歌尔供应商产品有害物质审核表Ver10.00 +自评回复范本OK

"审核项目

Audititems",,,"评价细节

Evaluationdetails","配分

Score","供方

自评

Supplierself-assessment","供方

自评证据

Evidenceofself-assessmentbythesupplier","歌尔

评分

GoertekScore","审核记录(证据)

AuditRecord(Evidence)"

体系要求,,,"1-1.是否建立了有害物质管理体系并通过IECQQC080000认证？制定有害物质管理方针和目标？

WhetherhazardoussubstancemanagementsystemhasbeenestablishedandpassedtheIECQQC080000certification?Whetherhazardoussubstancemanagementpoliciesandobjectiveshavebeenformulated?",5,3,有按照QC080000建立管理体系，目标量化，并定期评审,0,

,,,"5分：通过第三方认证且方针适宜，目标可量化，并定期评审目标达成情况。

Throughthird-partycertificationandhasappropriatepolicies,goalscanbequantified,andtheachievementofgoalsisregularlyreviewed",,,,,

,,,"3分：建立完善的体系文件但未通过第三方认证，方针适宜，目标可量化，并定期评审目标达成情况。

Establishasoundsystemdocumentbuthavenotpassedthethird-partycertification,thepolicyisappropriate,thegoalcanbequantified,andtheachievementofthegoalisregularlyreviewed.",,,,,

,,,"2分：建立部分体系文件，方针不明确，目标不可量化，未定期评审目标达成情况。

Thesystemdocumentsarenotcomprehensive,thepolicyisnotclear,thegoalisnotquantifiable,andtheachievementofthegoalhasnotbeenreviewedregularly",,,,,

,,,"1分：部分文件中有有害物质管理内容，无方针目标。

Partoffileshavehazardoussubstancecontent,nopolicyobjectives",,,,,

,,,"0分：无体系文件、方针、目标

Nosystemdocuments,policies,goals",,,,,

,,,"相关证据：QC080000证书、有害物质管理的成文信息，目标及定期确认的记录。

Relevantevidence:QC080000Certificate,DocumentedInformationofHazardousSubstanceManagement,ObjectivesandPeriodicConfirmationRecord",,,,,

,,,"1-2.是否选定有害物质管理负责人，且负责人和相关部门职责、权限和作用明确规定？

Whetherthepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargeandrelevantdepartmentsaredefinedclearly?",4,4,HH-HSF-01有害物质管理手册中选定负责人，部分职责明确,0,

,,,"4分：选定负责人，且职责、权限和作用明确。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearedefinedclearly",,,,,

,,,"2分：选定负责人，但相关部门职责不明确。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearedefinedclearly",,,,,

,,,"1分：选定负责人，但其职责、权限和作用不明确。

Thepersoninchargeofhazardoussubstancemanagementhasbeenappointed,andtheresponsibilities,authoritiesandrolesofthepersoninchargearenotdefinedclearly",,,,,

,,,"0分：没有选定负责人。

Thepersoninchargeofhazardoussubstancemanagementhasn'tbeenappointed",,,,,

,,,"相关证据：组织架构、人员任命书、岗位说明书。

Relevantevidence:Organizationalstructure,personnelappointmentletter,jobdescription",,,,,

,,,"★1-3.是否具备有害物质管理的人员？人员是否具备有害物质管理所需要的知识和技能？

Doyouhavepersonnelforhazardoussubstancemanagement?Doesthepersonhavetheknowledgeandskillsrequiredforhazardoussubstancemanagement",5,5,具备人员，品质部门设置环保专员，经过培训后上岗,0,

,,,"5分：具备人员，且经过专门培训后上岗。

Havepersonnel,andgotoworkaftertraining",,,,,

,,,"2分：具备人员，但未经过专门的培训。

Therearepersonnelwithouttraining.",,,,,

,,,"0分：无相关或专职有害物质管理的人员。

Norelatedpersonnelofhazardoussubstancemanagementpersonnel.",,,,,

,,,"★为必须项，该项得分不得低于2分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan2points,thisauditisrejected.",,,,,

,,,"相关证据：有害物质管理人员职责说明书，人员上岗培训资料和记录。

Relevantevidence:Personnelresponsibilitystatementofhazardoussubstancemanagement,personneltraininginformationandrecords",,,,,

,,,"1-4.产品实现过程中，从产品开发到出货，是否建立不同环保状态（如：有卤/无卤品、有害物质的/不含有害物质的等）的区分和管理机制？

Intheprocessofproductrealization,fromproductdevelopmenttoshipment,whetherdifferentenvironmentalstatus(suchashalogenated/halogen-free,hazardoussubstances/non-hazardoussubstances,etc.)distinctionandmanagementmechanismsareestablished",3,3,HH-HSPM-15环保标识和追溯程序,0,

,,,"3分：研发、工程、采购、品质、制程、仓库等各环节均明确区分。

R&D,engineering,procurement,quality,process,warehouseetcsaredistinguishedclearly.",,,,,

,,,"2分：以上任一环节无规定或无执行。

Thereisnoregulationorimplementationofanyoftheabovelinks.",,,,,

,,,"1分：以上两个及以上环节无规定或无执行。

Theabovetwoandabovelinkshavenoregulationsornoimplementation.",,,,,

"小

计",配分,评分,"0分：无有效区分和管理机制。

Thereisnodistinguishedeffectivelyandnomanagementmechanism.",,,,,

,17,0,"相关证据：规格书、图纸、采购单、检验基准、产线标识、仓库区域划分等。

Relevantevidence:specifications,drawings,purchaseorders,inspectionstandards,productionlineidentification,warehouseareadivision,etc.",,,,,

有害物质标准,,,"★2-1.是否建立有害物质管理标准且符合法律法规和客户要求（(若J01项目时，是否符合“禁止使用SS-00259

规定的Ⅰ级环境管理物质”和“符合指定原材料的相关要求（即再生树脂和外被线材需从绿色伙伴认证

供应商处购买）？

Whethertheestablishmentofhazardoussubstancemanagementstandardsandcompliancewithlawsandregulationsandcustomerrequirements(ifJ01project,whetheritmeets""NoUseofProhibitedSubstancedefinedinSS-00259Allowed""and""OnlypurchaseDesignatedRawMaterialsfromGreenPartners"")",5,5,HH-QEP-38有害物质管理程序,0,

,,,"5分：建立标准，包括RoHS、卤素、REACH、POPs和客户等的要求，且满足歌尔要求。

EstablishstandardsincludingRoHS,halogen,REACH,POPs,andcustomerrequirements,andmeetGTKrequirements.",,,,,

,,,"4分：建立标准，包括RoHS、卤素、REACH、POPs和客户等的要求，但不满足歌尔要求。

EstablishstandardsincludingRoHS,halogen,REACH,POPs,andcustomerrequirements,butdon'tmeetGTKrequirements.",,,,,

,,,"3分：建立标准，包括RoHS、REACH、无卤主要法规或标准,不满足歌尔要求。Establishstandards,includingRoHS,REACH,halogen-freemainregulationsorstandards,don'tmeetGoerrequirements.",,,,,

,,,"2分：建立标准，但内容覆盖不了主要法律法规。Establishstandards,butthecontentcannotcoverthemainlawsandregulations.",,,,,

,,,"1分：无标准，但个别文件或记录中有部分相关要求。

Thereisnostandard,buttherearesomerelevantrequirementsinindividualfilesorrecords.",,,,,

,,,0分：无标准。Nostandard.,,,,,

,,,"★为必须项，该项得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,,,"相关证据：有害物质标准、法律法规及客户标准收集、评审记录。

Relevantevidence:collectionandreviewrecordsofhazardoussubstancestandards,lawsandregulations,andcustomerstandards.",,,,,

,,,"2-2.有害物质管理标准是否传递相关方（组织内部，如研发、采购、制造、品质等）学习？

Whetherthehazardoussubstancemanagementstandardsarepassedontorelevantparties(withintheorganization,suchasR&D,procurement,manufacturing,quality,etc.)forlearning?",3,3,"HH-HSPM-19供应商管理程序

HH-HSPM-04HSF产品采购控制管理程序",0,

,,,"3分：保留传递和学习记录。

Keepdeliveryandlearningrecords.",,,,,

,,,"2分：传递人员不全面，但有部分人员学习记录。

Thepersonneltransferredarenotcomprehensive,buttherearesomepersonnellearningrecords.",,,,,

,,,"1分：传递人员不全面，且无学习记录。

Thepersonneltransferredarenotcomprehensive,butnopersonnellearningrecords.",,,,,

,,,"0分：未传递且无学习记录。

Nobetransferredandnolearningrecord.",,,,,

,,,"相关证据：传递和学习记录。

Relatedevidence:transferandlearningrecords.",,,,,

,,,"2-3.有害物质管理标准是否传递给供应商并保留符合性确认记录？

Whetherthehazardoussubstancemanagementstandardsaretransferredtosuppliersandkeeprecordsofcomplianceconfirmation",3,3,"HH-HSPM-19供应商管理程序

HH-HSPM-04HSF产品采购控制管理程序",0,

,,,"3分：传递且保留其符合性确认的记录。

Transferandkeeprecordsofcomplianceconfirmation.",,,,,

,,,"2分：传递且保留其符合性确认的记录，个别记录有缺失。

Transferandkeeprecordsofcomplianceconfirmation,butsomerecordsaremissing.",,,,,

,,,"1分：传递但无符合性确认记录。

Transferandnorecordsofcomplianceconfirmation.",,,,,

,,,0分：未传递。Notbetransferred,,,,,

,,,"相关证据：传递记录、供应商符合性确认记录。

Relevantevidence:transferrecords,suppliercomplianceconfirmationrecords.",,,,,

,,,"★2-4.部件或原材料购入时，是否要求供方提供环保符合声明、有害物质测试报告、MSDS或材料成分表等?

Whenpartsorrawmaterialsarepurchased,whetherthesupplierisrequiredtoprovidedeclarationofenvironmentalcompliance(DoEC),hazardoussubstancetestreport,MSDSormaterialcompositiontable,etc.?",5,5,"HH-HSPM-19供应商管理程序

HH-HSPM-04HSF产品采购控制管理程序

EG-WI-037有害物质管理（新产品导入）程序",0,

,,,"5分：提供，并审核确认且台账管理，保存期限符合要求。

Provide,reviewandconfirmdataandcarryoutaccountmanagement,andtheretentionperiodmeetstherequirements",,,,,

,,,"3分：要求提供，符合保存期限要求，但相关台账管理不完善。

Requiredtoprovide,meetstheretentionperiodrequirements,buttherelatedaccountmanagementisincomplete.",,,,,

,,,"1分：要求提供，保存期限未达保存期限要求，相关台账管理不完善。

Requiredtoprovide,theretentionperiodhasnotreachedtheretentionperiodrequirement,andtherelatedaccountmanagementisincomplete.",,,,,

,,,"0分：不要求提供。

Notrequired",,,,,

小计,配分,评分,"★为必须项，该项得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,16,0,"相关证据：环保符合声明、有害物质测试报告、MSDS，有害物质资料台账、有害物质符合性相关文档保存期限为终端产品

上市后10年的保存期限规定要求。

Relevantevidence:declarationofenvironmentalcompliance(DoEC),hazardoussubstancetestreport,MSDS,hazardoussubstancedatarecordlist.Andhaverequirementsabouthazardoussubstancecompliancerelateddocumentsarestored10yearsaftertheendproductislaunched",,,,,

内审管理,,,"3-1.是否定期实施有害物质管理体系审核？

Whethertheauditofhazardoussubstancemanagementsystemisimplementedregularly.",5,5,一年一次内部审核，保留内部审核记录,0,

,,,"5分：有规定并定期实施。

Haveregulationsandbeimplementedregularly.",,,,,

,,,"3分：有规定但实施不完善。

Haveregulations,butbeimplementedincompletely",,,,,

,,,"1分：有规定未实施/无规定有实施。

Haveregulationsbutnotbeimplemented/Noregulationsbuthavebeenimplemented.",,,,,

"小

计",配分,评分,"0分：无规定无实施。

Noregulationsnotimplemented",,,,,

,5,0,"相关证据：审核管理规定、审核方案、审核计划、审核检查表、改善纠正措施、审核结果报告书。

Relevantevidence:auditmanagementregulations,auditplan,auditchecklist,improvementandcorrectivemeasures,auditresultreport.",,,,,

培训管理,,,"4-1.是否制定了有害物质相关的培训规定及计划？

Whetherthetrainingregulationsandplansforhazardoussubstanceshavebeenformulated?",2,2,公司年度培训计划,0,

,,,"2分：有规定，并树立培训计划。

Haveregulationsandtrainingplanisestablished.",,,,,

,,,"1分：有规定，但无培训计划。

Haveregulationsandnotrainingplan.",,,,,

,,,0分：无规定、计划。Noregulationsandtrainingplan.,,,,,

,,,"相关证据：有害物质培训规定,年度培训计划表。

Relevantevidence:Hazardoussubstancestrainingregulations,annualtrainingschedule.",,,,,

,,,"4-2.有害物质培训是否按照计划实施（覆盖产品有害物质管理所有人员）？

Whetherthehazardoussubstancetraininghasbeenimplementedasplanned(coveringallpersonnelinvolvedinthemanagementofhazardoussubstancesinproducts)?",2,2,"公司年度培训计划

培训记录",0,

,,,"2分：按照计划培训，覆盖产品有害物质管理所有人员。

Traninedaccordingtotheplan,coveringallpersonnelinvolvedinthemanagementofhazardoussubstances",,,,,

,,,"1分：按照计划培训，但覆盖人员不全。

Traninedaccordingtotheplan,butnotcoveringallpersonnelinvolvedinthemanagementofhazardoussubstances",,,,,

"小

计",配分,评分,"0分：无计划，也未实施。

Noplanandimplementation",,,,,

,4,0,"相关证据：有害物质培训记录(培训日期,培训内容,讲师及被培训者签字),口头提问相关人员确认培训效果

Relevantevidence:Hazardoussubstancetrainingrecords(trainingdate,trainingcontent,instructorandtraineesignature),verbalquestionstorelevantpersonneltoconfirmthetrainingeffect",,,,,

测试监控,,,"5-1.是否有XRF测试设备，并进行有效维护和定期校准？

IsthereXRFtestequipment,andeffectivemaintenanceandregularcalibrationareinplemented?",2,2,公司配备XRF和ROHS2.0液相色谱仪,0,

,,,"2分：有XRF设备，每天进行点检、每周进行标准样品测试且测试结果在范围值内、每年进行外部校验并取得证书。

HaveXRFequipment,dailyinspection,standardsampletestingweeklyandtestresultswithintherange,externalverificationandcertificationeveryyear",,,,,

,,,"0分：以上均未进行或无XRF测试设备。

NoneoftheaboveisimplementedornoXRFtestequipment.",,,,,

,,,"相关证据：点检记录、标准样品测试记录、外校证书。

Relevantevidence:inspectionrecords,standardsampletestrecords,externalcalibrationcertifications.",,,,,

,,,"5-2.XRF测试人员资格是否被认定？

WhetherthequalificationofXRFtesterisconfirmed?",2,2,培训上岗证,0,

,,,"2分：XRF测试员进行培训，考核合格后持证上岗；或委外委托外部机构测试。

XRFtestersaretrainedandqualifiedtoworkafterpassingthetest;orcommissionedbyanexternalagencyfortesting",,,,,

"小

计",配分,评分,"0分:无资格认定或无XRF测试人员。

NoqualificationorXRFtester.",,,,,

,4,0,"相关证据：培训记录、考核记录。

Relatedevidence:trainingrecords,testrecordsetc.",,,,,

研发管理,,,"6-1.产品设计开发时是否明确有害物质要求并在技术文件中体现？

Whethertherequirementsofhazardoussubstancesaredefinedclearlyduringproductdesignanddevelopmentandreflectedinthetechnicaldocuments？",3,3,EG-WI-037有害物质管理（新产品导入）程序,0,

,,,"3分：明确有害物质要求并在技术文件中体现。

Therequirementsofhazardoussubstancesaredefinedclearlyandreflectedinthetechnicaldocuments.",,,,,

,,,"2分：明确有害物质要求，未在技术文件中体现或不完善。

Therequirementsofhazardoussubstancesaredefinedclearly,butnotreflectedinthetechnicaldocuments.",,,,,

"小

计",配分,评分,"0分：未明确要求。

Notbedefinedclearly.",,,,,

,3,0,"相关证据：图纸、技术规格书或在研发阶段之前，书面传递有害物质要求记录（两者有其一即可）。

Relevantevidence:drawings,technicalspecifications,orthehazardoussubstancerequirementsaretransferredbeforetheR&Dstageandkeepthetransferrecords",,,,,

进料检验,,,"7-1.在进料检查基准中是否包含有害物质相关的检查基准及判定方法，并且检查基准及判定方法满足歌尔要求？

Whethertheinspectionstandardsandjudgementmethodsofhazardoussubstancesareincludedintheincominginspectionstandards,andmeetGTKrequirements?",4,4,QCD-WI-1049HSF物料风险等级评估及抽样检验规范,0,

,,,"4分：有检查基准及判定方法，且满足歌尔要求。

Haveinspectionstandardsandjudgmentmethods,andmeetGTKrequirements.",,,,,

,,,"1分：检查基准及判定方法不明确，无法判定是否满足歌尔要求。

Theinspectionstandardandjudgementmethodarenotclear,anditisimpossibletodeterminewhetheritmeetsGTKrequirements.",,,,,

,,,"0分：未包括有害物质相关内容。

Thecontentsrelatedtohazardoussubstancesarenotincluded.",,,,,

,,,"相关证据：进料检查管理规定,有害物质检查基准及判定方法。

Relevantevidence:managementregulationsforincominginspection,inspectionstandardandjudgementmethodsforhazardoussubstances.",,,,,

,,,"★7-2.是否根据制定的有害物质检查基准，对来料进行有害物质测试管理？

Whethertheincomingmaterialsaretestedaccordingtotheestablishedhazardoussubstanceinspectionstandards?",5,5,QCD-WI-S1060ROHS测试仪管控限设置标准,0,

,,,"5分：按照检查基准测试且测试报告管理完善。

Betestedaccordinginspectionstandardandtestreportsaresavedcompletely.",,,,,

,,,"4分：按照检查基准测试，测试报告管理不完善。

Betestedaccordinginspectionstandardandtestreportsaresavedincompletely.",,,,,

,,,"3分：有测试，但测试项目或频次不符合检查基准。

Betested,butthetestitemorfrequencydoesnotmeettheinspectionstandard.",,,,,

,,,"2分：检查基准不明确，有部分内部测试报告或委外测试报告。

Theinspectionstandardisnotclear,andtherearesomeinternaltestreportsoroutsourcedtestreportsareincomplete.",,,,,

,,,"1分：无内部检查基准，有部分内部测试报告或委外测试报告。

Noinspectionstandardisnotclear,andtherearesomeinternaltestreportsoroutsourcedtestreportsareincomplete.",,,,,

,,,"0分：无内部有害物质测试记录或无委外测试记录。

Notestrecordsofinternalandoutsourcedtest.",,,,,

"小

计",配分,评分,"★为必须项，该项得分不得低于3分。

Note:★isrequired.Thescoreofthisitemisn'tlessthan3points.",,,,,

,9,0,"相关证据：环保检测结果记录、XRF报告、实验室测试报告等。

Relevantevidence:recordofenvironmentaltestingresults,XRFreport,Third-partytestreportetc.",,,,,

仓库管理,,,"8-1.仓库是否区域划分明确（含有害物质的/不含有害物质的、有卤品/无卤品、合格品/不合格品/待检区），并进行有效标识并隔离存放？

Whetherthewarehouseisdividedclearly(suchashalogenated/halogen-free,hazardoussubstances/non-hazardoussubstances,etc.)",6,6,HH-HSPM-15环保标识和追溯程序,0,

,,,"6分：划分明确，明确标识，并分别存放管理。

Divisionclearly,identificationclearly,andseparatemanagement.",,,,,

,,,"2分：明确标识，但区域划分不明确或有混放的情况。

Identificationclearly,buttheareaisnotclearormixed.",,,,,

"小

计",配分,评分,0分：不管理。Nomanagement.,,,,,

,6,0,"相关证据：仓库管理规定，材料/产品标识管理规定,仓库各区域标识，环保不合格品区。

Relevantevidence:warehousemanagementregulations,material/productlabelmanagementregulations,warehousearealabels,unqualifiedenvironmentalareas",,,,,

制程管理,,,"9-1.使用环保物料生产时，是否制定了防止混入、误用的标准，且位置、场所、标识区分管理?

Whenusingenvironmentallyfriendlymaterialsforproduction,havestandardsforpreventingmixingandmisusebeenestablished,andthelocation,place,andlogoaremanagedseparately",3,3,HH-HSPM-15环保标识和追溯程序,0,

,,,"3分：有标准，且区分管理。

Havestandardsanddifferentiatemanagement.",,,,,

,,,"2分：无标准或未明确区分管理。

Nostandardordifferentiatedmanagementunclearly.",,,,,

,,,0分：无标准且未明确区分管理。Nostandardordifferentiatedmanagementunclearly.,,,,,

,,,"相关证据：产品制造管理程序，防止混入规定(作业指导书)。

Relevantevidence:productmanufacturingmanagementprocedures,regulationsforpreventingmixing(operationinstructions)",,,,,

,,,"9-2.是否有工器具及设备等的交叉污染预防管理基准，并进行验证?

Whetherhavecross-contaminationpreventionmanagementstandardsfortools,equipment,etc.andverifyit?",3,3,HH-HSPM-06

过程有害物质污染控制程序,0,

,,,"3分：有基准，并按基准实施。

Havestandardsandimplementitaccordingtostandards.",,,,,

,,,"2分：有基准或未按基准实施或实施不完善。

Havestandardsornotimplementedaccordingtostandardsortheimplementationisincomplte.",,,,,

,,,"0分：无基准且未按基准实施或实施不完善。

Nostandardsornotimplementedaccordingtostandardsortheimplementationisincomplte.",,,,,

,,,"相关证据：装备及设备管理基准(JIG及工具)、验证记录等。

Relevantevidence:Equipmentandequipmentmanagementstandards(JIGandtools),verificationrecords,etc.",,,,,

,,,"9-3.是否建立追溯的管理机制，并能实现从原材料到成品，成品到原材料的追溯？

Whetherthetraceabilitymanagementmechanismisestablishedandcantracefromrawmaterialstofinishedproductsandfinishedproductstorawmaterials?",3,3,HH-HSPM-15环保标识和追溯程序,0,

,,,"3分：有管理规定，并能实现从原材料到成品，成品到原材料的追溯。

Havemanagementregulationsandcantracefromrawmaterialstofinishedproducts,finishedproductstorawmaterials.",,,,,

,,,"2分：规定不健全或通过抽查部分产品不能有效追溯。

Theregulationsareincompleteorsomeproductscannotbetracedeffectivelythroughrandominspection.",,,,,

"小

计",配分,评分,"0分：无规定或无法追溯。

Noregulationsoruntraceable..",,,,,

,9,0,"相关证据：追溯管理规定、可实现追溯的记录、现场抽查追溯的有效性等。

Relevantevidence:traceabilitymanagementregulations,recordsthatcanbetraced,theeffectivenessofon-sitespotchecksandtraceability,etc.",,,,,

出货检验,,,"10-1.出货检查基准中是否包含有害物质相关的检查基准及判定方法，检查基准及判定方法满足歌尔要求？

WhethertheinspectionstandardsandjudgementmethodsofhazardoussubstancesareincludedintheOutgoinginspectionstandards,andtheinspectionstandardsandjudgementmethodsmeetGTKrequirements?",2,2,HH-HSPM-06

过程有害物质污染控制程序,0,

,,,"2分：有规定且满足歌尔要求。

HaveregulationsandmeetGTKrequirements.",,,,,

,,,"1分：有规定但低于歌尔要求。

HaveregulationsbutlowerthanGorerequirements",,,,,

,,,0分：无有害物质检查内容。Nohazardoussubstanceinspectioncontent.,,,,,

,,,"相关证据：出货检查管理规定,有害物质检查基准及判定方法。

Relevantevidence:Shippinginspectionmanagementregulations,hazardoussubstanceinspectionstandardsanddeterminationmethods.",,,,,

,,,"10-2.是否根据制定的有害物质检查基准对出货进行检查?

Whetheroutgoinginspectionisimplementedaccordingtotheestablishedhazardoussubstanceinspectionstandards?",2,2,HH-HSPM-06

过程有害物质污染控制程序,0,

,,,"2分：有适当设备或委托外部有资质检测机构进行环保测试，并能按歌尔要求测试并提供相应的报告。

HaveappropriateequipmentorentrustanexternalqualifiedtestingagencytotestaccoringtoGTKrequirementsandprovidecorrespondingreports.",,,,,

,,,"1分：进行环保测试，但测试或报告不完善。

Environmentaltestwasconducted,butthetestorreportwasincomplete.",,,,,

"小

计",配分,评分,"0分：对出货不进行环保测试。

EnvironmentaltestarenotimplementforOutgoing.",,,,,

,4,0,"相关证据：出货检查管理规定,出货报告书,环保检测结果记录表、XRF报告等。

Relevantevidence:Outgoinginspectionmanagementregulations,Outgoingreports,environmentaltestingresultsrecordform,XRFreport,etc.",,,,,

不合格品处理,,,"11-1.是否建立环保不合格品处理机制？不合格品发生时，向有害物质负责人报告，且不合格批明确的标识后废弃，区分隔离并履历管理?

Whethermechanismforhandlingenvironmentallyunqualifiedproductsisestablished?Whenunqualifiedproductoccurs,reportittothepersoninchargeofthehazardoussubstance,anddiscardtheunqualifiedbatchafterbeingclearlymarked,differentiateisolationandresumemanagement?",4,4,HH-HSPM-16HSF不合格品管理程序,0,

,,,"4分：有报告的管理体系;且不合格批明确的标识后废弃;区分隔离;履历管理;或有报告流程,但无不合格。

Havereportmanagementsystem;andtheunqualifiedbatchisclearlymarkedanddiscarded;distinguishedisolation;resumemanagement;orhavereportingprocess,butthereisnounqualified.",,,,,

,,,"3分：符合以上任意3项。

Anyoftheabove3itemsmeet.",,,,,

,,,"2分：符合以上任意2项。

Anytwooftheabovemeet.",,,,,

,,,"1分：符合以上任意1项。

Anyoneoftheabovemeets.",,,,,

,,,0分：全部不符合。Noneoftheabovemeet,,,,,

,,,"相关证据：不合格品管理规定，不合格品处理记录(品质管理说明书、基准)。

Relevantevidence:unqualifiedproductmanagementregulations,unqualifiedproducthandlingrecords(qualitymanagementinstructions,standards).",,,,,

,,,"11-2.不合格品发生时，是否横向排查，进行原因分析及制定对策，对策是否可以防止再发生?

Whenunqualifiedproductoccurs,whetherischeckedhorizontallytoanalyzethecauseandformulateacountermeasure?Whetherthecountermeasurepreventrecurrence?",3,3,HH-HSPM-16HSF不合格品管理程序,0,

,,,"3分：在库品每批横向排查；原因明确；对策可防止再发；或无不合格发生。

Horizontalinspectionofeachbatchofproductsinthewarehouse;thereasonsareclear;thecountermeasurescanpreventrecurrence;ornounqualifiedproductoccurs",,,,,

,,,"2分：以上3项任意2项管理较好。

Anytwooftheabovearebettermanaged.",,,,,

,,,"1分：以上3项任意1项管理较好。

Anyoneoftheaboveisbettermanaged.",,,,,

,,,"0分：均未管理。

Nonemanaged.",,,,,

,,,"相关证据：不合格品处理报告书及改善对策书。

Relevantevidence:Disposalreportofunqualifiedproductandimprovementcountermeasuresreport.",,,,,

,,,"11-3.产品发货后，发现了不合格品时，是否报告客户?

Aftertheproductisshipped,whetherreportedtothecustomerwhenunqualifiedproductsarefound?",2,2,HH-HSPM-16HSF不合格品管理程序,0,

,,,"2分：24h内报告客户，有报告的体系。

Havereportingsystemandreportcustomerswithin24h.",,,,,

,,,"1分：有报告的体系，但规定的时限大于24h。

Havereportingsystem,butthespecifiedtimelimitisgreaterthan24h.",,,,,

,,,"0分：无报告的体系。

Noreportingsystem.",,,,,

,,,"相关证据：不合格品管理规定。

Relevantevidence:managementregulationsofunqualifiedproducts.",,,,,

,,,"11-4.不合格品在客户端发现时，是否积极配合处理?

Whenunqualifiedproductoccursingoertek,whetherdealwithactivelyornot?",2,2,"HH-HSPM-16HSF不合格品管理程序

HH-HSPM-18纠正及持续改进管理程序",0,

,,,"2分：在要求时间内排查原因、提供8D报告，杜绝再次发生。

Inspectionofreasonswithintherequiredtime;provide8Dreport;thecountermeasurescanpreventrecurrence.",,,,,

"小

计",配分,评分,"0分：处理不及时、原因分析不到位。

Cannotbeprocessedwithintherequiredtimeandreasonsisinvalid.",,,,,

,11,0,"相关证据：不合格品处理报告书及8D报告。

Relevantevidence:Disposalreportofunqualifiedproductand8Dreport.",,,,,

变更管理,,,"12-1.是否定义哪种类型的变更需对产品有害物质符合性确认？

Whethertodefinewhichtypeofchangerequiresconfirmationofconformitytohazardoussubstancesintheproduct.",2,2,HH-HSPM-20工程变更管理程序,0,

,,,"2分：明确定义，且满足歌尔要求。

DefinedclearlyandmeetGoerrequirements.",,,,,

,,,"1分：虽定义但不明确或不满足歌尔要求。

DefinedbutnotclearordoesnotmeetGTKrequirements.",,,,,

,,,"0分：未定义。

Notdefined",,,,,

,,,"相关证据：变更管理规定。

Relatedevidence:changemanagementregulations.",,,,,

,,,"12-2.变更发生时，是否对产品有害物质符合性进行了确认，并书面通报歌尔？

Whenthechangeoccurred,whetherconfirmtheconformityofthehazardoussubstancesintheproductandnotifyGTKinwriting",3,3,HH-HSPM-20工程变更管理程序,0,

,,,"3分：充分确认后并书面通报歌尔。

Basedonfullconfirmation,notifyGTKinwriting.",,,,,

,,,"2分：充分确认未书面通报歌尔。

FullconfirmationbutGTKwasnotnotifiedinwriting.",,,,,

,,,"1分：部分变更未确认符合性。

Notallchanges