《机动车辆类(汽车产品)强制性认证实施规则》(CNCA-02C-023：2005[英文版]

1、机动车辆类（汽车产品）强制性认证实施规则（CNCA-02C-023： 2005 英文版)CNCA-02C-023: 2005Announcement No. 25 2005J By Certification andAccreditation Administration (CNCA) of the P R. Chinand(September 22, 2005)For the purposes of implementing the national standards over motor vehicles with regard to energy saving and environm

2、ental protection, strengthening the management over vehicle fuel consumptions and exhaust emissions, and promoting and regulating the development of hybrid motor vehicles; CNCA has revised the Implementation Rules for Compulsory Cert辻ication (CCC) of Motor Vehicles (CNCA-02C-023: 2002/A2) with new r

3、equirements for certification ofvehicle fuel consumptions and hybrid motor vehicles, and corrections to a few certification items The revised implementation rule is named ImplementationRules for Compulsory Certification (CCC) of Motor Vehicles (CNCA- 02C-023: 2005).Certification agents and related m

4、anufacturers shall report to the designated certification bodies the fuel consumption data of involved vehicle products in 3 months since the date when the Announcement is published, and such data will then be reported to CNCA by the designated certification bodies.Motor vehicles which are and will

5、be applying for the CCC certification will be subject to the test described in the nationals standard GB/T 19233-2003Measurement Methods of Fuel Consumption for Light-Duty Vehicles in the typeapproval procedure since the date when the Announcement is published, and motor vehicles which have obtained

6、 the CCC certificate shall be tested staccording to this nationals standard before July 1 of 2006For the convenience of certification agents, the CCC certificates issued under the CNCA-020023: 2002/A2 will remain effective after the CNCA-02C-023: 2005is implementedThe new CCC Implementation Rule CNC

7、A-020023: 2005 comes into effect onthe date when it is publishedCNCA-02C-023: 2005No: CNCA-02C-023: 2005Replacing CNCA-02C-023: 2002/A2Implementation Rules for CompulsoryCertification of Motor Vehicles(Motor Vehicle Products)ndndAnnounced on Sept 22, 2005 Implemented on Sept 22, 2005Certification an

8、d Accreditation Administration of the People sRepublic of ChinaCNCA-02C-023: 2005Content1Scope 4 2.Definitions 3 3. CertificationModel 3 4 General Requirements forCertification 5 4 1 Application forCertification 542 TypeTest 64. 3 Initial FactoryInspection 644 Evaluation of Certification Results and

9、Approval of Certification 7 4 5 Follow-upInspection 8 5.Certificates 951The Validity of the Certificates 9 52 Modification of theCertificates 95.3The Suspension, Cancel and Withdrawal of theCertificates 96. Use of the CertificationMarks 9 6. 1 The Design of the Mark Allowed to beUsed 96. 2 Use of th

10、eMarks 10 7.Charges 10 Appendix1 11 Documents required by automotive products compulsory certification 11 Appendix2 14 List of theSamples 14Appendix3 17 Test Items and RelatedStandards17 Appendix4 31Compulsory Product Certification Requirements for Automotive products 333CNCA-02C-023: 20051 ScopeThi

11、s implementation rule applies to motor vehicles of Categories M, N and trailers of Category 0 operating on roads in China (which will apply for civil registrations) Chassis of Category III (the chassis of truck without cab and dash panel) and transportation vehicles for agriculture use are not inclu

12、dedNote:Vehicles of Category M: Power-driven vehicles having at least four wheels and used for the carriage of passengersCategory Ml: Vehicles used for the carriage of passengers and comprising not more than 9 seats including the driver* s seatCategory M2: Vehicles used for the carriage of passenger

13、s, comprising more than 9 seats including the driver* s seat, and having maximum designed total mass not exceeding 5,000 kg.Category M3: Vehicles used for the carriage of passengers, comprising not more than 9 seats including the driver* s seat, and having maximum designed total mass exceeding 5, 00

14、0 kg.Vehicles of Category N: Power-driven vehicles having at least four wheels and used for the carriage of goods.Category N1: Vehicles used for the carriage of goods and having a maximum designed total mass not exceeding 3, 500 kg.Category N2: Vehicles used for the carriage of goods and having a ma

15、ximum designed total mass exceeding 3, 500 kg but not exceeding 12,000kg Category N3: Vehicles used for the carriage of goods and having a maximum designed total mass exceeding 12,000 kg.Vehicles of Category 0: Trailers (including semi-trailer)Category 01: Trailers with a maximum designed total mass

16、 not exceeding 750 kg. Category 02: Trailers with a maximum designed total mass exceeding 750 kg, but not exceeding 3,500 kgCategory 03: Trailers with a maximum designed total mass exceeding 3, 500 kg, but not exceeding 10, 000 kgCategory 04: Trailers with a maximum designed total mass exceeding 10,

17、 000 kg. Refer to the GB/T 15089-2001 for details of motor vehicle classifications4CNCA-02C-023: 20052. DefinitionsThe definitions of vehicles are described in GB/T 3730. 1-2001 Motor vehicles andtrailers- Types- Terms and definition;The definitions of special-purpose vehicles are regulated in GB./T

18、 17350-1998Definitions and codes of special purpose vehicles and trailers;Classification of vehicles types is specified in GB/T 15089-2001Classification ofpower-driven vehicles and trailers3. Certification ModelType Test + Initial Factory Inspection + Follow-up Inspection4. General Requirements for

19、Certification4 1 Application for Certification4 1 1 Unit Classification4 1 1 1 Vehicles produced by different manufacturers shall not be classified in thesame unit4 1 1 2 Different categories of vehicles shall not be classified in the same unit 4 1 1 3 Vehicles in different series shall not be class

20、ified in the same unit 4 1 1 4 Vehicles with different position of engine (front, rear or center) shall not beclassified in the same unit4 1 1 5 Different number and arrangement of axles, type of bodywork (cab), type ofthe engine should be considered4 1 1 6 Special purpose vehicles with different ma

21、in structures and assemblies intheir special purpose devices shall not be classified in the same unit(Forexample, the structures and section numbers of the arms of crane trucksare different, changes have taken place in at least three mechanisms among the lifting, margin-converting, rotating, lengthe

22、ning / shortening, andsupporting mechanisms, and the construction of tanks in tankers are different)4 1 2 Application DocumentsApplication documents are described in Appendix 1.5CNCA-02C-023: 20054 2 Type Test4 2 1 The Principle of Supplying Samples for the Type TestThe sample supplied for type test

23、 shall be the representative sample that shall be selected from the application unit The components or system of the new product are exempted to be supplied if the components or system are same with the certificated product and the structure, test criteria and test items of them haven t been changed

24、4 2 2 Supplying the Samples4 .2 2 1 The samples for type test are sent by the applicant4 .2 2 2 The list of the samples are shown in Appendix 24 .2 2 3 In special cases, according to the applicantsrequirement, and after beingapproved by the certification body, the test could be carried out in thefac

25、tory4 2 2 4 Disposal of samples of type test and relevant documentsProper disposal shall be carried out for the certificated samples or relevant documents after type test4 2 3 Test Items and Standards items of components or systems, which have passed the CCC certification or state recognized volunta

26、ry certification, haven1 t changed, the components and system can be exempted fromManufacturers shall regulations related to protection. Applicants and component for typefully comply with the national standards and safety of automotive products and environmental shall supply the qualified test sampl

27、e vehicletest The result of typethe true situation of preformed test item Test standards refer to Appendix 34 2 4 In the case that the structure, testtest can only reflectitems and relatedcriterions and testtests.4. 3 Initial Factory Inspection4 3 1 Contents of the Inspection4 3 1 1 Inspection for F

28、actory Quality Assurance AbilityThe Requirements of Factory Quality Assurance Ability refers toAppendix 4. 4 3 1 2 Check of Product Consistency1) The nameplate of the product2) The product construction and parameter3) Sampling and testing of the product (the routine check items of the product)6CNCA-

29、02C-023: 20054 3 1 3 Inspection for the factory quality assurance ability shall cover all process sites, and check of the product consistency shall cover the applied products 4.3.2 Time Frame for Initial Factory InspectionNormally, the initial factory inspection should be implemented after the sampl

30、e has passed the type test The initial factory inspection and the type testing also could be implemented at the same time, if necessaryThe time for the factory inspection shall be determined by the amount of application units for certification and the scale of the factory will be considered It will

31、take about 6-8 man-day for each factor y.4. 4 Evaluation of Certification Result and Approval of Certification The type test result shall be evaluated by the test body, the initial factory inspection result shall be evaluated by the factory inspection group, and the certification shall be approved b

32、y the certification body.4 4 1 Evaluation of Type Test ResultWhen the test result of each test item meets the requirements, the type test result is satisfactory. If some test item fails, but could be easily remedied, the new sample(s) could be supplied and tested again. If any of the re-test items f

33、ails, the type test result is unsatisfactory.4 4 2 Evaluation of Initial Factory Inspection4 4 2 1 If there is no nonconformity found during the whole inspection, the inspection result is satisfactory.4 4 2 2 If there is slight nonconformity found, which does not affect that the applied product conf

34、orms to the safety and environmental protection standards, the factory shall take corrective action within a specified time, and after the inspection group confirms the action effective, the inspection result is satisfactory.4 4 2 3 If there is serious nonconformity found, or the factory could not e

35、nsure the product to comply with the requirements, the inspection halts, and the applicant can apply again after the corrective action has been taken.4 .4 3 Approval of the CertificationThe certification body shall evaluate the results of type test and factory inspection. While both of the results a

36、re satisfactory, the certification body shall approve and issue the certificate (one for each application unit) The use of the certificate shall comply with Regulations for Compulsory Product Certification.4 4 .4 Time Frame for CertificationThe time frame for certification means the working days fro

37、m the acceptance of the complete application till the issuance of the certificates, which includes the time for7CNCA-02C-023: 2005type test, submission of the factory inspection report, evaluation of the certification result, approval of certificate and the time for making the certificate The time f

38、rame for the type test normally takes 40 workdaysThe time frame for submitting the factory inspection report normally takes 5 workdays The time frame for evaluating the certification result, approving and issuing the certificate shall not exceed 5 working days4. 5 Follow-up Inspection4 5 1 Frequency

39、 of the Follow-up Inspection4 5 1 1 Follow- up inspection shall be implemented at least for one time every year within the term of validity of the certificates normally counting after getting the certificates for 12 months4 5 1 2 Frequency of surveillance should be increased in the following case: 1

40、) The quality of the certified product has serious safety or environmental protection problems, or has been complained by the clients, which could be verified that the holder of the certificate is responsible for it.2) The certification body queries sufficiently the conformity of the certified produ

41、ct to the standard requirements.3) There is sufficient information that conformity or consistency of the certified product would be affected by the changes of the organization system, production conditions and the quality system of the factories/ manufacturers4 5 2 Contents of the Inspection4 .5 2 1

42、 Inspection of the Quality Assurance Ability of the Factory Within the following 4 years after the certificate has been granted, the inspection of factory quality assurance ability shall be carried out according to Appendix 4. The time frame for the inspection should take 2-4 man-day for each factor

43、y.From the 5th year after the certificate has been granted, the inspection of factory quality assurance ability shall be carried out according to the Appendix 4, the contents and the time frame are same with those of the initial factory inspection. 4 5 2 2 Check of Consistency of the ProductsThe on-

44、site check of consistency of the products shall be carriedout according to 43 12 after the certificate has been granted Normally, the safety and environmental protection test items of on-site check are the test items of braking, lighting adjustment and emission for products routine check Relevant ty

45、pe test items should be carried out if any case listed in 43 12 happened If the factory could not meet the requirement of test, samples shall be sealed up and sent to the authorized test body for testing4 3 .3 Evaluation of Follow- up Inspection ResultsCNCA-02C-023: 2005The certification qualificati

46、on and certification marks can be retained continuously for the satisfactory results of the follow-up inspection. If there is any nonconformity found, the corrective actions shall be finished within three months Otherwise the certificate may be withdrawn and the use of the certification marks shall

47、be stopped The notification of such withdrawal will be made public5 Certificates5 1 Validity of the CertificatesThe validity of the certificates shall depend on the maintenance of follow-up inspection by the certification body at regular time intervals.5 2 Modification of the CertificatesIf the hold

48、er of the certificate requires modifying the scope of the certificate, which covers the same series of products, the holder shall at first make application for the modification. The certification body shall check the conformity of the modified product to the certified product, and confirm the validi

49、ty of the original certified results, and carry out the supplement testing or inspection based on the differences If the results are satisfactory, the certification body shall issue or renew the certificate5 .3 Suspension, Cancel and Withdrawal of the CertificatesThe suspension, cancel and withdrawa

50、l of the certificates shall follow the Regulationsfor Compulsory Product Certification.If the vehicle has serious design fault or hidden danger and it has been verified that the manufacture is responsible for the fault or danger, the certification body shall suspend or withdraw the certificate accor

51、ding to the actual situation.6 Use of the Certification MarksThe certificate holder shall follow the Regulations for Compulsory Product CertificationMark.6 1 Design of the Mark Allowed to Be Used9CNCA-02C-023: 20056. 2 Use of the MarksThe certification mark shall be applied on the right-up corner of

52、 the windscreen of the certified motor vehicles (forward-traveling direction), and the certification mark of 60mm should be usedFor special purpose vehicles, besides the certification mark which is applied on the right-up corner of the windscreen, the certification marks should also be painted or st

53、amped on the apparent position of special devices7 ChargesThe certification shall be charged by the certification body according to the related national statutory regulations10CNCA-02C-023: 2005Appendix 1Documents required by the Compulsory Product Certification of Automotive Products1. Product cons

54、truction and technical parameter instruction 1 1 General construction characteristics of the vehicle 1.1.1 Photographs and overall drawings of the vehicle 1 1 2 Category of the vehicle1 1. 3 Type of bodywork (cab)1 1 4 Number and arrangement of axles, driving type 1 1 3 Tire size1 1 6 Type and arran

55、gement of the engine1 2 Masses and dimensions1 2 1 Length, width, height, wheel- base (s) (in the case of semitrailers: distancebetween the axis of the fifth wheel king pin and the foremost axle), track ofaxles, front overhang, rear overhang1 2 2 Mass of the unladen, laden vehicle and distribution o

56、f the mass among theaxles (numbers of the occupants for buses)1 3 Engine1 3 1 Overall drawing1 3 2 Manufacturer1.3.3 Model1 3 4 Type (positive ignition/ compression ignition) and type ofcircle 1.3.5 Number, bore, stroke, travel, and capacity of cylinders 1 3 6 Rated power and speed1 3 7 Maximum torq

57、ue and speed1 3 8 Fuel1 3 9 Position of the fuel tank(s) in the vehicle 1 3 10Position ofthe reserve fuel tank(s) in the vehicle 1 .3 11 Fuel feedsystem1312Ignition system1313Electrical system1314Cooling system11CNCA-02C-023: 20051 3 15 Anti-pollution devices (type and manufacturer of the oxygen sensor, controlunit