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1、第三节 protection of intellectual property rights(知识产权的国际保护)International treaties 1970 patent cooperation treaty(专利合作条约) 1883 convention of the union of paris (巴黎公约)European patent convention (欧洲专利公约)European union patent convention (欧盟专利公约)第三节 protection of intellectual property rights(知识产权的国际保护)Madr
2、id agreement (商标国际注册马德里协定)The Berne convention for the protection of literary and artistic works (保护文学和艺术作品伯尔尼公约)Universal copyright convention (世界版权公约)Trips agreement (与贸易有关的知识产权协议)第三节 protection of intellectual property rights(知识产权的国际保护)一、Paris convention(保护工业产权巴黎公约)Brief introduction 简介Drafted in
3、 1880, the Paris convention was ratified by 11 states in 1883 and came in effect in 1884. Since then the number of participants has grown over 150. The convention establishes a union of states responsible for protection industrial property rights. 第三节 protection of intellectual property rights(知识产权的
4、国际保护)Among the members duties is the obligation to participate in regular revisions. Revision to expand the coverage of the convention have been held regularly: in Rome in 1886, Madrid in 1890 and 1891, Brussels in 1897 and 1900, Washington in 1911, the Hague in 1925, London in 1934, Lisbon in 1958,
5、 and Stockholm in 1967.第三节 protection of intellectual property rights(知识产权的国际保护)1.object of protection 保护客体Patents, utility models, industrial designs, trademarks, service mark, trade name, indications of source of appellations of origin, and the repression of unfair competition. 公约保护的范围涉及:专利、实用新型、外
6、观设计、商标、服务标记、厂商名称、产地标记或原产地名称以及制止不正当竞争 第三节 protection of intellectual property rights(知识产权的国际保护)2.basic principles基本原则(1)National treatment principle It is given to :Nationals of member states成员国国民Non-national but who are domiciled or have real and effective industrial or commercial establishment in t
7、he territory of member state在公约成员国领土内有住所或有真实、有效的工商业营业所的非公约成员国国民第三节 protection of intellectual property rights(知识产权的国际保护)(2)Right of priority principle优先权原则 content: Any person who has duly filed an application for a patent, or for the registration of a utility model, or of an industrial design, or o
8、f a trademark, in one of the countries of the union, or his successor in title, shall enjoy, for the purpose of filing in the other countries a right of priority during the periods hereafter fixed. 第三节 protection of intellectual property rights(知识产权的国际保护)已经在本联盟的一个国家正式提出专利、实用新型注册、外观设计注册或商标注册的申请的任何人,或
9、其权利继受人,为了在其他国家提出申请,在以下规定的期间内应享有优先权 article 4第三节 protection of intellectual property rights(知识产权的国际保护)a.优先权的适用范围 scope Patent, trademark, utility model and industrial designb.优先权申请人范围及申请的前提条件c.申请优先权的期限periods As to patent and utility model it is 12 months As to industrial design and trademark it is 6
10、 months第三节 protection of intellectual property rights(知识产权的国际保护)(3)Independence principle 独立性原则Content: patent applied in the various countries of the union by nationals of countries of the union shall be independent of patents obtained for the same invention in other countries, whether members of t
11、he union or not.本联盟国家的国民向本联盟各国申请的专利,与在其他国家,不论是否本联盟的成员国,就同一发明所取得的专利是相互独立的。 第三节 protection of intellectual property rights(知识产权的国际保护)An application for the registration of a trademark filed by a national of a country of the union in any county of the union may not be refused, nor may a registration be
12、 invalidated on the ground that filing, registration, or renewal, has not been effected in the country of origin.但本联盟任何国家对本联盟国家的国民提出的商标注册申请,不得以未在原属国申请、注册或续展为理由而予以拒绝,也不得使注册无效。 case1Lancaster manufactures and sells a line of perfume in distinctively shaped containers that are instantly recognizable. M
13、ay Lancaster register the shape of the containers as a trademark? Explain. If not how else might Lancaster keep competitors from selling their perfumes in similar containers?Case 2Matilda, who owns the trademark “Mr.Wiggles” for use on a line of childrens toys in country A, learns that Nina has appl
14、ied to register the same mark for use on a line of similar toys in country B. Will Matilda be successful in opposing Ninas application? Would it make a difference if “Mr. Wiggles” were a mark with worldwide fame? explain第三节 protection of intellectual property rights(知识产权的国际保护) 二、 Berne convention 保护
15、文学艺术作品伯尔尼公约brief introduction 简介 Adopted in Paris in 1886, the Berne convention came into force in 1887. The original text of the convention established procedures for its revision, and revisions have been regularly made: in Paris in 1896, Berlin in 1908, Berne in 1914, Rome in 1928, Brussels in 194
16、8, Stockholm in 1967, and Paris in 1971第三节 protection of intellectual property rights(知识产权的国际保护)1.literary and artistic works covered公约的保护范围Every production in the literary, scientific and artistic domain, whatever may be the mode or form of its expression, such as books, pamphlets and other writing
17、s; lectures, addresses, sermons and other works of the same nature; dramatic or dramatic-musical woks; 第三节 protection of intellectual property rights(知识产权的国际保护)文学艺术作品”一词包括科学和文学艺术领域内的一切作品,不论其表现方式或形式如何,诸如书籍、小册子及其他著作;讲课、演讲、讲道及其他同 类性质作品;戏剧或音乐戏剧作品;第三节 protection of intellectual property rights(知识产权的国际保护)
18、2. Basic principlesa. the principle of national treatment 国民待遇原则requires each member state to extend to nationals of other states treatment no less favorable than that which it gives its own nationals.联盟任何一成员国公民的作者,或者在任何一成员国首次发表其作品的作者,其作品在其他成员国应受到保护,此种保护应与各国给予本国国民的作品的保护相同 第三节 protection of intellect
19、ual property rights(知识产权的国际保护)b. Non-conditional protection自动保护原则is the requirement that member states must provide protection without any formalities. A country of origin may, however, condition protection on the authors first making an application for registration, or registering the work, or rese
20、rving rights in a contract of sale, or a similar condition.第三节 protection of intellectual property rights(知识产权的国际保护)c. the principle of protection independence 独立保护原则allows authors who are nationals of nonmember states to obtain protection within the the Berne union by publishing their woks in a mem
21、ber state.作品在各成员国受到保护不以作品在起源国受保护为条件。第三节 protection of intellectual property rights(知识产权的国际保护)d. The principle of common rules establishes minimum standards for granting copyrights common to all member states.最低保护标准原则Case 1John, Bob, Calvin, Don, and Tom are friends who enroll in a university course
22、to study international business law. The textbook required for the course cost 50 dollars, which the five friends agree is expensive. They agree to chip in 10 each and buy one copy from a bookstore. Then they take the copy to he local discount copy store and make five copies of the complete book for
23、 15 a copy. Then they return the book to the bookstore and get a refund of their original purchase price. Have the five friends done anything wrong?Case 2Ellen is an abstract painter of incredible talent, but of little notoriety. One of her paintings, entitled “blue lady 13”, is a piece of intense p
24、ower and sensuality. In 1990, she sold it to Mega company for display in the main public entrance of the businesss new headquarters building. Several art critics attending the opening of the building mistook the painting for a long lost work of Pablo Picasso. The critics wrote about the painting in
25、their newspaper columns as though they had made a great discovery. When people began flooding into the Mega building to see the painting, the director of Mega were delighted. They even went so far as to put up a sigh that said : “this painting, entitled La Dama Azul, was probably by Picasso during h
26、is blue period 1913 ”. is there anything Ellen can do? explain Management You are now the permanent head of the legal department of MBI. Congratulations.as a consequence, you now have direct responsibility for overseeing the legal transactions relating to MBIs most valuable assets: its intellectual
27、property.1.MBI owns a newsmagazine named THE LOOKING GLASS in state A. a television station in station in the capital city of state A has a morning news program that consists solely of a commentator reading stories from THE LOOKING GLASS over the air-some in their entirety, others excerpted. Can MBI
28、 sue the station for infringing its copyright in these stories? Would it make any difference if the station noted that the stories were all being reading from THE LOOKING GLASS 1.MBI owns a newsmagazine named THE LOOKING GLASS in state A. a television station in station in the capital city of state
29、A has a morning news program that consists solely of a commentator reading stories from THE LOOKING GLASS over the air-some in their entirety, others excerpted. Can MBI sue the station for infringing its copyright in these stories? Would it make any difference if the station noted that the stories w
30、ere all being reading from THE LOOKING GLASS 2. The international association of toy makers is holding its annual convention in the city where MBI has its main offices. They have asked you to give them a short talk describing the different international treaties that protect both artistic and indust
31、rial property. Outline your talk.3. On the inside of cover of MBIs the looking glass is a statement authorizing other newspaper and journals to make brief quotations from the stories in the magazine. A competitor, The Fog, regularly takes advantage of this. Purposefully, however, it always misspell
32、a word deletes a word, or inserts an extra word or two, to change the entire meaning of the quotation, it does this to make The Looking Glass bad. Can MBI do anything about this?4.An MBI subsidiary in state B manufactures computer software. One of its programs is called “tax dodger”. It allows an in
33、dividual to prepare his or her state B income tax returns on a personal computer. The program is readily identifiable by its use of a lifelike human figure, called “Roger the tax dodger”, that volunteers user-friendly information how to keep ones taxes to a minimum. Recently, a competitor had its co
34、mputer programming department come up with a competing program that has a figure similar to Roger and for all intents and purposes “looks”and “feels” exactly like the Tax Dodger program. The competitors program , however, was programmed in an entirely different way and in a different programming lan
35、guage. Can MBI and its subsidiary prevent the competitor from marketing this program.5.An MBI subsidiary in China has invented what it believes to be a better mousetrap. The MBI-C mousetrap consists of a small rectangular piece of cardboard onto which a piece of poisoned hard cheese is glued. Is thi
36、s invention patentable? 6.Assuming that the MBI subsidiary in China get a patent on its mousetrap in China, what procedure does it need to follow? What does it need to do if I wants to obtain patens in other countries? 7.MBI is one of a handful of firms that is involved in developing High Definition
37、 Television(HDTV). The development costs, however, are extraordinarily high. As a consequence, MBI would like to enter into a cross-licensing agreement with its principal competitors. The agreement would require each of the participants to share their know-how and any patents they develop but would
38、forbid them from sharing either with anyone not a party to the agreement. Would this agreement violate any unfair competition laws?Related content of lawsCopyright law:在下列情况下使用作品,可以不经著作权人许可,不向其支付报酬,但应当指明作者姓名、作品名称,并且不得侵犯著作权人依据本法享有的其他权利。(3)为报道时事新闻,在报纸、期刊、广播电台、电视台等媒体中不可避免地再现或者引用已经发表的作品;(4)报纸、期刊、广播电台、电视
39、台等媒体播放其他报纸、期刊、广播电台、电视台等媒体已经发表的关于政治、经济、宗教问题的时事性文章,但作者声明不许刊登、播放的除外;盖特纳称尊重中国汇率制度自主权中国财政部部长助理朱光耀25日在北京透露,第二轮中美战略与经济对话期间,美国财政部长盖特纳就汇率问题与中国国务院副总理王岐山交换意见时表示,美方尊重中国关于汇率制度的自主权,认识到汇率制度的决定权是一个国家的货币主权。 美国将以合作方式承认中国市场经济地位 缩窄中美巨额贸易逆差将是这次战略经济对话的焦点 第三节 protection of intellectual property rights(知识产权的国际保护)三、与贸易有关的知识
40、产权协议The TRIPS Agreement, which came into effect on 1 January 1995, is to date the most comprehensive multilateral agreement on intellectual property(一)简介The agreement covers five broad issues:how basic principles of the trading system and other international intellectual property agreements should b
41、e applied第三节 protection of intellectual property rights(知识产权的国际保护)how to give adequate protection to intellectual property rightshow countries should enforce those rights adequately in their own territorieshow to settle disputes on intellectual property between members of the WTOspecial transitional
42、 arrangements during the period when the new system is being introduced第三节 protection of intellectual property rights(知识产权的国际保护)The three main features of the Agreement are:Standards. In respect of each of the main areas of intellectual property covered by the TRIPS Agreement, the Agreement sets out
43、 the minimum standards of protection to be provided by each Member. 第三节 protection of intellectual property rights(知识产权的国际保护)Each of the main elements of protection is defined, namely the subject-matter to be protected, the rights to be conferred and permissible exceptions to those rights, and the m
44、inimum duration of protection. 第三节 protection of intellectual property rights(知识产权的国际保护)Enforcement. The Agreement lays down certain general principles applicable to all IPR enforcement procedures. In addition, it contains provisions on civil and administrative procedures and remedies, provisional m
45、easures, special requirements related to border measures and criminal procedures, 第三节 protection of intellectual property rights(知识产权的国际保护)which specify, in a certain amount of detail, the procedures and remedies that must be available so that right holders can effectively enforce their rights. 第三节
46、protection of intellectual property rights(知识产权的国际保护)Dispute settlement The Agreement makes disputes between WTO Members about the respect of the TRIPS obligations subject to the WTOs dispute settlement procedures. materialsAs in GATT and GATS, the starting point of the intellectual property agreeme
47、nt is basic principles. And as in the two other agreements, non-discrimination features prominently: national treatment (treating ones own nationals and foreigners equally), and most-favoured-nation treatment (equal treatment for nationals of all trading partners in the WTO). National treatment is a
48、lso a key principle in other intellectual property agreements outside the WTO.第三节 protection of intellectual property rights(知识产权的国际保护)(二)主要内容1.Basic principles(基本原则)National treatment(国民待遇) Each member shall accord to the nationals of other member treatment no less favourable than that it accords t
49、o its own nationals with regard to the protection of intellectual property. - art3第三节 protection of intellectual property rights(知识产权的国际保护)Most-favoured-nation treatment(最惠国待遇) any advantage, favour, privilege or immunity granted by a member to the nationals of any other country shall be accorded im
50、mediately and unconditionally to the nationals of all other members.- art 5第三节 protection of intellectual property rights(知识产权的国际保护)Balanced protection平衡保护 intellectual property protection should contribute to technical innovation and the transfer of technology. Both producers and users should benefit, and economic and social welfare should be enhanced。第三节 protection of intellectual property rights(知识产权的国际保护)2.Standards concerning the availability, scope and use of intellectual property rights(关于知识产权的效力,范围及使用标准)Copyrights and related rights(版权及相关权利)Trademarks(商标)Geographical indication
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