供应商审核报告

-.z.供应商审核报告SUPPLIERAUDITREPORT□首次评审【InitialSurvey】□跟踪评审【Follow-upSurvey】□定期评审【RegularSurvey】协力厂商Supplier联系人Contact地址Address电话Tel0主要产品modity评鉴日期AuditDate评鉴人员Auditor分数Score评鉴评分标准AuditpointEvaluationScale0´供给商不熟悉必要的工作事项,且没有建立相关的文件〔流程图、未来规划、方案、程序文件策略等〕Supplierisnotfamiliarwiththerequirementsoftheelementandhasnorelevantsourcedocumentation(flowcharts,forecasts,plans,procedures,strategies,etc.)inthearea.1´供给商熟悉必要的工作事项,但是没有来源文件,方案和执行来佐证.Supplierisfamiliarwiththerequirementsoftheelementbutthereisnoevidenceofsourcedocumentation,planningorimplementation.2´供给商熟悉必要的工作事情,有初步的来源文件但执行上不够完善.Supplierisfamiliarwiththerequirementsoftheelementandhaspreliminarysourcedocumentationwithinpleteplansforimplementation.3´文件是可用的并且有被执行,但是文件内容不全面，还需改良.Sourcedocumentationisavailableandimplementationisinprogress.Deficiencieshavebeenidentifiedbutimprovementsarenotquantifiable.4´完全有按照文件执行,并且执行效果有完整的佐证资料,供给商已经到达了最低要求.Fullimplementationofsourcedocumentationfortherequirementandpleteconfirmedevidenceofimplementationeffectiveness.Thesupplierhasmetminimumrequirements.5´供给商评为最好的,且能够通过新的途径证明有重大意义的创新,展现相应的成效远超过客户的需求,供给商树立工业基准.Supplierisbest-in-classandisabletodemonstratesignificantinnovationinnewwaystoshowrelevantresultsbeyondthecustomerrequirements.Thesuppliersetstheindustrybenchmark.N/A不适用。Notapplicability.1.0评鉴工程〔Assessmentchecklist〕AuditSectionElementPossiblePointsSupplierPointsSupplier%SunwodaPointsSunwoda%1进料/制程/成品出货品质控制〔Ining/In-process/Out-going/QualityControl〕130´2检验与测试仪器管理〔Inspection&TestingEquipmentManagement〕35´3训练〔Training〕20´4工程设计/新产品控制/工程变更〔EngineerDesign/NewProductControl/EngineeringChange〕30´5设备/工具/夹具/治具管理〔Equipment/Tooling/Jigs/Fi*turesManagement〕30´6供给商管理(SupplierManagement〕45´7仓储管理〔WarehouseManagement〕30´8环境系统〔EnvironmentSystemAssessment〕30´9社会责任〔SocietyResponsibility〕30总分TotalScore380´根据评审结果，供给商〔〕被评定为AuditReportSummary:Basedonsurvey,Supplier()isremendedfor良好(各局部得分≥75%，总分≥85%)E*cellent(Allsections≥75%,Total≥85%)符合要求(各局部得分≥60%，总分≥70%)MeetRequirement(Allsections≥60%,Total≥70%)□不符合要求(其中之一工程得分＜60%，或总分＜70%)Non-conformity(Allsections＜60%,Total＜70%)审核签名CheckbytheDept.supervisorSQE主管签名日期SQESupervisorSign：Date：PUR主管签名日期PURSupervisorSign：Date：R&D主管签名日期R&DSupervisorSign：Date：供给商代表SupplierRepresentative签名日期Signature：Date：最终批准FinallyApproved品质总监日期QualityDirectorDate：1．进料/制程/成品出货品质控制(SQE负责)〔Ining/In-process/Out-going/QualityControl〕序号容总分值供给商欣旺达备注1是否有组织架构图及明朗的工作职责表"Isthereorganizationstructureandlistofworkingresponsibility"5´2是否有独立的品质检验部门和品质保证部门"Isthereindependentinspectiondepartmentandqualityassurancedepartment"5´3客供物料检验及不合格品处理是否有独立的文件支持"Isthereindependentfiletosustaininspectingmaterialsuppliedbycustomeranddealingwithnon-conforminggoods"5´4是否有适当的进料检验作业程序及流程"Arethereproperoperatingprocedureandflowofininginspection"5´5不同的物料是否依据相制订的检验标准"检验标准中是否有规定相对应之检验工具"Isdifferentmaterialinspectedaccordingtocorrespondinginspectionscale"Istherecorrespondinginspectingtoolsregulatedininspectionscale"5´6检验员是否按工程图和检验标准执行,并实际记录检验结果"Doseinspectorperformaccordingtoengineeringchartsandinspectionscale,andtheresultsofinspectioninfacts"5´7进料检验状态及检验结果是否有清晰的标识，不合格品有否被隔离"Isthereclearmarkininingmaterialinspectionstateandresult"Isthenon-conforminggoodsseparated"5´8进料检验不合格时是否发出CAR书面通知供给商进展对策回复及时效"IstheCARwritingnoticesentouttosuppliertoreplyforcountermeasure"5´9是否制定进料检验品质目标"如何执行、统计分析"Hasthequalityaimofininginspectionbeenbroughtout"Howtoperformandsatanalysis"5´10针对未达品质目标时如何处理"是否成立CIP专案小组进展持续改善"Howtodealwhennotarriveattheaim"DotheCIPspecialgroupmakeuptokeeponimproving"5´11是否有制程作业管制程序"作业流程图或QC(QualityControl)图并有效执行"IsthereIPoperationmanagementprocedure"PerformoperationfloworQCchartsavailably"5´12是否有制程检验程序"IPQC作业是否依据程序执行并记录"(如首件确认、检验频率、工具、工程等)IsthereIPinspectionprocedure"IstheIPQCworkingperformanceaccordingtoprocedure"(suchasinitialproductguaranteeinspectionfrequency,tool,section,etc)5´13现场是否放置SOP,SIP以便于作业员操作,且均按SOP工程执行"DotheSOPandSIPplaceinlocaleforoperatortooperate,andperformaccordingtoSOPsection"5´14特殊工位操作员是否有上岗资格培训"Dosethespecialpostoperatorhavequalificationtrainingofgoingtowork"5´15每日使用检验工具之前进展准确性检测并记录"检测工具不准确时有否追溯之前检测之产品"Doinspectaccuracyandrecordbeforeusinginspectingtooleveryday"Docarryupinitialinspectedproductwheninspectingtoolisinaccuracy"5´16制程中不同检验状态的产品是否有清晰的标识"Dodifferentinspectingproducthasclearmarkduringinspectingprocess"5´17是否有制程不合格品管制流程"不合格之可追溯性与标示状况"Istheremanagementflowfordisqualityproductofinspectingprocess"Disqualityproductiscarriedupandmarked"5´18是否对制程不合格品提出矫正预防措施"DosuggestoutremedyandpreventmeasurementsfordisqualityproductofInspectingprocess"5´19返修、返工是否有作业流程"Doreserviceandreprocessgoodshaveoperationflow"5´20返修、返工的详细情况和复检结果是否形成文件"Dospecificcaseandre-inspectionresultofreserviceandreprocessbringintofile"5´21是否有出货品质管制检验标准"并依此检验标准执行"Isthereinspectionscaleofout-goingqualitycontrol"Andperformthisscale"5´22是否针对客户要求做相应之检验及测试"Docorrespondinginspectingandtestingforcustomerrequirements"5´23针对出货包装是否有做查核"Checkforout-goingpackage"5´24出货前不合格品处理流程、标示、确认"Istheredealingflow,markandconfirmofdisqualitybeforeout-going"5´25客户抱怨处理流程及矫正预防措施的实施回复时效"Istheredealingflowofcustomerplaint,remedyandpreventandavailabilityofreply"5´26客户退货处理流程及矫正预防动作"Istheredealingflowofcustomerrejectionandactionofremedyandprevent"5´总分Totalscore130´SignatureSignature:2．检验与测试仪器管理〔SQE负责〕〔Inspection&TestingEquipmentManagement〕序号容总分值供给商欣旺达备注1是否有适当的程序支持仪校室管理"Thereisproperproceduretosustainmanagementofequipment-checkingroom"5´2是否建立仪校室仪器清单，对使用仪器加以管制"(如购进时间、保存地点、保管人员、校正周期等)Establishlistofapparatusinequipment-checkingroomandmanagetheusingapparatus"(suchaspurchasetime,saveplace,keeperandcheckcycleetc)5´3是否制定实验仪器校正周期和保养方案"Makeoutcheckcycleoftestingapparatusandprotectionplan"5´4仪校室是否进展温湿度管制并做记录"Equipment-checkingroomcarryoutmanagementofthetemperatureandhumility,andmakerecord"5´5是否建立仪校室紧急应变措施程序"Establishmeasurementprocedureofemergencyforequipment-checkingroom"5´6检验仪器/设备校正是否参照相应的国家或国际标准"Inspectingequipment/instrumentcheckingisperformedaccordingtohomelandorinternationalstandard"5´7检验仪器/设备是否有校正具有唯一的标识"校正是否有相应的校正记录"Inspectingequipment/instrumentcheckinghastheonlycheckmark"Thereiscorrespondingcheckingrecordwhenchecking"5´总分Totalscore35´SignatureSignature:3．训练〔SQE负责〕〔Training〕序号容总分值供给商欣旺达备注1是否制订公司年度培训方案,并按此执行"培训方案是否按公司不同职位、工种进展分类培训"Makeoutcropannualtrainingplan"Andperformthis"Trainingplansgoonclassifiedtrainingbydifferentposition,workingtype"5´2新进员工是否有做相应培训"(如公司简介、公司行政标准、品质系统的宣导)Newworkerhavetakencorrespondingtraining"(suchasbriefintroductionofcrop,administrationscaleanddeclarationofqualitysystem)5´3当作业标准、操作手法、工程变更时是否对操作员进展培训"Operatorhavetakentrainingwhenoperationscale,operationmethodsorengineerchanged"5´4培训考核是否有效"训练记录是否有效保存"Traininge*aminationisavailable"Trainingrecordissavedavailably"5´总分Totalscore20´SignatureSignature:4．工程设计/新产品控制/工程变更〔工程负责〕〔EngineerDesign/NewProductControl/EngineeringChange〕序号容总分值供给商欣旺达备注1是否建立"新产品设计开发程序〞以保证产品在每一个阶段的验证"Establish"newproductdesigndevelopmentprocedure"toguaranteeinspectionofproductineachphase"5´2新产品转移工程包括内容"(如工程图面、操作作业指导书、CP、FMEA等)Shiftinghaveitemsofnewproductincludecontents"(Suchasengineeringpicture,operationworkingconductionbook,CPandFMEAetc)5´3是否有工程变更程序"ECR&E是否明示变更时效、处理方式等"Thereisprocedureofengineerchange"ECR&Eindicatedavailabilityofchanginganddealingmethod" 5´4是否有文件流程保证各部门所使用的文件及工程资料为最新版本且有效控制"Thereisfileflowtoguaranteethatfilesofeachdepartmentusingandengineerdataarenewversionandcontrolledavailable"5´5当工程变更时，相应之CP、FMEA、SOP是否有做适当修正"ThecorrespondingCP、FMEAandSOPareproperlyamendedwhenengineerchanged"5´6是否保存客户原始样品及资料"(包括电子档案、原始信息、客户成认书、图面等),如何建档保存"Remaininitialsampleanddataofcustomer"(includingelectronicfile,initialmessage,customeracknowledgmentandpictureetc),Howtoestablishfiletosave"5´总分Totalscore30´SignatureSignature:5．设备/工具/夹具/治具管理〔工程负责〕〔Equipment/Tooling/Jigs/Fi*turesManagement〕序号容总分值供给商欣旺达备注1是否制定设备保养程序"并制订定期保养方案"设备是否做日常点检，并有效记录点检工程"设备、模具等发生异常处理流程"Establishprotectionprocedureofequipmentandprotectionplaninscheduledtime"Takeacheckofequipmentdailyandrecorditemsofcheckingefficiently"Dealingflowaboutabnormalcaseofequipment,mouldandetc"5´2是否制定对工具/夹具/治具/模具等保养管理方法"Waysofprotectionmanagementoftool/jigs/fi*tures/mould5´3设备、模具、治具使用前是否由品管及相关部门进展确认"Afterapprovedbyrelevantqualitycontroldepartment,equipment,mouldandjigscanbeused5´4是否对工、模具进展使用次数统计"Makeasat.timesofusingtoolsandmould"5´5是否有效保存维修、保养记录表"Saverecordchartofreparationandprotectionineffect"5´6工,治夹具是否有防护作用"Tools,jigsandfi*tureshaveactionofprotection"5´总分Totalscore30´SignatureSignature:6．供给商管理〔采购负责〕(SupplierManagement)序号容总分值供给商欣旺达备注1采购系统是否建立"产品报价是否及时有效"Establishpurchasesystem"Quoteofpriceisavailable"5´2物控系统是否建立"有无制定采购方案"Establishmaterialcontrol"Makeoutpurchaseplan"5´3贵公司供给商价格是否具有竞争力"Pricesuppliedofyourcrophaspetition"5´4同种材料是否有多家合格供给商"Thesamematerialsaresuppliedbymanysuppliers"5´5是否具有完整的采购价降方案"Thereispleteplanofpurchasereducingprice"5´6原物料的供给周期是否正常"Supplyingcycleoforiginalmaterialisnormal"5´7生产设备是否齐全"Productionequipmentisallready"5´8是否有正常的生产方案排程及紧急应变方法"Thereisscheduleofnormalproductionplanandmethodofemergency"5´9是否具有完整的售后效劳体制"Thereisthewholesystemofaftersalesservice"5´总分Totalscore45´SignatureSignature:7．仓储管理〔采购负责〕〔WarehouseManagement〕序号容总分值供给商欣旺达备注1仓库是否有明确区分良品/不良品及各种物料存放区域"Dothestoragedistinguishbetweengoodproductandbadproduct,andstoringareaofdifferentmaterials"5´2对于库存材料是否有一个管制期限的管理方法来保证物料在有效期限内"Istheremethodofmanagementperiodtoguaranteestoringmaterialinavailability"5´3仓库物料是否明显标示品名、规格、数量、厂商等"Warehousematerialisclearlymarkedproductname,specification,quantityandmanufactureretc"5´4仓库是否有先进先出作业流程"如何执行先进先出的作业"Dothestorageholdoperationflowforfirstin-ingorout-going"Howtoperformthisoperationflow"5´5退回仓库之物料是否经QC确认"MaterialreturnedtowarehouseisapprovedbyQC"5´6危险品是否建立独立的仓库,并有文件支持"Establishindependentstoragefordangerousgoods,andhavefiletosustain"5´总分Totalscore30´SignatureSignature:8．环境系统〔采购负责〕〔EnvironmentSystemAssessment〕序号容总分值供给商欣旺达备注1供给商是否已经通过ISO14001的认证"最近的稽核日期是哪一天由哪一家认证机构来稽核"IsthesupplierISO14001certified"Whatisthedateofthelastauditandwhatwastheauditingorganization"5´2近3年内企业是否发生过严重的环境事故、投诉或环保部门的处分？Havethesupplierhappenedanyseriousenvironmentaccidentorplainsandthepunishmentsoftheenvironmentdepartmentinthelastthreeyears"5´3工业废水/废气/废物/噪声等排放是否取得环保部门的许可证书并达标？Doesthesupplieragreedbytheenvironmentdepartmentinlettingouttheindustryliquidwaste,e*haustgas,rubbishandnoise"5´4对于重要的物料是否有适宜的储存环境"如化学药品、危险药品、温湿度敏感材料等Isthereproperstorageenvironmentfor)importantmaterial"suchaschemicalgoods,dangerousgoods,sensitivematerialtotemperaturehumilityetc"5´5工作间,卫生间,厂房及其它地方,是否有定期维修,以确保地方清洁,空气流通,照明充足,地方免受污染和没有触电危险"Areworkingstations,hygiene-relevantplaces,housingfacilitiesandanyplacesubjecttoemployeepresence,inamaintenanceconditionthatmakesthemfreefromanyrisktopersonalhealthandsafety,fromcontaminationrisk,electricalhazard,andprovideadequatelevelofcleanliness,aircirculationandfiltering,lightingandtemperature.5´6是否设置防火,防暴及逃生等平安系统以保障员工的人身平安及公司财产"紧急逃生图有否按时更新,及张贴于显眼处,以便员工阅览,其有效性是否经过测试"Setupsafesystemoffire-proofing,blast-proofingandescapetoprotectworkersafetyandcropproperty"Hasanemergencyplanbeenupdatedaccordingthelatestfacilitylay-out,displayed,madeaccessibletoallworkers,andtestedforeffectiveness.5´总分Totalscore30´Signed:Signed:SignatureSignature:9．社会责任〔SQE负责〕〔SocietyResponsibility〕序号容总分值供给商欣旺达备注1公司管理层是否已制定及签发以下有关政策:环境保护,安康与平安,童工,强制劳工,岐视,报酬与工作时间"Hasthetopmanagementofpanylaiddownandsigned-offpoliciescoveringatleastEnvironment,HealthandSafety,ChildLabour,ForcedLabour,Discrimination,pensationandWorkHours"52在招聘员工过程中,是否有效地查核员工之年龄"年龄少于18岁之员工,有否被安排于有危险之