金融学专业课程简介

1、金融学专业课程简介1.金融学金融学 本课程主要论述货币、信用、金融机构、金融市场的基本原理，注重以介绍金融基础理论与基本知识为主线，以货币资金运动、信用活动并与之密切联系的金融机构和金融市场为载体，以货币政策和金融调控为主要手段，以深化金融改革、防范和化解金融风险为出发点和归宿点的时序安排和逻辑联系，研究现代社会货币、信用、金融机构与金融市场的本质、职能及其发展和变化的规律。课程的重点是货币制度、商业银行、中央银行，难点是货币需求、货币政策调控。FinanceThis course studies the essence, function, development and change of

2、 modern social currency, credit, financial institution and financial market. In the course, the main line is the basic financial theory and knowledge, the carrier is the movement of funds, credit activities, financial institutions and markets. At the same time,the starting point and ending point of

3、our course is deepening financial reform, preventing and reducing financial risks.So the focus of our course is on the monetary system, commercial banks, central banks, and the difficulty is money demand, monetary policy regulation.2.财政学财政学 财政学是一门应用理论学科，在学科体系中起着衔接一般经济理论课和财政业务课的作用。财政学的任务是阐明财政的基本知识、基本

4、理论和基本政策,使学生认识财政在国民经济中的地位和作用，以及加强财政管理工作对经济管理的重要性；弄清财政学的基本理论内容和基本政策制度，并懂得运用这些理论和政策制度分析、认识经济财政中的现实问题；熟悉财政的基本业务知识和技能。具体内容包括：财政的职能；财政支出的理论分析；财政支出的方向与方式；财政收入的资金来源、规模与结构；税收制度、国债制度及国家预算管理体制；财政政策的目标、方向和实施手段；财政政策与货币政策的配合及在开放的市场经济条件下的财政问题。Public FinancePublic finance is an applied theory subject, which plays a

5、 role of linking the general economic theory and financial business. The task of the course is to clarify the basic knowledge, basic theory and policy, and make students understand the position and function of finance in the national economy, and the importance of strengthening financial management

6、to economic management. Then they can use these theories and policy system to analyze and understand the practical problems in economic finance.Specificly, content of the course includes the function of finance, the theory analysis of fiscal expenditure, the direction and the way of financial expend

7、iture, the source, scale and structure of financial revenue, the tax system, the national debt system and the national budget management system, the target, direction and means of implementation, the coordination of fiscal policy and monetary policy and the financial problems in the open market econ

8、omy.3.证券投资证券投资证券投资是高校近年来新开设的课程。本课程的主要内容：股票、债券、投资基金及金融衍生品等投资工具的基本概念；证券市场的产生与发展，证券市场结构，证券发行与承销，证券上市与交易，证券清算与交割，证券价格与股价指数，境外筹资与国际证券发行，证券市场法规体系及我国证券市场的监督和管理等。开设本课程的目的，在于培养学生掌握证券投资的基本知识、基础理论和基本方法，以适应从事长期投资或证券分析工作的需要。本课程着重阐述债券、股票等有价证券和证券交易的理论知识，分析证券市场的运作，以及如何管理证券市场等。要求学生通过学习本课程，主要掌握基本理论知识，在此基础上初步掌握证券投资的基本

9、技能。Securities InvestmentSecurities Investment is a new course in colleges and universities in recent years. The main contents of this course are: the basic concepts of stock, bond, investment fund and financial derivatives,the emergence, development and structure of security market, securities issua

10、nce and underwriting, securities listing and trading, securities clearing and delivery, stock price and stock index, foreign financing and international securities issuance, securities market regulations and supervision of Chinese securities market, etc. The purpose of this course is to make student

11、s know the basic knowledge, basic theory and basic method of securities investment to meet the needs of the work of long-term investment or securities analysis. This course focuses on the theoretical knowledge of securities and securities trading, and how to manage the securities market, etc. Studen

12、ts are required to master basic theoretical knowledge and basic skills of securities investment.4.国际金融（英文版）国际金融（英文版）国际金融是研究国际金融诸现象的发展变化规律的一门科学。它不仅研究货币、资本在国际间的运动及相互联系，还包括国际金融领域的各个方面及其发展变化的规律性问题和改革趋势。 它是金融系金融学专业的必修课程，也是经济学院和全校的选修课程。上个世纪 90年代以来，国内外经济金融形势发生了很大的变化，新的国际金融现象如国际货币危机等不断在世界范围内发生，因此国际金融这门课程受到了

13、极大的重视。教育部有关的金融学教学教改研究课题和方案，都把国际金融列为金融学必修的课程。本课程内容涉及国际收支、外汇与汇率、国际货币体系、国际金融市场、跨国公司、期权与期货等方面。International Finance (English version)International Finance is a subject studying the development and change of international finance. It not only studies the movement of money and capital around the world, bu

14、t also the various aspects of the international financial field and its development trend. It is a compulsory course for students majoring in Finance, and also an elective course for the whole school. Since 1990s, the economic and financial situation has undergone great changes. New financial phenom

15、ena, such as the frequent worldwide international monetary crisis, have brought great attention to the course of “international finance". The contents of this course are related to the balance of payments, foreign exchange and exchange rate, the international monetary system, the international

16、financial markets, the multinational corporation, the futures and options ect.5.金融衍生工具金融衍生工具 本课程主要介绍各金融衍生工具的市场与应用，包括远期合约市场与应用、期货合约市场与应用、期权合约市场与应用、互换市场与应用等。在衍生金融工具的应用目的方面，本课程将介绍如何应用远期合约、期货合约、期权合约、互换协议进行套期保值和投机；在应用对象方面，本课程将介绍如何在传统商品、利率、汇率、股票等领域应用各衍生金融工具转移价格风险和投机。风险的金融对策工具（财务型风险转移技术）包括两个方面：保险与衍生品。学生通过学

17、习保险学和本课程，可以完整掌握财务型风险转移技术。本课程偏重于套期保值技术（风险转移技术），本课程的难点是利率期货和期权的应用、股票价格指数期货的应用等。本课程将通过建立简单的数学模型讲解套期保值原理。Financial DerivativesThis course mainly introduces the market and application of financial derivatives, including forwards, futures, options, swaps, etc. It focuses on how to use forward contracts, f

18、utures contracts, option contracts and swaps for hedging and speculation, how to apply the financial instruments in the field of traditional commodities, interest rates, exchange rates, stocks to transfer price risk and speculating.Through the studying of insurance and this course, students can mast

19、er the financial risk transfer technology. This course emphasizes the technology of hedging (risk transfer technology). The difficulty of this course is the application of interest rate futures, options, and stock price index futures. This course also explains hedge principles by simple mathematical

20、 models.6.商业银行经营与管理商业银行经营与管理本课程重点讲授商业银行各类主要业务以及这些业务的操作。商业银行作为一个特殊的金融企业，如何通过科学的经营管理，以降低各类风险，并实现其经营目标与管理目标。同时，结合当前国内外各类银行业务的创新，使学生对商业银行当前业务现状以及发展趋势有比较全面的了解。主要讲授的内容有：商业银行的形成与发展、资本金的筹措及其管理、负债业务、资产业务、中间业务以及国际业务的经营管理、商业风险管理、商业银行绩效评估等。Operation and Management of Commercial BanksThis course focuses on the m

21、ain business of commercial banks and their operation. By the course, students should know that as special financial enterprises, how commercial banks can reduce all kinds of risks through scientific management, and achieve their business goals and management objectives. At the same time, combined wi

22、th the current domestic and foreign various banking business innovation, this course will make students have a more comprehensive understanding about the current business situation and development trend of commercial banks. The main contents include the formation and development of commercial banks,

23、 financing and management of capital, liability business, asset business, intermediate business and international business management, business risk management, commercial bank performance evaluation, etc.7.公司理财学原理公司理财学原理公司理财学原理是金融学的主干课程，是以公司财务活动为研究对象，研究公司的投资、融资以及资产管理的活动。本课程的重点是公司的理财活动，与之相应的知识与技能分布在

24、各个章节中，教学过程中要注意抓住这一主线。具体内容包括：什么是公司理财课程；公司经营成果分析；资本的时间价值；证券定价；资本预算；营运资本管理；资本成本和资本结构；股利分配。本课程的难点是对于不同投资收益率的理解与计算，以及资本成本理论的理解与计算。本课程的教授特点是从金融学的角度研究公司的财务活动。Principles of Corporate FinanceThis is a core compulsory course of Finance. Based on company's financial activities, this course mainly studies c

25、ompany's investment, financing and asset management activities. The focus of this course is on the company's financial activities, and the corresponding knowledge and skills are distributed in each chapter. The specific contents include what this course is about, analysis of the results of t

26、he company, the time value of capital, pricing of securities, capital budget, working capital management, capital cost and capital structure, dividend distribution etc. The difficulty of this course is to understand and calculate the different investment returns, as well as the theory of capital cos

27、t. The teaching characteristic of this course is to study the financial activities of the company from the perspective of finance.8.金融工程金融工程金融工程学是20世纪80年代以后在西方形成的一门新兴实用学科，主要论述衍生金融工具和风险规避技术，以及它们的研究、开发、设计与应用。金融工程将工程思维引入金融科学的研究，融现代金融学、信息技术与工程方法于一体，因而迅速发展成为一门新兴的交叉性学科，在把金融科学的研究推进到一个新的发展阶段的同时，对金融产业乃至整个经济领

28、域产生了极其深远的影响。金融工程学以金融学理论和数学工具等为基础，采用定性与定量相结合的方法，完成本课程的学习将有助提高分析和解决金融问题的能力。本课程主要内容有：“均衡无套利”的分析方法；远期和期货价格的决定；利率期货、长期和短期国债期货、外汇期货的定价；互换及其定价；期权定价的 Black-Scholes 模型；期权定价的二元树模型；风险中性定价；利用衍生金融产品进行套期保值和套利的基本原理和方法；风险识别、衡量和管理的基本方法等。Financial EngineeringFinancial Engineering is a new and practical subject develo

29、ped since 1980s, which mainly discusses the financial derivative instruments and risk aversion technology, and their research, development, design and application. Financial Engineering is a new interdisciplinary subject by introducing engineering into finance and become the integration of modern fi

30、nance, information technology and engineering method. Based on the financial theory and mathematical tools, Finance Engineering combines qualitative and quantitative analysis,so completing this course will help improve the ability to analyze and solve financial problems. The main contents of this co

31、urse include " no-arbitrage equilibrium " analysis method, determination of forward and futures prices, the pricing of interest rate futures, treasury futures and foreign exchange futures, swaps and their pricing, Black-Scholes model and binomial tree of option pricing, risk neutral pricin

32、g, the basic principles and methods of hedging and arbitrage using derivative financial products, risk identification, measurement and management, etc.9.经济法经济法本课程主要包括如下经济法律制度：经济法基础理论；企业法；公司法；破产法；合同法；证券法；反不正当竞争法；消费者权益保护法；工业产权法；经济纠纷的解决。通过本课程的学习使学生了解经济法的基本内容，掌握经济法的基本知识，学会运用经济法的基本知识分析并解决实践中的经济纠纷。本课程重点是要

33、求学生熟练掌握经济法的基本知识，并应学会运用这些基本知识分析和解决市场主体在从事经济活动中遇到的经济纠纷。难点是案例分析技能的培养和法律思维习惯的养成。Economic LawsThis course mainly includes the following economic legal systems: basic theory of economic law, enterprise law, company law, bankruptcy law, contract law, securities law, anti-unfair competition law, consumer pr

34、otection law, industrial property law, economic disputes settlement. Through the study of this course, students can understand the basic contents of economic law, master the basic knowledge of economic law, and learn to analyze and solve the economic disputes in practice. This course focuses on the

35、students' proficiency in the basic knowledge of economic law, and the ability to use basic knowledge to analyze and solve the economic disputes encountered in the economic activities. The difficulty is the cultivation of case analysis skills and legal thinking habits.10.投资学原理投资学原理本课程教学的目的在于让学生熟悉

36、投资学原理的基础，包括投资组合理论、资本市场均衡、以及投资组合管理等基本内容。投资组合理论主要介绍风险与收益测度、风险厌恶与资本配置、最优风险资产组合等；资本市场均衡主要涉及资本资产定价模型、套利定价模型与风险收益多因素模型、有效市场假说等；投资组合管理主要包括投资组合业绩评价、投资的国际分散化以及积极型投资组合管理等理论。Investment PrinciplesThe purpose of this course is to familiarize students with the fundamentals of investment, including the basic conte

37、nt of portfolio theory, capital market equilibrium, and portfolio management. Investment portfolio theory mainly introduces the risk and return measures, risk aversion and capital allocation, optimal risk portfolio, etc. Capital market equilibrium is mainly related to the capital asset pricing model

38、, arbitrage pricing model and risk benefit multifactor model, efficient market hypothesis, etc. Portfolio management mainly includes portfolio performance evaluation, investment diversification, and active portfolio management theory.11.行为金融行为金融本课程的主要目的在于让学生初步了解：在金融原则基础上的预测和偏见、过度自信、情绪以及社会力量等对金融行为的影响

39、及效用。本课程将结合金融市场特征和心理学的知识，从个体和群体的角度，介绍投资者在金融市场交易过程中出现的心理和行为偏差。主要内容包括有效市场假说的缺陷与行为金融理论发展、国内外证券市场异象、以及行为金融理论的现实意义等。Introduction to Behavior FinanceThe main purpose of this course is to give students a preliminary understanding of the impact of financial behavior, such as forecasting and prejudice, overco

40、nfidence, emotional and social forces based on the principle of finance. This course introduces the psychological and behavioral biases of investors when trading by combining the financial markets characteristics with psychology from the perspective of individual and group. The main contents include

41、 the defects of the efficient market hypothesis, the development of behavioral finance theory, the domestic and foreign stock market anomalies, and the practical significance of the behavioral finance theory.12.税法税法该课程包含税收法规的基本原理、现行各个税收法规、税收征管法三个组成部分。税收法规的基本原理主要阐述税收制度的概念、税制构成要素、税制的分类等基本理论和基础知识；现行税收法

42、规全面、系统地介绍了我国现行税收体系中各种税的重要内容和税款的计算及缴纳；税收征管法部分在介绍我国税收管理体制、税收管理机构的基础上，以税收征管法为依据详细阐述了我国税收征管的各项制度及程序。该课程将使学生全面、系统地了解税收基本原理、各项税收制度和税收征收管理法规等，并在此基础上，熟悉我国现行税收体系各个税种的主要内容，能准确地计算税款，熟知税款的缴纳与各项具体规定，为将来依法纳税和合理避税打下坚实的基础。Tax LawsThis course mainly contains the following three parts: the basic principle of tax laws

43、, the current tax laws and regulations, tax administration law. The first part focuses on the concepts, the elements, and the classification of the tax system. The second part comprehensively and systematically introduces the various taxes in our current tax system and their calculation and payment.

44、 Based on the tax management system and tax management agencies, the last part gives a detailed explanation of various systems and procedure. This course enables students to understand the basic principles of tax system, tax collection and management. On this basis, students can get familiar with th

45、e main contents of the current tax system of our country, and can accurately calculate the tax, so as to lay a solid foundation for future tax paying and tax avoidance.13.港澳台经济港澳台经济港澳台经济课程的主要内容包括三个方面：一是香港经济的发展和分析；二是台湾经济的发展和分析；三是澳门经济的发展和分析。课程的意义有以下几个方面：让学生加深对香港、台湾和澳门经济的认识；有助于学生到港资、台资和澳门企业就业；有助于学生今后工作

46、便于和港资台资和澳门资本做生意；有助于学生今后加强与香港、台湾和澳门的经济联系；有助于学生开拓香港、台湾和澳门的市场。课程的重点是香港经济的发展和分析。课程的难点是台湾经济和内地经济的合作。在教学方法采取启发式教学。Hong Kong, Macao and Taiwan EconomyThis course mainly analyzes HongKong, Macao and Taiwan's economy development. The meaning of the course has the following several aspects: let the studen

47、ts deepen understanding of Hong Kong, Taiwan and Macao's economy, help students to work in enterprises of these three areas, strengthen their ties with Hong Kong, Taiwan and Macao,and develop Hong Kong, Taiwan and Macao market. The emphasis of the course is on the development and analysis of Hon

48、gkong's economy. The difficulty of the course is the cooperation between Taiwan and the mainland economy. We will take the heuristic teaching method.14.计量经济学计量经济学 计量经济学是以经济理论为基础，根据实际观测资料，运用数学方法、统计学方法及计算技术，分析经济变量之间的关系。采用计量经济模型研究经济问题的步骤是首先建立模型，其次进行模型参数估计，再次进行模型检验及解释变量对被解释变量影响的显著性检验，从而确定适用的回归方程，最后应

49、用。学习该课程，可使学生掌握有效的定量分析方法，解决经济问题中的预测、经济结构分析、政策评价及实证分析等问题。掌握计量经济学的思想方法，可使学生提高分析问题解决问题的能力，从而培养创新型人才。该课程重点是单方程模型参数估计、模型显著性检验、参数估计量的显著性检验、应用，联立方程模型的识别、参数估计、应用。EconometricsBased on the economic theory, Econometrics analyzes the relationship between economic variables by using of mathematical methods, stati

50、stical methods and computational techniques. The first step of using econometric model to study the economic problem is to establish the model, then the model parameters estimation and the explanatory variables significance test, and the last step is to determine the right regression model and appli

51、cation. By learning the course, students can master the effective quantitative analysis method; solve forecasting, economic structure analysis, policy evaluation and empirical analysis of economic problems. Mastering the thinking method of econometrics can make the students improve the ability to so

52、lve the problems, and thus become innovative talents.This course focuses on the parameter estimation of single equation model, model significance test, significance test of parameter estimator, identification of simultaneous equations model, parameter estimation and their application.15.投资银行业务投资银行业务

53、投资银行是现代金融创新的主体，其主要功能是协助企业进行直接融资和筹措长期资金，是资本市场最重要的中介机构，被称为资本市场的灵魂。本课程在对投资银行进行总括性的了解的基础上，重点介绍投资银行的主要业务，包括股票发行、并购、项目融资、资产证券化以及证券投资基金。Investment Banking BusinessInvestment banks play a leading role in modern financial innovation, and their main function is to help enterprises get direct and long-term fin

54、ance. Investment banks are the most important capital market intermediaries, and known as the soul of the capital market. After a general introduction to the investment banks, this course focuses on the main business of investment banks, including stock issuance, mergers and acquisitions, project fi

55、nancing, securitization and securities investment funds.16.商业银行会计商业银行会计本课程主要学习商业银行会计的基本核算方法和各项主要业务的会计处理方法。基本核算方法侧重于银行的帐务组织的总体构成和运行方式；各项业务的核算包括了商业银行的主要资产和负债业务以及中间业务，包括存款、贷款、社会支付结算、外汇、联行、金融企业往来等。该课程的学习将使学生进一步充实银行业务知识，提高业务技能，为今后从事银行实际工作打下坚实的基础Commercial Bank AccountingThis course mainly studies the bas

56、ic accounting methods of commercial bank accounting and the accounting treatment method of main business. The basic accounting method focuses on the overall structure and operation of bank's accounting organizations. Business accounting relates to major assets, liabilities and intermediate busin

57、ess, including deposits, loans, social payment settlement, foreign exchange, interbank transactions, and financial business dealings. This course enables students to further enrich the banking business knowledge, improve skills, so as to lay a solid foundation for their future work in banks.17.金融专业外

58、刊时文选读金融专业外刊时文选读本课程目的是在同学初步掌握基本经济分析工具和基本经济理论的基础上，通过阅读经济时文，了解现实经济，拉近理论与现实的距离，用理论解析现实。本课程没有教材，甚至也没有固定上课内容。所有上课内容（文章）由任课教师根据下列原则选用：1、由著名学者或记者在主流刊物上发表的消息、评论、研究成果介绍。2、文章具时效性，紧扣潮流和热点问题。3、部分文章与中国有关。4、文章长度控制在10页之内。5、强调应用性，协调趣味性和学术性。修读本课程的同学需精读大部分文章，了解所有生词的准确含义，在老师的帮助下，做到看得懂、记得住。上课的形式多种多样，含老师讲述、同学演示、课后翻译、课间讨论

59、等。通过学习本课程，同学们的视野得以拓展，经济时文的阅读能力得以提高。English Journals Reading for FinanceThe purpose of this course is to understand economic reality, shorten the distance between theory and reality, analyze the reality with theory by reading economic essays based on a initial grasp of the basic economic analysis tools and basic economic theory. This course has no teaching materials, and even no fixed class co