中间业务判断-a（Intermediate business judgment -a）

1、中间业务判断76-a（Intermediate business judgment 76-a）Judgment questionpropositionIn the bookkeeping type bond business, a financial institution may not buy and sell treasury bonds through its outlets. ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the accounting st

2、andards for business operations, intermediate business type, book entry treasury bonds and two levels of custody business. ()Source of answersCheck the book business operation specification, page 218th, clause 2.1.propositionThe investors in the bookkeeping bond business bear the risk of investment.

3、 ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the accounting standards for business operations, intermediate business type, book entry treasury bonds and two levels of custody business.Source of answersCheck the book business operation specification, page 2

4、18th, clause 2.3.propositionAn individual open-end securities investment fund may be represented by another agent when applying for the establishment of client data and opening a fund account. ()The answer option isAnswer option noAnswernoAnswer basisProvisions on breach of the standard of business

5、operation of the accounting business type of open type securities investment fund business. An individual investor who applies for the establishment of client data and opens a fund account shall personally handle it and shall not be represented by another person.Source of answersCheck the book busin

6、ess operation specification, page 226th, clause 2.4.propositionAn individual open end securities investment fund investor may apply for non - trading transfer due to succession or donation. ()The answer option isAnswer option noAnsweryesAnswer basisThe provisions of the standard of business operatio

7、n of the accounting business, the open type securities investment fund business of the intermediate business category.Source of answersCheck the book business operation specification, page 228Th, clause 3.7.propositionIn addition to collecting for renewal payment outside the business YINGBAOTONG cou

8、nter, the customer must I hold valid personal identification documents and other relevant documents to the bank counter, shall not be entrusted to another agency. ()The answer option isAnswer option noAnsweryesAnswer basisIn line with the intermediate business class YINGBAOTONG business class busine

9、ss accounting regulations operating norms.Source of answersCheck the book business operation specification, page 251st, clause 2.5.propositionFor the insurance bank business insurance invoices, insurance, special vouchers (such as card policy) as external evidence, banks can not as important blank v

10、ouchers management. ()The answer option isAnswer option noAnswernoAnswer basisViolation of accounting class business operating norms intermediate business class YINGBAOTONG business rules. For the insurance bank business insurance invoices, insurance, special vouchers (such as card policy) as bank m

11、anagement important blank vouchers.Source of answersCheck the book business operation specification, page 251st, clause 2.7.propositionInsurance bank business is a bank intermediary business can increase the agency fee income. ()The answer option isAnswer option noAnsweryesAnswer basisIn line with t

12、he intermediate business class YINGBAOTONG business class business accounting regulations operating norms.Source of answersCheck the book business operation specification, page 256th, clause 3.13.propositionThe set of customer asset management business of institutional investors should be reserved f

13、or the seal in the open capital account, and in the process of collective asset management business, the relevant certificates, affix the seal, handling personnel checked, to handle. ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the business operation standa

14、rd of accounting business, such as the intermediary business agent, the aggregative customer asset management business.Source of answersCheck the book business operation specification, page 257th, clause 2.2.propositionThe authorized payment business in the process of liquidation, if there are error

15、s, to identify the cause, distinguish responsibility, in accordance with the principle of error, error correction who who, who, who mistakes. ()The answer option isAnswer option noAnsweryesAnswer basisProvisions of the intermediate business section of accounting business operation regulations for th

16、e state treasury business.Source of answersBusiness accounting standard 232nd positionThe bank authorized by the financial payment business shall appoint two parties and strictly implement the replacement review system. ()The answer option isAnswer option noAnsweryesAnswer basisProvisions o

17、f the intermediate business section of accounting business operation regulations for the state treasury business.Source of answersBusiness accounting standard 235th positionTo deal with the cash transfer business, the funds of the hosting company and the time limit, the commodity brokerage

18、company, the hosting company and the investors are all carried out in the form of T+0. ()The answer option isAnswer option noAnsweryesAnswer basisProvisions on the business of the intermediate business section of the accounting standard for business operations.Source of answersBusiness accounting st

19、andard 241st positionThe bank hosting the bank transfer business is responsible for reconciliation with the futures brokerage company after daily closing of the market, and is subject to the Futures Company data. ()The answer option isAnswer option noAnswernoAnswer basisProvisions on the tr

20、ansfer of banking business in the intermediary business in violation of the accounting rules for business operations.Source of answersBusiness accounting standard 242nd pagespropositionOpen YINGBAOTONG business by the bank is initiated, data center of bank and insurance company to check the final da

21、y. ()The answer option isAnswer option noAnsweryesAnswer basisViolation of accounting class business operating norms provisions of the intermediate business part of YINGBAOTONG business.Source of answersBusiness accounting standard 256th positionYINGBAOTONG business applicant can only choos

22、e to pay the premium in cash. ()The answer option isAnswer option noAnswernoAnswer basisViolation of accounting class business operating norms provisions of the intermediate business part of YINGBAOTONG business.Source of answersBusiness accounting standard 252nd positionThe insured bank in

23、surance link business valid ID card to any outlets to fill the policy change application, can apply for modification of policy information. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness class accounting regulations operating norms intermediate business part of YINGBAOTONG busin

24、ess.Source of answersBusiness accounting standard 253rd positionCollection and payment business refers to the bank to accept a client, to handle the specified payment receipt and payment business. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting class business practices

25、 intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 215th, 1.propositionFor the collection and payment business must sign an agreement with the customer. ()The answer option isAnswer option noAnsweryesAnswer b

26、asisAccounting class business practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 215th, 2.propositionHandle the payment business or new passbook account, if the certificate box has insufficient use,

27、need to use the passbook passbook passbook, the dosage should be brought enough use, print the new account passbook from new receive vouchers to. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting class business practices intermediate business class collection of the relevant prov

28、isions of payment business.Source of answersAccounting standard business operation 215th, 2.propositionThe teller for investors for the open-end fund shall be any trading card reader card debit card read information through the magnetic stripe. ()The answer option isAnswer option noAnsweryesAnswer b

29、asisAccounting regulations, business operations standards, intermediary business, open-end fund business regulations.Source of answersAccounting standard business operation 226th, 2.6.propositionOpen fund unit face value is 1 yuan rmb. ()The answer option isAnswer option noAnsweryesAnswer basisAccou

30、nting regulations, business operations standards, intermediary business, open-end fund business regulations.Source of answersAccounting standard business operation 226th, 2.2.propositionThe debit card used for the purchase fund shall be re established with the fund account after the loss is reported

31、. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting regulations, business operations standards, intermediary business, open-end fund business regulations.Source of answersAccounting standard business operation 226th, 2.7.propositionFund trading time is Shanghai, Shenzhen stock ex

32、change trading time, or other time stipulated in the fund contract. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting regulations, business operations standards, intermediary business, open-end fund business regulations.Source of answersAccounting standard business operation 226t

33、h, 2.3.propositionIn the process of collection and payment services, for each contract required number of transactions, depending on the type of business, only need to define the sponsor bank once a contract can increase the variety of attributes. ()The answer option isAnswer option noAnsweryesAnswe

34、r basisAccounting class business practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 215th, 2.propositionIn the process of collecting business contracts, according to agency business agreement from th

35、e customer department, teller select build unit customers contract transaction, establish contract with the entrusted by the company, the 92 generation account, and the establishment of the contract, print paid company archives, and agency service agreement with special clamp custody. ()The answer o

36、ption isAnswer option noAnswernoAnswer basisAccounting class business practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting class business operation specification, page 215th, 3.1.3.propositionIn the process of collection and paym

37、ent business the first payment business, teller according to the data list, select a list of data entry transaction data entry, printing batch transaction data table (table ATR), and the units of the data list check. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting class busines

38、s practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting class business operation specification, page 215th, 3.1.5.propositionIn the process of collection and payment services when a batch of transactions submitted is not successfu

39、l, can re apply for the transaction sequence number. ()The answer option isAnswer option noAnswernoAnswer basisAccounting class business practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 217th, 4.4.

40、propositionWhen dealing with the real-time collection of goods at the counter, it is forbidden to use the 0199 transaction to pay for the agency business, otherwise it will result in unilateral accounts. ()The answer option isAnswer option noAnsweryesAnswer basisAccounting class business practices i

41、ntermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 217th, 4.6.propositionFor the collection and payment business without examination fee matters. ()The answer option isAnswer option noAnswernoAnswer basisAccoun

42、ting class business practices intermediate business class collection of the relevant provisions of payment business.Source of answersAccounting standard business operation 217th, 4.6.propositionWhen dealing with a current account book, the teller must ensure that the number of certificates in the se

43、cond boxes of 62 current and one pass in the empty voucher box meets the new account number. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpropositionFund sales agent for Hong K

44、ong, Macao and Taiwan compatriots. ()The answer option isAnswer option noAnswernoAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpropositionAgricultural Bank of China is the funds agency for sale and accepts the investors trad

45、ing entrustment. All the transactions initiated by the investors in the Commission outlets are subject to the registration confirmation of the registration center. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specification, intermediate business classSource of answer

46、sBusiness operation specificationpropositionIndividual investors to establish (Fund) customer information, may be entrusted to other people for processing. ()The answer option isAnswer option noAnswernoAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness

47、 operation specificationpropositionIndividual investors to open a fund account (open TA households) I personally need to handle. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpr

48、opositionSubscription is investors in the funds duration (open subscription day) to apply for the purchase of fund units. ()The answer option isAnswer option noAnswernoAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpropositio

49、nSubscription is an investors application for the purchase of a fund during the period of raising the fund. ()The answer option isAnswer option noAnswernoAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpropositionInvestors cou

50、nter purchase fund, the day of the account that has the appropriate share of the fund. ()The answer option isAnswer option noAnswernoAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationpropositionThe funds open customer informatio

51、n transaction is based on the information submitted by investors and submitted to the system, through the establishment of customer information, the creation of a customer number, and the establishment of a corresponding relationship with the debit card. ()The answer option isAnswer option noAnswery

52、esAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation specificationproposition(Fund) Chechan only accepts lump sum transaction, not part of the cancellation. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specifi

53、cation, intermediate business classSource of answersBusiness operation specificationpropositionCustomers for the fund business after the purchase, as in the day trading time for cancellation. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specification, intermediate bu

54、siness classSource of answersBusiness operation specificationpropositionFund dividends applicable to all the shares of a fund, not part of the share bonus. ()The answer option isAnswer option noAnsweryesAnswer basisBusiness operation specification, intermediate business classSource of answersBusiness operation spe