尽职专项调查资料中英文对照版

.DueDiligencelists尽职调查资料清单BasicinformationcompanyandHistory一、企业基础资料及历史沿革Thelatestbusinesslicense,organizationcodecertificate;最新营业执照、组织机构代码证1.2ArticlesofAssociationcurrently;现行有效企业章程1.3Detailedwrittendescriptionofthefollowingmainprofiles:下列关键概况具体书面说明:1.3.1History历史沿革1.3.2Companyontheindustryandprofileinformationofthecompanyindustrystatus.Businessscopeandthemodeofoperation,themarketshareofthecompanyareincluded.企业所处行业及企业行业地位介绍资料；包含经营范围、经营方法、市场占有情况等；1.4Thelatestshareholdingstructure,organizationchart(alldepartmentsandaffiliatedcompaniesarecontained).最新股权架构、组织结构图(含全部职能部门、下属企业)1.5CompaniesengagedinbusinessactivitiesCertificates(orfranchisecertificate).企业所从事业务活动资质证书(或特许经营证书)1.6Relatedcapitalincreaseagreement,equitytransferagreementandrelateddocuments;employeestockownershipplan,laborunion,trust,principalholdingsandrelatedagreements(Dependingontheactualsituation);相关增资扩股协议、股权转让协议及相关文件；内部职员持股、工会、信托、委托持股情况及相关协议（如有）;1.7Allprevioustheverificationreportofincreaseregisteredcapitalsincethecompanyestablishment,allpreviousevaluationreportofthecompany(Dependingontheactualsituation).企业设置以来历次增(减)注册资本验资汇报(工商局登记复印资料)，企业历次评定汇报（如有）；1.8Afullsetofindustryandcommercetheendoffiledata(includingsubsidiaries,sincetheestablishmentofthebeginning).全套工商局登记底档资料(含子企业，自设置始)CorporategovernanceandinternalControl企业治理及内部控制2.1Directors,supervisors,seniorexecutivesandresumelist;董事、监事、高管人员名单及简历；2.2Thewrittenexplanationofthemodifyofarticlesofassociationallprevious.章程历次修改情况书面说明；2.3Alloftheshareholderresolutionsincethecompanysetup,theresolutionsofboardofdirectorsandtheboardofsupervisors.企业设置以来历次股东会决议、董事会、监事会会议决议2.4Afullsetofeffectiveinternalcontrolsystemcurrently.全套企业现行有效内部控制制度。BusinessInformation企业业务资料3.1Sales销售情况3.1.1Twoyearsonetimesalesrevenueofthecompany(twoyearsonetimeequaltoJanuary1toApril,hereinafterthesame).企业近两年一期(两年一期指1月1日-4月，以下相同)销售收入情况；3.1.2Subregionalsalessituationtwoyearsonetime.近两年一期分区域销售情况;3.1.3Majorcustomersalessituationtwoyearsonetime,andbesuretoprovideimportantclientandthebasicinformationofthesupplier,Itshouldincludecontactperson,telephone,fax,zipcode,addressandotherinformation;(ifapplicable)近两年一期关键用户销售情况，并烦请提供关键用户及供给商基础信息，需包含联络人、联络电话、传真、邮编、地址等信息；(如适用)3.1.4Providethemodeofthesales,thechannelofdistributionandtheadvantageareaofsalescurrently;提供企业现在销售模式、销售渠道和销售优势区域；3.1.5Providethecompanysales,thedevelopmenttrendofthesalesrevenueandthetrendoftheprediction.提供企业销售量、销售收入发展态势和改变趋势估计；3.1.6Thesalescontractoftheimportantclient(accountingfor80%oftotalrevenue)twoyearsonetime.(ifapplicable)近两年一期关键用户(占比总收入80%)销售协议(如适用)；3.2Humanresource人力资源3.2.1Companyroster企业花名册3.2.2Paymentofsocialsecuritycompanypersonnelintwoyears(thepaymentoffiveinsurancepaymentsandtheactuallypaymentsituation);近两年一期企业人员社保缴纳情况说明(五险一金缴纳政策及实际缴纳情况)3.2.3Remunerationpoliciesandsystemofthecompanyintwoyears.近两一期年企业薪酬政策或制度；3.2.4Thecompanyshortandlongtermcompensationsystemofthecompany,terminationbenefits,thearrangementoftheequityincentive.企业长短期薪酬、解聘福利、股权激励事项安排。3.2.5Detailedlistofstaffsalariesfortwoyears.近两年职员薪资明细单3.3Researchanddevelopmentsituation(Itdependsontheactual)研发情况(如有)3.3.1Listofdevelopedofitems;研发项目清单；3.3.2Researchanddevelopmentcapitalizedcase.研发资本化情况CompanyPropertyInformation企业财产资料4.1Estate房产4.1.1Thecompany'slistofbuildingsassets;企业房屋建筑物资产清4.1.2Realestatelicense房产证4.1.3Landuserightcertificateofconstructioninprogress,planningpermit,constructionPermitandconstructioncontract.在建工程土地使用权证、计划许可证、施工许可证及施工协议；4.1.4Theexplanationofmortgageoffixedassets,andprovidethecertificateoftitleofthemortgageassets,maindebtcontracts(suchasloancontractandthemaximummortgageofloancontract),thecreditorowncertificateofencumbrance.固定资产抵押情况说明，并提供抵押资产产权证书、主债务协议(如借款协议及最高额抵押借款合相同)、债权人拥有她项权利证书。4.2Landuserights,trademark,patent,franchiseetc.(intangibleassets)土地使用权、商标、专利、特许经营权等无形资产4.2.1Intangibleassetslist;无形资产清单；4.2.2Landuserightscertificate,landcontract,landleasecontract,theexplanationoflandmortgage,andprovidethecertificateoftitleofthemortgageassets,maindebtcontracts(suchasloancontractandthemaximummortgageofloancontract),thecreditorowncertificateofencumbrance;土地使用权证书、土地出让协议、土地租赁协议、土地抵押情况说明，并提供抵押资产产权证书、主债务协议(如借款协议及最高额抵押借款合相同)、债权人拥有她项权利证书；4.2.3Trademarkregistration(ifthetrademarkisthechangemade,providetheStateTrademarkOfficeapprovedthechangeofregistrantapproval);商标注册证(若系变更取得，提供国家商标局核准变更注册人批文)；4.2.4Patentedtechnologyandnon-technicallistsandcertificate.专利技术及非专利技术明细表及证书。4.3Mainequipment关键设备4.3.1Mainequipmentlist关键设备清单；4.3.2Whentheequipmentwasimported,toprovidetheequipmentofagentcontract,thevoucheroftariffpayments.如系进口设备，提供设备代理协议、关税交款凭证；4.3.3Acopyofmotorvehicledrivinglicense;机动车辆行驶证复印件；4.4Leaseassetslist;Approval,contractoflease,permanentassets‘slease.租赁资产清单；固定资产租赁、出租协议/协议、批文。5CompanyFinancialInformation企业财务资料5.1Financialstatementsandauditreportbiennially(Itdependsontheactual);近两年一期(.1.1-.4.30)财务报表及审计汇报（如有）；5.2Financialaccountdatahasbeenextractedbyauthorizedpublicaccountant.授权会计师提取财务账套数据；5.3Thestatementsofallbankaccountbiennially(transactionflowareincluded);Thisperiodallnewaccountantofbank,cancelationdata,certificatesofdepositoraccountcertificate(Dependingontheactualsituation);Thisperiodopenletterofcredit,openfileoragreementofbankacceptances;Thestatementoragreementoffinancialproductsandothersimilarproducts.(Dependingontheactualsituation);Listinghasopenedabankaccountsettlementcouldbeinquirybybasichousehold.近两年一期全部银行账户对账单(含交易流水)；本期全部银行新开户、销户资料；定时存单或开户证实书(如有)；本期开立信用证、银行承兑汇票等开立文件或协议；银行理财产品等类似产品协议及对账单(如有)；基础户查询《已开立银行结算账户清单》；5.4Preparationofauditofbillreceivablebiennially.(Dependingontheactualsituation);近两年一期应收票据备查账(如有)；5.5Baddebtprovisioncalculationprocessbiennially;Reclassificationdealingsdetailsbiennially;近两年一期坏账准备计算过程；往来重分类明细；5.6Endinventorylistoffixedassetsandinventoryreport.近两年一期固定资产年底盘点表及盘点汇报；5.7Newcontractoflong-termdeferredfortwoyearsbiennially,invoicesetc;Providinglong-termdeferredperiodapportionmenttable;近两年一期长久待摊两年新增协议、发票等资料；提供长久待摊本期分摊计算表；5.8Toprovideallloancontract,guaranteecontract,mortgagecontractbiennially;近两年一期全部借款协议，担保协议、抵押合相同；5.9Bankacceptancesacceptanceprotocolbiennially;近两年一期银行承兑汇票承兑协议；5.10Creditreportsbiennially;近两年一期人民银行贷款卡信息(信用汇报)；5.1.1Withsuppliers,customersattheendofthebill,orsimilarinformationbiennially;(Dependingontheactualsituation);近两年一期和供给商、用户年底对账单或类似资料(如有)；5.1.2Relatedcontractsofsalesexpense,managementcosts,largecost(largecostmeansprofitbeforetaxexceed5%)mustbeprovided;销售费用、管理费用中，大额费用(大额指税前利润5%以上)请提供相关协议；5.1.3Thegovernmentsubsidiesallthefilebiennially.近两年一期全部政府补助文件。CompanyTaxInformation企业税务资料Companytaxregistrationcertificate(nationaltaxandlandtaxareincluded);企业税务登记证(国税、地税)；6.2ThecompanywhetherhasbeencheckedorpunishedbyTaxDepartment,ifitishappened,toprovideexaminedresult,punishmentdocumentsnearlythreeyears.近3年是否受过税务部门检验、处罚，如有请提供检验结果、处罚文件；6.3Companytaxes,taxrateandthebasicofpreferentialpolicies(statute,policyorapproval);企业税种、税率和优惠政策依据(法规、政策或批文)；6.4Taxreturnsandincometaxinformationbiennially;近两年一期纳税申报表和所得税汇算清缴资料；6.5Certificateofhigh-techbusiness;(Dependingontheactualsituation)高新技术企业证书(如有)AffiliatesInformation关联企业资料Affiliates(GAAPcaliber)lists(affiliatesname,thecurrentregisteredcapital,relationship,relatedpartytransactionsetc),theactualcontrollerofexternalinvestments,director,executivesofexternalinvestment;关联企业(会计准则口径)资料清单(关联企业名称、现在注册资本、关联关系、关联交易等)，实际控制人对外投资情况；董事、高管对外投资企业情况；Auditreportandfinancialstatementbiennially;近两年一期审计汇报或财务报表；Thelatestacopyofbusinesslicense;最新营业执照复印件；Thelatestarticlesofassociation;最新企业章程；Allrelatedpartyofbusinessregistrationinformation(beprintedbyTradeandIndustryBureau,allindustrialandcommercialregistrationofchangeslists);全部关联方企业注册登记资料(到工商局打印，即全部工商变更登记汇总表)。CompanyLitigation,Arbitration,AdministrativepenaltiesInformation企业诉讼、仲裁、行政处罚资料ThecompanywhetherthereisPendingorforeseeablemajorlitigation,arbitrationandadministrativepenaltycases.Ifthereis,toproviderelevantinformation,suchasdoesnotexist,awrittenexplanation;企业是否存在还未了结或可预见重大诉讼、仲裁及行政处罚案件。如存在，提供相关资料，如不存在，请书面说明；Chairmanoftheboard,generalmanager,deputyg