exacerbations
of
COPD
Marked
increase
in
intensity
of
symptoms,
suchas
sudden
development
of
resting
dyspneaSevere
background
COPD
Onset
of
new
physical
signs(e.g.,
cyanosis,peripheral
edema)
Failure
of
exacerbation
to
respond
to
initialmedical
managementSignificant
comorbiditiesNewly
occurring
arrhythmiasDiagnostic
uncertaintyOlder
ageInsufficient
home
supportIndications
for
ICU
Admission
of
Patients
wiAcute
Exacerbations
of
COPD
Severe
dyspnea
that
responds
inadequately
to
initiemergency
therapyConfusion,
lethargy,
coma
Persistent
or
worsening
hypoxemia
(PaO2<6.7kPa),and/or
severe/worsening
hypercapnia(PaCO2>9.3kPa,),
and/or
severe
worseningrespiratory
acidosis
(pH<7.30)
despite
supplementoxygen
and
NIPPVOxygen
therapy
is
the
cornerstone
ofhospital
treatment
of
COPD
exacerbationsVenturi
masks
are
more
accurate
sourced
of
controlled
oxygen
than
are
nasal
prongs.Controlled
oxygen
therapyShort-acting
inhaled
β2-agonists
are
usually
thepreferred
bronchodilators
for
exacerbations.If
a
prompt
response
does
not
occur,
the
addition
ofanticholinergic
is
recommended.In
more
severe
exacerbations,
addition
of
an
oral
orin
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