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1、 20 90 2003 CEPACEPA CEPA CEPA CEPA CEPA CEPAAbstract18The global free trade agreements have been greatly developing since the 1990s for the third time. And in support of Hong Kongs rapid economic development, Mainland and Hong Kong signed CEPA (Closer Economic Partnership Arrangement between Hong K

2、ong and the Chinese Mainland) which is a new type of FTA in 2003.The rules of origin are the bases of the regional trade agreements to survive, so, CEPA also has its own rules of origin. For China, who is participating actively in free trade agreement, the rules of original producing areas are becom

3、ing increasingly important in both theory and practice. This paper focuses on analyzing the effect of ROOs in FTA on the cost of enterprises, trade, investment and welfare, and on the basis of this puts forward some policy suggestions on establishing and exerting effectively the rules of origin.Key

4、WordsCEPA;The rules of origin; Economic effects CEPA 41.1 . 41.2 CEPA 62. CEPA 72.1 CEPA 82.2 . 103. . 13. 17. 18CEPA2090200329 (Closer Economic Partnership Arrangement between Hong Kong and the Chinese MainlandCEPA),Rulesof Origin,CEPACEPA1.1 “”The origin of goods(Preferential Rules of Origin)(Non-

5、preferential Rules of Origin)WTO, (Wholly Obtained Product)(Substantial Transformation)CEPAClothingTextiles and Footwear,CTF CEPA273,B. (Change in Tariff Classification, CTC)C. (Regional ValueContents, RVC)D. (Technical Process, TP),WTO”1 200193 2 93897774 9331.2 CEPACEPA41.“” “”2.“ ”3.“”(FOB) 30%,

6、×100%30%FOB1.2004CEPA . , p120.2. 2006.6. .p303.2005.6. . p34.2006.6. .p574.“”“”“”“”CEPA5.“”“”(Cumulation Provisions)(Bilateral Cumulation) ,(Diagonal Cumulation) ,(Full Cumulation) , ,2. CEPA2.1 CEPA2.1.1 , , , ), ) , CEPA),2.1.2 CEPACEPA CEPA, ,CEPA“”CEPA27318346 38 22127381%1 30%40%-60%2.2 1

7、CEPAKala Krishna, 2005Understanding Rules of Origin,NBER Working Paper No 11150. Cambridge, Ma.pp28.2.2.1 bcaOABCDEF1CEPA, OCCDCEPAOAAF, AFBE CEPA ,CEPA2.2.2 CEPAFDICEPAGDPGDP10%30%GDP CEPA2.2.3 CEPACEPAb+cb+cb+c b+c=a , ,CEPA ,3. CEPA1CEPACEPACEPA, ),199820011. 200311. CEPA . ,p56.25%12.63%18.75% ,

8、50%24.21%30.21%, 75%52.63%62.5%25%16.49%14.43% ,50%30.93%29.90% ,75%57.73%53.61%1,2090OPT2 (,outward processingtrade)200035%OPT3 ,40%OPT ,12CEEC1998199920002001<2512.6319.5925.7718.75<5024.2136.0837.1130.21<7552.6372.1670.1062.50<2516.4923.1621.6514.43<5030.9344.2141.2429.90<7557.7

9、372.6372.1653.61<2512.3714.4315.4610.31<5020.6230.9330.9324.74<7546.3967.0154.6448.45: Patricia Augier, July 2005,Michael Gasiorek, Charles Lai Tong, The Impact of Rules of Origin on Trade Flows. Economic Policy, pp567 - 624(RVC)RVC(NAFTA),1. 2005. .p232 : Patricia Augier, July 2005,Michael

10、 Gasiorek, Charles Lai Tong, The Impact ofRules of Origin on Trade Flows. Economic Policy, pp567 - 624NAFTA60%, 1989(The most substantial process) ,CAFTACEPA1. 2003 : CEPA. 9 . 2. 2003 CEPA . 9 3. 2003 CEPA . 11 . 4. 2006. . 1 5. 2005. .6. 2005. . 7.2004CEPA. .9. 2003. 9 . 8. 2004”. . .10 Anne Krueger. 1993Free Trade Agreements as Protectionist Devices :Rules of Origin. NBER Working Paper .11 Kala Krishna, 2005 Cambridge, MA.Understanding Rules of Origin,NBER Working P

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