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1、Ancient LawAncient Lawby Henry MaineChapter 7Ancient and Modern Ideas Respecting Wills and Successions Although there is much in the modern European Law of Willswhich is intimately connected with the oldest rules ofTestamentary disposition practised among men, there arenevertheless some important di
2、fferences between ancient andmodern ideas on the subject of Wills and Successions. Some of thepoints of difference I shall endeavour to illustrate in thischapter. At a period, removed several centuries from the era of theTwelve Tables, we find a variety of rules engrafted on the RomanCivil Law with
3、the view of limiting the disinherison of children;we have the jurisdiction of the Praetor very actively exerted inthe same interest; and we are also presented with a new remedyvery anomalous in character and of uncertain origin, called theQuerela Inofficiosi Testamenti, "the Plaint of an Undute
4、ousWill," directed to the reinstatement of the issue in inheritancesfrom which they had been unjustifiably excluded by a father'sTestament. Comparing this condition of the law with the text ofthe Twelve Tables which concedes in terms the utmost liberty ofTestation, several writers have been
5、 tempted to interweave a gooddeal of dramatic incident into their history of the LawTestamentary. They tell us of the boundless license ofdisinherison in which the heads of families instantly began toindulge, of the scandal and injury to public morals which the newpractices engendered, and of the ap
6、plause of all good men whichhailed the courage of the Praetor in arresting the progress ofpaternal depravity. This story, which is not without somefoundation for the principal fact it relates, is often so told asto disclose very serious misconceptions of the principles oflegal history. The Law of th
7、e Twelve Tables is to be explained bythe character of the age in which it was enacted. It does notlicense a tendency which a later era thought itself bound tocounteract, but it proceeds on the assumption that no suchtendency exists, or, perhaps we should say, in ignorance of thepossibility of its ex
8、istence. There is no likelihood that Romancitizens began immediately to avail themselves freely of thepower to disinherit. It is against all reason and soundappreciation of history to suppose that the yoke of familybondage, still patiently submitted to, as we know, where itspressure galled most crue
9、lly, would be cast off in the veryparticular in which its incidence in our own day is not otherwisethan welcome. The Law of the Twelve Tables permitted theexecution of Testaments in the only case in which it was thoughtpossible that they could be executed, viz. on failure of childrenand proximate ki
10、ndred. It did not forbid the disinherison ofdirect descendants, inasmuch as it did not legislate against acontingency which no Roman lawgiver of that era could havecontemplated. No doubt, as the offices of family affectionprogressively lost the aspect of primary personal duties, thedisinherison of c
11、hildren was occasionally attempted. But theinterference of the Praetor, so far from being called for by theuniversality of the abuse, was doubtless first prompted by thefact that such instances of unnatural caprice were few andexceptional, and at conflict with the current morality. The indications f
12、urnished by this part of Roman TestamentaryLaw are of a very different kind. It is remarkable that a Willnever seems to have been regarded by the Romans as a means ofdisinheriting a Family, or of effecting the unequal distributionof a patrimony. The rules of law preventing its being turned tosuch a
13、purpose, increase in number and stringency as thejurisprudence unfolds itself; and these rules corresponddoubtless with the abiding sentiment of Roman society, asdistinguished from occasional variations of feeLing inindividuals. It would rather seem as if the Testamentary Powerwere chiefly vaLued fo
14、r the assistance it gave in makingprovision for a Family, and in dividing the inheritance moreevenly and fairly than the Law of Intestate Succession would havedivided it. If this be the true reading of the general sentimenton the point, it explains to some extent the singular horror ofIntestacy whic
15、h always characterised the Roman. No evil seems tohave been considered a heavier visitation than the forfeiture ofTestamentary privileges; no curse appears to have been bittererthan that which imprecated on an enemy that he might die withouta Will. The feeling has no counterpart, or none that is eas
16、ilyrecognisable, in the forms of opinion which exist at the presentday. All men at all times will doubtless prefer chalking out thedestination of their substance to having that office performedfor them by the law; but the Roman passion for Testacy isdistinguished from the mere desire to indulge capr
17、ice by itsintensity; and it has of course nothing whatever in common withthat pride of family, exclusively the creation of feudalism,which accumulates one description of property in the hands of asingle representative. It is probable, a priori, that it wassomething in the rules of Intestate Successi
18、on which caused thisvehement preference for the distribution of property under aTestament over its distribution by law. The difficulty, however,is, that on glancing at the Roman Law of Intestate Succession, inthe form which it wore for many centuries before Justinian shapedit into that scheme of inh
19、eritance which has been almostuniversally adopted by modern lawgivers, it by no means strikesone as remarkably unreasonable or inequitable. On the contrary,the distribution it prescribes is so fair and rational, anddiffers so Little from that with which modern society has beengenerally contented, th
20、at no reason suggests itself why it shouldhave been regarded with extraordinary distaste, especially undera jurisprudence which pared down to a narrow compass thetestamentary privileges of persons who had children to providefor. We should rather have expected that, as in France at thismoment, the he
21、ads of families would generally save themselves thetroubLe of executing a Will, and allow the Law to do as itpleased with their assets. I think, however, if we look a littleclosely at the pre-Justinianean scale of Intestate Succession, weshall discover the key to the mystery. The texture of the lawc
22、onsists of two distinct parts. One department of rules comesfrom the Jus Civile, the Common-Law of Rome; the other from theEdict of the Praetor. The Civil Law, as I have already stated foranother purpose, calLs to the inheritance only three orders ofsuccessors in their turn; the Unemancipated childr
23、en, the nearestclass of Agnatic kindred, and the Gentiles. Between these threeorders, the Praetor interpolates various classes of relatives, ofwhom the Civil Law took no notice whatever. Ultimately, thecombination of the Edict and of the Civil Law forms a table ofsuccession not materially different
24、from that which has descendedto the generality of modern codes. The point for recollection is that there must anciently havebeen a time at which the rules of the Civil Law determined thescheme of Intestate Succession exclusively, and at which thearrangements of the Edict were non-existent, or not co
25、nsistentlycarried out. We cannot doubt that, in its infancy, the Praetorianjurisprudence had to contend with formidable obstructions, and itis more than probable that, long after popular sentiment andlegal opinion had acquiesced in it, the modifications which itperiodically introduced were governed
26、by no certain principles,and fluctuated with the varying bias of successive magistrates.The rules of Intestate Succession, which the Romans must at thisperiod have practised, account, I think - and more than account- for that vehement distaste for an Intestacy to which Romansociety during so many ag
27、es remained constant. The order ofsuccession was this : on the death of a citizen, having no willor no valid will, his Unemancipated children became his Heirs.His emancipated sons had no share in the inheritance. If he leftno direct descendants living at his death, the nearest grade ofthe Agnatic ki
28、ndred succeeded, but no part of the inheritance wasgiven to any relative united (however closely) with the dead manthrough female descents. All the other branches of the familywere excluded, and the inheritance escheated to the Gentiles, orentire body of Roman citizens bearing the same name with the
29、deceased. So that on failing to execute an operative Testament, aRoman of the era under examination left his emancipated childrenabsolutely without provision, while, on the assumption that hedied childless, there was imminent risk that his possessionswould escape from the family altogether, and devo
30、lve on a numberof persons with whom he was merely connected by the sacerdotalfiction that assumed all members of the same gens to be descendedfrom a common ancestor. The prospect of such an issue is initself a nearly sufficient explanation of the popular sentiment;but, in point of fact, we shall onl
31、y half understand it, if weforget that the state of things I have been describing is likelyto have existed at the very moment when Roman society was in thefirst stage of its transition from its primitive organisation indetached families. The empire of the father had indeed receivedone of the earlies
32、t blows directed at it through the recognitionof Emancipation as a legitimate usage, but the law, stillconsidering the Patria Potestas to be the root of familyconnection, persevered in looking on the emancipated children asstrangers to the rights of Kinship and aliens from the blood. Wecannot, howev
33、er, for a moment suppose that the limitations of thefamily imposed by legal pedantry had their counterpart in thenatural affection of parents. Family attachments must still haveretained that nearly inconceivable sanctity and intensity whichbelonged to them under the Patriarchal system; and, so littl
34、e arethey likely to have been extinguished by the act of emancipation,that the probabilities are altogether the other way. It may beunhesitatingly taken for granted that enfranchisement from thefather's power was a demonstration, rather than a severance, ofaffection - a mark of grace and favour
35、accorded to thebest-beloved and most esteemed of the children. If sons thushonoured above the rest were absolutely deprived of theirheritage by an Intestacy, the reluctance to incur it requires nofarther explanation. We might have assumed a priori that thepassion for Testacy was generated by some mo
36、ral injusticeentailed by the rules of Intestate succession; and here we findthem at variance with the very instinct by which early societywas cemented together. It is possible to put all that has beenurged in a very succinct form. Every dominant sentiment of theprimitive Romans was entwined with the
37、 relations of the family.But what was the Family? The Law defined it one way - naturalaffection another. In the conflict between the two,the feeling wewould analyse grew up, taking the form of an enthusiasm for theinstitution by which the dictates of affection were permitted todetermine the fortunes
38、 of its objects. I regard, therefore, the Roman horror of Intestacy as amonument of a very early conflict between ancient law and slowlychanging ancient sentiment on the subject of the Family. Somepassages in the Roman Statute-Law, and one statute in particularwhich limited the capacity for inherita
39、nce possessed by women,must have contributed to keep alive the feeling; and it is thegeneral belief that the system of creating Fidei-Commissa, orbequests in trust, was devised to evade the disabilities imposedby those statutes. But the feeling itself, in its remarkableintensity, seems to point back
40、 to some deeper antagonism betweenlaw and opinion; nor is it at all wonderful that the improvementsof jurisprudence by the Praetor should not have extinguished it.Everybody conversant with the philosophy of opinion is aware thata sentiment by no means dies out, of necessity, with the passingaway of
41、the circumstances which produced it. It may long survivethem; nay, it may afterwards attain to a pitch and climax ofintensity which it never attained during their actualcontinuance. The view of a Will which regards it as conferring the powerof diverting property from the Family, or of distributing i
42、t insuch uneven proportions as the fancy or good sense of theTestator may dictate, is not older than that later portion of theMiddle Ages in which Feudalism had completely consolidateditself. When modern jurisprudence first shows itself in therough, Wills are rarely allowed to dispose with absolute
43、freedomof a dead man's assets. Wherever at this period the descent ofproperty was regulated by Will - and over the greater part ofEurope moveable or personal property was the subject ofTestamentary disposition - the exercise of the Testamentarypower was seldom allowed to interfere with the right
44、 of the widowto a definite share, and of the children to certain fixedproportions, of the devolving inheritance. The shares of thechildren, as their amount shows, were determined by the authorityof Roman law. The provision for the widow was attributable to theexertions of the Church, which never rel
45、axed its solicitude forthe interest of wives surviving their husbands - winning,perhaps, one of the most arduous of its triumphs when, afterexacting for two or three centuries an express promise from thehusband at marriage to endow his wife, it at length succeeded inengrafting the principle of Dower
46、 on the Customary Law of allWestern Europe. Curiously enough, the dower of lands proved amore stable institution than the analogous and more ancientreservation of certain shares of the personal property to thewidow and children. A few local customs in France maintained theright down to the Revolutio
47、n, and there are traces of similarusages in England; but on the whole the doctrine prevailed thatmoveables might be freely disposed of by Will, and, even when theclaims of the widow continued to be respected, the privileges ofthe children were obliterated from jurisprudence. We need nothesitate to a
48、ttribute the change to the influence ofPrimogeniture. As the Feudal law of land practically disinheritedall the children in favour of one, the equal distribution even ofthose sorts of property which might have been equally dividedceased to be viewed as a duty. Testaments were the principalinstrument
49、s employed in producing inequality, and in thiscondition of things originated the shade of difference whichshows itself between the ancient and the modern conception of aWill. But, though the liberty of bequest, enjoyed throughTestaments, was thus an accidental fruit of Feudalism, there isno broader
50、 distinction than that which exists between a system offree Testamentary disposition and a system, like that of theFeudal land-law, under which property descends compulsorily inprescribed lines of devolution. This truth appears to have beenlost sight of by the authors of the French Codes. In the soc
51、ialfabric which they determined to destroy, they saw Primogenitureresting chiefly on Family settlements, but they also perceivedthat Testaments were frequently employed to give the eldest sonprecisely the same preference which was reserved to him under thestrictest of entails. In order, therefore, t
52、o make sure of theirwork, they not only rendered it impossible to prefer the eldestson to the rest in marriage-arrangements, but they almostexpelled Testamentary succession from the law, lest it should beused to defeat their fundamental principle of an equaldistribution of property among children at
53、 the parent's death.The result is that they have established a system of smallperpetual entails, which is infinitely nearer akin to the systemof feudal Europe than would be a perfect liberty of bequest. Theland-law of England, "the Herculaneum of Feudalism," is certainlymuch more close
54、ly allied to the land-law of the Middle Ages thanthat of any Continental country, and Wills with us are frequentlyused to aid or imitate that preference of the eldest son and hisline which is a nearly universal feature in marriage settlementsof real property. But nevertheless feeling and opinion in
55、thiscountry have been profoundly affected by the practice of freeTestamentary disposition; and it appears to me that the state ofsentiment in a great part of French society, on the subject ofthe conservation of property in families, is much liker thatwhich prevailed through Europe two or three centu
56、ries ago thanare the current opinions of Englishmen. The mention of Primogeniture introduces one of the mostdifficult problems of historical jurisprudence. Though I have notpaused to explain my expressions, it may have been noticed that Ihave frequently spoken of a number of "coheirs" as p
57、laced by theRoman Law of Succession on the same footing with a single Heir.In point of fact, we know of no period of Roman jurisprudence atwhich the place of the Heir, or Universal Successor, might nothave been taken by a group of co-heirs. This group succeeded as asingle unit, and the assets were afterwards divided among them ina separate legal proceedi
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