TRIPS-与贸易有关的知识产权协定中英文对照

1、TRIPS: TEXT OF THE AGREEMENTAgreement on Trade-Related Aspects of Intellectual Property Rights与贸易有关的知识产权协定（TRIPS协定是1994年4月15日在摩洛哥马拉喀什签署的成立世界贸易组织马拉喀什协定中的附件1C。）The TRIPS Agreement is Annex1C of the HYPERLINK /english/docs_e/legal_e/legal_e.htm Marrakesh Agreement Establishing the World Trade Organizat

2、ion, signed in Marrakesh, Morocco on 15April1994.与贸易有关的知识产权协定的前言 HYPERLINK /english/tratop_e/trips_e/t_agm1_e.htm PREAMBLEto the Agreement on Trade-Related Aspects of Intellectual Property Rights第一部分总则和基本原则PARTI HYPERLINK /english/tratop_e/trips_e/t_agm2_e.htm General Provisions and Basic Principles

3、第二部分关于知识产权的效力、范畴和应用时的规范PARTII HYPERLINK /english/tratop_e/trips_e/t_agm3_e.htm Standards Concerning the Availability, Scope and Use of Intellectual Property Rights1. 著作权和相关的权利 HYPERLINK /english/tratop_e/trips_e/t_agm3_e.htm#1 l 1 Copyright and Related Rights2. 商标 HYPERLINK /english/tratop_e/trips_e

4、/t_agm3_e.htm#2 l 2 Trademarks3. 地理标识 HYPERLINK /english/tratop_e/trips_e/t_agm3b_e.htm#3 l 3 Geographical Indications4. 工业品外观设计 HYPERLINK /english/tratop_e/trips_e/t_agm3b_e.htm#4 l 4 Industrial Designs5. 专利 HYPERLINK /english/tratop_e/trips_e/t_agm3c_e.htm#5 l 5 Patents6. 集成电路布局设计（拓扑图） HYPERLINK /

5、english/tratop_e/trips_e/t_agm3c_e.htm#6 l 6 Layout-Designs (Topographies) of Integrated Circuits7. 对未公开信息的保护 HYPERLINK /english/tratop_e/trips_e/t_agm3d_e.htm#7 l 7 Protection of Undisclosed Information8.对许可契约中限制竞争行为的抑制 HYPERLINK /english/tratop_e/trips_e/t_agm3d_e.htm#8 l 8 Control of Anti-Competi

6、tive Practices in Contractual Licences第三部分 知识产权的实施PART III HYPERLINK /english/tratop_e/trips_e/t_agm4_e.htm Enforcement of Intellectual Property Rights1. 基本责任 HYPERLINK /english/tratop_e/trips_e/t_agm4_e.htm#1 l 1 General Obligations2. 民事和行政程序及其救济措施 HYPERLINK /english/tratop_e/trips_e/t_agm4_e.htm#2

7、 l 2 Civil and Administrative Procedures and Remedies3. 临时措施 HYPERLINK /english/tratop_e/trips_e/t_agm4_e.htm#3 l 3 Provisional Measures4. 与边境措施相关的专门要求 HYPERLINK /english/tratop_e/trips_e/t_agm4_e.htm#4 l 4 Special Requirements Related to Border Measures5.刑事程序 HYPERLINK /english/tratop_e/trips_e/t_a

8、gm4_e.htm#5 l 5 Criminal Procedures第四部分 知识产权的取得和维持以及当事人之间的相关程序PART IVAcquisition and Maintenance of Intellectual Property Rights and Related Inter-Partes Procedures第五部分 争端的防止和解决PART V HYPERLINK /english/tratop_e/trips_e/t_agm6_e.htm Dispute Prevention and Settlement第六部分 过渡性安排PART VI HYPERLINK /engli

9、sh/tratop_e/trips_e/t_agm7_e.htm Transitional Arrangements第七部分 机构安排；最后条款PART VII HYPERLINK /english/tratop_e/trips_e/t_agm8_e.htm Institutional Arrangements; Final Provisions全体成员，Members, 因渴望减少国际贸易中的被扭曲与障碍，认为必须提高知识产权有效和充分的保护，并应同时确保知识产权行施中的措施和程序其本身不成为合法贸易中的障碍；所以确认需要下列方面的新规则和自律准则：Desiring to reduce di

10、stortions and impediments to international trade, and taking into account the need to promote effective and adequate protection of intellectual property rights, and to ensure that measures and procedures to enforce intellectual property rights do not themselves become barriers to legitimate trade;Re

11、cognizing, to this end, the need for new rules and disciplines concerning:关于1994年关贸总协定（GATT）和有关国际知识产权协定或公约基本原则的应用；the applicability of the basic principles of GATT 1994 and of relevant international intellectual property agreements or conventions; (b) 关于涉及贸易的知识产权的效力、范畴和应用的适用规范和原则性规定; the provision o

12、f adequate standards and principles concerning the availability, scope and use of trade-related intellectual property rights; (c) 关于在考虑各国法律制度之间差异的前提下，实施涉及贸易的知识产权时有效与适宜方式的规定；the provision of effective and appropriate means for the enforcement of trade-related intellectual property rights, taking into

13、 account differences in national legal systems; (d) 关于多边参与防止和解决政府间争端的有效与迅速的反应程序的规定；以及the provision of effective and expeditious procedures for the multilateral prevention and settlement of disputes between governments; and (e) 关于为充分分享国际谈判的成果所进行的过渡性安排；transitional arrangements aiming at the fullest p

14、articipation in the results of the negotiations; 且确认，需要拥有一个关于处理国际贸易中假冒商品问题的原则、规则和纪律的多边框架；Recognizing the need for a multilateral framework of principles, rules and disciplines dealing with international trade in counterfeit goods;且确认，知识产权属于私权；Recognizing that intellectual property rights are private

15、 rights; 且确认，知识产权国家保护制度中基本的政府政策目标，包括开发保护的目标和技术保护的目标；Recognizing the underlying public policy objectives of national systems for the protection of intellectual property, including developmental and technological objectives;且确认，最不发达国家成员国内法律法规实施时关于最高灵活性的特殊需求，从而使其在本协定实施时能具备健全可行的技术性基础；Recognizing also th

16、e special needs of the least-developed country Members in respect of maximum flexibility in the domestic implementation of laws and regulations in order to enable them to create a sound and viable technological base;需要强调，通过多边程序解决与贸易有关的知识产权争端，重视承诺，从而减少紧张关系的重要性；Emphasizing the importance of reducing t

17、ensions by reaching strengthened commitments to resolve disputes on trade-related intellectual property issues through multilateral procedures;期望在WTO与世界知识产权组织（本协定中简称“WIPO”）以及其他有关国际组织之间建立一种相互支持的关系；Desiring to establish a mutually supportive relationship between the WTO and the World Intellectual Prop

18、erty Organization (referred to in this Agreement as “WIPO”) as well as other relevant international organizations;因此通过协定如下：Herebyagree as follows:第一部分总则和基本原则Part I General Provisions and Basic Principles第1条责任的性质和范围Article 1Nature and Scope of Obligations1.各成员均必须实行本协定中的规定，各成员可以但并无义务，在其法律中实施比本协定要求更广泛的

19、保护，只要此种保护不违反本协定的规定。各成员有权在其各自的法律制度和实践中确定实施本协定规定的适当方法。Members shall give effect to the provisions of this Agreement. Members may, but shall not be obliged to, implement in their law more extensive protection than is required by this Agreement, provided that such protection does not contravene the prov

20、isions of this Agreement. Members shall be free to determine the appropriate method of implementing the provisions of this Agreement within their own legal system and practice.2.在本协定中，“知识产权”一词系指属于本协定第二部分第1节至第7节中的所有类别的知识产权。For the purposes of this Agreement, the term “intellectual property” refers to

21、 all categories of intellectual property that are the subject of Sections 1 through 7 of Part II. 3.各成员应根据本协定的规定给予其他成员以国民待遇1本协定中所指的“国民”一词，对于WTO的单独关税区成员，指在该关税区内定居或拥有真实有效的工业或商业机构的自然人或法人。对于相应的知识产权，其他成员的国民被认为是符合巴黎公约(1967)、伯尔尼公约(1971)、罗马公约和关于集成电路的知识产权条约中所规定的保护资格标准的自然人或法人，即WTO的所有成员似乎都已加入了这些公约2在本协定中，巴黎公约指保

22、护工业产权巴黎公约；巴黎公约（1967）指1967年7月14日该公约的斯德哥尔摩文本。伯尔尼公约指保护文学艺术作品伯尔尼公约，伯尔尼公约（1971）指1971年3月24日该公约的巴黎文本。罗马公约指1961年10月26日在罗马通过的保护表演者、录音制品制作者和广播组织的国际公约。关于集成电路的知识产权公约（IPIC条约）指1983年5月26日在华盛顿通过的该条约。WTO协定指建立世界组织协定。任一运用了罗马公约第5条第3款或第6条第2款1本协定中所指的“国民”一词，对于WTO的单独关税区成员，指在该关税区内定居或拥有真实有效的工业或商业机构的自然人或法人。2在本协定中，巴黎公约指保护工业产权巴

23、黎公约；巴黎公约（1967）指1967年7月14日该公约的斯德哥尔摩文本。伯尔尼公约指保护文学艺术作品伯尔尼公约，伯尔尼公约（1971）指1971年3月24日该公约的巴黎文本。罗马公约指1961年10月26日在罗马通过的保护表演者、录音制品制作者和广播组织的国际公约。关于集成电路的知识产权公约（IPIC条约）指1983年5月26日在华盛顿通过的该条约。WTO协定指建立世界组织协定。Members shall accord the treatment provided for in this Agreement to the nationals of other Members. HYPERLI

24、NK /english/tratop_e/trips_e/t_agm2_e.htm#Footnote1#Footnote1 l Footnote1#Footnote1 1 In respect of the relevant intellectual property right, the nationals of other Members shall be understood as those natural or legal persons that would meet the criteria for eligibility for protection provided for

25、in the Paris Convention (1967), the Berne Convention (1971), the Rome Convention and the Treaty on Intellectual Property in Respect of Integrated Circuits, were all Members of the WTO members of those conventions.2 Any Member availing itself of the possibilities provided in paragraph3 of Article 5 o

26、r paragraph2 of Article6 of the Rome Convention shall make a notification as foreseen in those provisions to the Council for Trade-Related Aspects of Intellectual Property Rights (the “Council for TRIPS”). 1.本协定中所指的“国民”，系指在作为WTO成员的单独关税区内定居或拥有实际和有效的工业或商业企业的自然人或法人。When “nationals” are referred to in t

27、his Agreement, they shall be deemed, in the case of a separate customs territory Member of the WTO, to mean persons, natural or legal, who are domiciled or who have a real and effective industrial or commercial establishment in that customs territory.2.在本协定中，巴黎公约系指保护工业产权巴黎公约；巴黎公约（1967）系指其为该公约1967年7月

28、14日斯德哥尔摩的文本。伯尔尼公约系指保护文学艺术作品伯尔尼公约；伯尔尼公约（1971）系指其为该公约1971年3月24日巴黎的文本。罗马公约系指1961年10月26日在罗马通过的保护表演者、录音制品制作者和广播组织的国际公约。关于集成电路的知识产权公约（IPIC条约）系指1989年5月26日在华盛顿通过的关于集成电路的知识产权公约。WTO协定系指建立世界贸易组织的协定。In this Agreement, “Paris Convention” refers to the Paris Convention for the Protection of Industrial Property; “

29、Paris Convention (1967)” refers to the Stockholm Act of this Convention of 14July1967. “Berne Convention” refers to the Berne Convention for the Protection of Literary and Artistic Works; “Berne Convention (1971)” refers to the Paris Act of this Convention of 24July1971. “Rome Convention” refers to

30、the International Convention for the Protection of Performers, Producers of Phonograms and Broadcasting Organizations, adopted at Rome on 26October1961. “Treaty on Intellectual Property in Respect of Integrated Circuits” (IPIC Treaty) refers to the Treaty on Intellectual Property in Respect of Integ

31、rated Circuits, adopted at Washington on 26May1989. “WTO Agreement” refers to the Agreement Establishing the WTO.第2条 关于知识产权的公约Article 2Intellectual Property Conventions 1.各成员在履行本协定第II部分、第III部分和第IV部分的规定时，还应遵守巴黎公约（1967）中第1条至第12条的规定以及第19条的规定。In respect of PartsII, III and IV of this Agreement, Members

32、shall comply with Articles1 through 12, and Article 19, of the Paris Convention (1967).2.在本协定第I部分至第IV部分中，没有任何内容能够减少各成员目前根据巴黎公约、伯尔尼公约、罗马公约和关于集成电路的知识产权条约规定可能必须相互承担的责任。Nothing in PartsI to IV of this Agreement shall derogate from existing obligations that Members may have to each other under the Paris

33、Convention, the Berne Convention, the Rome Convention and the Treaty on Intellectual Property in Respect of Integrated Circuits.第3条关于国民待遇Article 3National Treatment 1.在遵守巴黎公约（1967）、伯尔尼公约（1971）、罗马公约或关于集成电路的知识产权条约中所已经规定的免责条款的前提下，各成员在知识产权保护3在第3条和第4条中，“保护”一词应包括影响知识产权的效力、取得、范围、维持和实施的事项，以及本协定专门处理的影响知识产权的使

34、用的事项。方面，应当给予其他成员不低于本国国民待遇的国民待遇。对于演员、录音制品制作者和广播机构，各成员的这一义务仅适用于本协定规定中的权利。任何成员对于伯尔尼公约（1971）第6条或罗马公约第16条第1款（b）项所规定可能性的运用，均应按这些条款中规定的前瞻性要求，报告TRIP3在第3条和第4条中，“保护”一词应包括影响知识产权的效力、取得、范围、维持和实施的事项，以及本协定专门处理的影响知识产权的使用的事项。Each Member shall accord to the nationals of other Members treatment no less favourable than

35、 that it accords to its own nationals with regard to the protection HYPERLINK /english/tratop_e/trips_e/t_agm2_e.htm#Footnote3#Footnote3 l Footnote3#Footnote3 (3) of intellectual property, subject to the exceptions already provided in, respectively, the Paris Convention (1967), the Berne Convention(

36、1971), the Rome Convention or the Treaty on Intellectual Property in Respect of Integrated Circuits. In respect of performers, producers of phonograms and broadcasting organizations, this obligation only applies in respect of the rights provided under this Agreement. Any Member availing itself of th

37、e possibilities provided in Article6 of the Berne Convention (1971) or paragraph 1(b) of Article16 of the Rome Convention shall make a notification as foreseen in those provisions to the Council for TRIPS.2.各成员可应用本条第1款规定中允许的在司法和行政程序方面的例外，包括在一成员管辖范围内指定送达地址或委派代理人，但是这些例外应为保证遵守与本协定规定发生不相抵触的法律和法规所必需，且这种做

38、法的实施下会对贸易构成变相限制。Members may avail themselves of the exceptions permitted under paragraph1 in relation to judicial and administrative procedures, including the designation of an address for service or the appointment of an agent within the jurisdiction of a Member, only where such exceptions are nece

39、ssary to secure compliance with laws and regulations which are not inconsistent with the provisions of this Agreement and where such practices are not applied in a manner which would constitute a disguised restriction on trade.3在第3条和第4条中，“保护”一词应包括影响知识产权的效力、取得、范围、维持和实施的事项，以及本协定专门处理的影响知识产权的使用的事项。For t

40、he purposes of Articles3 and 4, “protection” shall include matters affecting the availability, acquisition, scope, maintenance and enforcement of intellectual property rights as well as those matters affecting the use of intellectual property rights specifically addressed in this Agreement.第4条最惠国待遇A

41、rticle 4Most-Favoured-Nation Treatment 对于知识产权保护，一成员对任何其他国家国民给予的任何利益、优惠、特权或豁免，应立即无条件地给予所有其他成员的国民。一成员给予的属下列情况的任何利益、优惠、特权或豁免，免除此义务：With regard to the protection of intellectual property, any advantage, favour, privilege or immunity granted by a Member to the nationals of any other country shall be acco

42、rded immediately and unconditionally to the nationals of all other Members. Exempted from this obligation are any advantage, favour, privilege or immunity accorded by a Member:(a)自一般性的、并非专门限于知识产权保护的关于司法协助或法律实施的国际协定所派生；deriving from international agreements on judicial assistance or law enforcement o

43、f a general nature and not particularly confined to the protection of intellectual property; (b)依照伯尔尼公约（1971）或罗马公约的规定所给予，此类规定允许所给予的待遇不属国民待遇性质而属在另一国中给予待遇的性质；granted in accordance with the provisions of the Berne Convention (1971) or the Rome Convention authorizing that the treatment accorded be a fun

44、ction not of national treatment but of the treatment accorded in another country; (c)关于本协定项下未作规定的有关表演者、录音制品制作者以及广播组织的权利；in respect of the rights of performers, producers of phonograms and broadcastingorganizations not provided under this Agreement; (d)自WTO协定生效之前已生效的有关知识产权保护的国际协定所派生，只要此类协定向TRIPS理事会做出

45、通知，并对其他成员的国民不构成任意的或不合理的歧视。deriving from international agreements related to the protection of intellectual property which entered into force prior to the entry into force of the WTO Agreement, provided that such agreements are notified to the Council for TRIPS and do not constitute an arbitrary or u

46、njustifiable discrimination against nationals of other Members. 第5条关于取得或维持保护的多边协定Article 5Multilateral Agreements on Acquisition or Maintenance of Protection 第3条和第4条中的责任，不适用于WIPO主持下订立的知识产权获取或维护的多边协定中规定的程序。The obligations under Articles3 and 4 do not apply to procedures provided in multilateral agree

47、ments concluded under the auspices of WIPO relating to the acquisition or maintenance of intellectual property rights.第6条关于权利用尽Article 6Exhaustion在根据本协定第3条规定和第4条规定解决贸易争端时，本协定中的任何规定不得用于解决知识产权权利用尽的问题。For the purposes of dispute settlement under this Agreement, subject to the provisions of Articles3 an

48、d 4 nothing in this Agreement shall be used to address the issue of the exhaustion of intellectual property rights.第7条目标Article 7Objectives 保护和实施知识产权，促进技术的革新以及技术的转让和传播，以有利于社会和经济福祉的方式促进技术知识创造者和使用者的双赢，和达到权利与义务的平衡。The protection and enforcement of intellectual property rights should contribute to the p

49、romotion of technological innovation and to the transfer and dissemination of technology, to the mutual advantage of producers and users of technological knowledge and in a manner conducive to social and economic welfare, and to a balance of rights and obligations.第8条法则Article 8Principles 1.各成员在制定或修

50、订其法律法规时，可采纳必要的措施，以保障公众的健康和营养，和提高对其社会经济发展和技术发展至关重要领域的公共利益，只要这些措施符合本协定中的规定。Members may, in formulating or amending their laws and regulations, adopt measures necessary to protect public health and nutrition, and to promote the public interest in sectors of vital importance to their socio-economic and

51、technological development, provided that such measures are consistent with the provisions of this Agreement. 2.只要符合本协定中的规定，可采取适当的措施，防止知识产权权利持有人滥用知识产权和不合理地限制贸易或对技术的国际转让造成不利影响的行为。Appropriate measures, provided that they are consistent with the provisions of this Agreement, may be needed to prevent the

52、 abuse of intellectual property rights by right holders or the resort to practices which unreasonably restrain trade or adversely affect the international transfer of technology. 第二部分关于知识产权的效力、范围和使用时的规范PARTII HYPERLINK /english/tratop_e/trips_e/t_agm3_e.htm Standards Concerning the Availability, Sco

53、pe and Use of Intellectual Property Rights第1节：著作权和相关权利SECTION 1: COPYRIGHT AND RELATED RIGHT第9条与伯尔尼公约的关系Article 9 Relation to the Berne Convention1.各成员应遵守伯尔尼公约（1971）第1条至第21条及附录中的规定。不拥有或不承担本协定规定中的涉及该公约第 6 条之二所授予权利或因此所衍生权利的权利或义务。Members shall comply with Articles 1 through 21 of the Berne Convention (

54、1971) and the Appendix thereto. However, Members shall not have rights or obligations under this Agreement in respect of the rights conferred under Article 6bis of that Convention or of the rights derived therefrom.2.著作权的保护仅能延伸至其表达方式，不得扩展至其作品本身的思想、程序、创作方法或数学原理。Copyright protection shall extend to ex

55、pressions and not to ideas, procedures, methods of operation or mathematical concepts as such.第10条计算机程序和数据汇编Article 10Computer Programs and Compilations of Data1.计算机程序，无论其是源代码还是目标代码，都应作为伯尔尼公约（1971）所指的文字作品给予保护。Computer programs, whether in source or object code, shall be protected as literary works u

56、nder the Berne Convention (1971).2.数据或其他资料的编辑结果，无论机器可读形式还是其他的形式，只要其内容的选取或编排构成了智力创作，即应予以保护。该保护不得延伸至数据或资料的本身，并不得损害存在于数据或资料本身的版权。Compilations of data or other material, whether in machine readable or other form, which by reason of the selection or arrangement of their contents constitute intellectual c

57、reations shall be protected as such. Such protection, which shall not extend to the data or material itself, shall be without prejudice to any copyright subsisting in the data or material itself.第11条出租权Article 11 Rental Rights至少就计算机程序和电影作品而言，一成员应给予作者及其合法继承人准许或禁止向公众商业性出租其有版权作品的原件或复制品的权利。一成员对电影作品可不承担此

58、义务，除非此种出租已导致对该作品的广泛复制，从而实质性减损该成员授予作者及其合法继承人的专有复制权。就计算机程序而言，如该程序本身不是出租的主要标的，则此义务不适用于出租。In respect of at least computer programs and cinematographic works, a Member shall provide authors and their successors in title the right to authorize or to prohibit the commercial rental to the public of original

59、s or copies of their copyright works. A Member shall be excepted from this obligation in respect of cinematographic works unless such rental has led to widespread copying of such works which is materially impairing the exclusive right of reproduction conferred in that Member on authors and their suc

60、cessors in title. In respect of computer programs, this obligation does not apply to rentals where the program itself is not the essential object of the rental.第12条保护期限Article 12Term of Protection除摄影作品或实用艺术作品外，只要某一作品的保护期限不是基于自然人的生命进行计算的，则该期限自作品经授权出版的日历年年底计算即不得少于50年，或如果该作品在创作后50年内未经授权出版，则为自作品完成的日历年年底