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文档简介
Decoding
theEUAIAct
UnderstandingtheAIAct’s
impactandhowyoucan
respond
KPMG.MaketheDifference.
KPMGInternational|
/trustedai
05
Executivesummary
17
Nextsteps
11
UnravellingtheAI
Act’skeycomponents
03
Introduction
Contents
07
ExaminingtheAI
Act’simpactand
scope
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct2
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Introduction
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct3
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
ArtificialIntelligence(AI)isofferingnewbenefitstosocietyandbusinesses,aimingtotransformtheworkplaceandmajorindustriesalongtheway.
Simplyput,theraceisontoembracetheremarkableandevolvingpowerof
AIandautomation.
AsKPMG’s
GlobalTechReport2023
reveals,most
globalexecutives(62percent)reportanincreasein
performanceorprofitabilityfromdigitaltransformationinitiativesrelatedtoAIandmachinelearningoverthe
past24months.And68percentsaythesetechnologieswillplaya‘vital’roleinhelpingthemachievetheir
businessobjectivesoverthenextthreeyears,while57percentbelieveAIandmachinelearningwillbe‘important’inmeetingshort-termobjectives.
ButastheworldwideAIproliferationinbusinessand
oureverydaylivesunfolds,thereisacriticalneed
forguardrailsandlegislationtodealwithsignificant
newrisksregardingtheappropriateandethicaluse,
developmentanddistributionofAI.Accordingto
Trust
inartificialintelligence
,aglobalsurveyconductedby
KPMGAustraliaandtheUniversityofQueensland,threeinfivepeoplearewaryabouttrustingAIsystems,and71percentexpectAItoberegulated.Morerecently,
CEOsfromglobaltechgiantscalledforgreaterAI
regulationatameetingonCapitolHilltoprotectpeoplefromtheworsteffectsofAI.
Inresponse,theEuropeanUnion(EU)hasreached
aground-breakingprovisionalagreementona
comprehensiveArtificialIntelligenceAct(AIAct)thattakesarisk-basedapproachtoprotectingfundamentalrights,democracy,theruleoflawandenvironmentalsustainability.1Thoughit'sexpectedtobecomelaw
in2024,withcomplianceexpectedby2025,thislegislation—thefirstofitskind—isanticipatedtoemergeasthede-factonewglobalstandardforAIregulation.
WiththeintroductionoftheAIAct,theEUaimsto
strikeabalancebetweenfosteringAIadoptionand
ensuringindividuals’righttoresponsible,ethicaland
trustworthyuseofAI.Inthispaper,weexplorewhattheAIActmaymeantoyourorganizationandexaminethestructureoftheAIAct,theobligationsitimposes,thetimelinesforcomplianceandtheactionplanthatorganizationsshouldconsider.
Organizationalleadership
shoulddriveinitiativesinline
withtheAIAct,company
brand,valuesandrisktolerancetopromoteresponsibleuse
ofAI.Thiscanhelppromote
ethicaldevelopment,regulatorycompliance,riskmitigationand
stakeholdertrust.
DavidRowlands
GlobalAILeader
KPMGInternational
AIshouldbedevelopedandusedwithafocusonsafetyandethics,turningtechnologicaladvancementintoa
positiveforceforsociety.TheEUAIActwillhelpfosterinnovationwhile
protectingend-users.
LaurentGobbi
GlobalTrustedAILeader
KPMGInternational
1EuropeanParliament.(December9,2023).ArtificialIntelligenceAct:dealoncomprehensiverulesfortrustworthyAI[Pressrelease].
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct4
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Executive
summary
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct5
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActaimstoregulatetheethical
useofAI
AIholdsimmensepromisetoexpandthehorizonof
whatisachievableandtoimpacttheworldforour
benefit—butmanagingAI’srisksandpotentialknownandunknownnegativeconsequenceswillbecritical.TheAIActissettobefinalizedin2024andaimsto
ensurethatAIsystemsaresafe,respectfundamentalrights,fosterAIinvestment,improvegovernance,andencourageaharmonizedsingleEUmarketforAI.
MostAIsystemsneedtocomplywiththeAIActbythefirsthalfof2026
TheAIAct'sdefinitionofAIisanticipatedtobebroad
andincludevarioustechnologiesandsystems.Asa
result,organizationsarelikelytobesignificantlyimpactedbytheAIAct.Mostoftheobligationsareexpected
totakeeffectinearly2026.However,prohibitedAI
systemswillhavetobephasedoutsixmonthsafter
theAIActcomesintoforce.Therulesforgoverning
general-purposeAIareexpectedtoapplyinearly2025.2
Providersandusersofhigh-riskAIsystemsfacestringentobligations
TheAIActappliesarisk-basedapproach,dividingAIsystemsintodifferentrisklevels:unacceptable,high,limitedandminimalrisk.3
High-riskAIsystemsarepermittedbutsubjecttothemoststringentobligations.Theseobligationswillaffectnotonlyusersbutalsoso-called
‘providers’ofAIsystems.Theterm‘provider’in
theAIActcoversdevelopingbodiesofAIsystems,includingorganizationsthatdevelopAIsystemsforstrictlyinternaluse.Itisimportanttoknowthatanorganizationcanbebothauserandaprovider.
Providerswilllikelyneedtoensurecompliancewith
strictstandardsconcerningriskmanagement,data
quality,transparency,humanoversight,androbustness.
UsersareresponsibleforoperatingtheseAIsystemswithintheAIAct’slegalboundariesandaccording
totheprovider'sspecificinstructions.Thisincludesobligationsontheintendedpurposeandusecases,datahandling,humanoversightandmonitoring.
GuardrailsforgeneralAIsystems
Newprovisionshavebeenaddedtoaddresstherecentadvancementsingeneral-purposeAI(GPAI)models,
includinglargegenerativeAImodels.4Thesemodels
canbeusedforavarietyoftasksandcanbeintegratedintoalargenumberofAIsystems,includinghigh-risksystems,andareincreasinglybecomingthebasisformanyAIsystemsintheEU.Toaccountforthewide
rangeoftasksAIsystemscanaccomplishandtherapidexpansionoftheircapabilities,itwasagreedthatGPAIsystems,andthemodelstheyarebased
on,mayhavetoadheretotransparencyrequirements.
Additionally,high-impactGPAImodels,whichpossess
advancedcomplexity,capabilities,andperformance,
willfacemorestringentobligations.Thisapproach
willhelpmitigatesystemicrisksthatmayarisedueto
thesemodels'widespreaduse.5
TheAIActdoesnotaffectexisting
Unionlaw
ExistingUnionlaws,forexample,onpersonaldata,
productsafety,consumerprotection,socialpolicy,
andnationallaborlawandpractice,continuetoapply,
aswellasUnionsectorallegislativeactsrelatingto
productsafety.CompliancewiththeAIActwillnot
relieveorganizationsfromtheirpre-existinglegal
obligationsintheseareas.
UnderstandingtheAIAct’simpact
onyourorganizationwillbepivotal
tosuccess
Organizationsshouldtakethetimetocreateamapof
theAIsystemstheydevelopanduseandcategorize
theirrisklevelsasdefinedintheAIAct.Ifanyoftheir
AIsystemsfallintothelimited,highorunacceptable
riskcategory,theywillneedtoassesstheAIAct’s
impactontheirorganization.Itisimperativeto
understandthisimpact—andhowtorespond—as
soonaspossible.
2EuropeanCommission.(December12,2023).ArtificialIntelligence—QuestionsandAnswers[Pressrelease].
3EuropeanCouncil.(December9,202).ArtificialIntelligenceActTrilogue:Pressconference—Part4.[Video].
4EuropeanParliament.(March2023).General-purposeartificialintelligence[Backgroundmaterial].
5EuropeanCommission.(December12,2023).ArtificialIntelligence—QuestionsandAnswers[Pressrelease].
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct6
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Examiningthe
AIAct’simpact
andscope
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct7
Introduction
Throughourlens:ThepotentialimpactoftheAIAct
Stimulatethepositive
•Stimulateinnovationthroughregulatory
sandboxeswheresmallandmedium-sizedenterprisescantesttheirAIsystemswithoutimminentregulatoryscrutiny.
•Promoteharmonizationofstandards,codesofconductandcertification.
•OffergreatertransparencyregardingAIsystems.
•Createalevelplayingfieldforthoseinvolved.
•SafeguardfundamentalrightsandprovidelegalcertaintyforindividualsresidingintheEU.
Adoptbestpractices
•CategorizeyourAIsystemsandunderstandtheassociatedrisks.
•Imposemorestringentrequirementsforhigh-riskAIsystems(obligatoryriskmanagement,data
governance,technicaldocumentation,etc.).
•Carryoutconformityassessmentsandpost-marketmonitoringforhigh-riskAIsystems.
•Establisheffectiveoversightandenforcementmechanisms.
Manageandreducerisks
•ProhibitunacceptablerisksinAIsystems.
•Avoidfundamentalrightsviolations.
•Preventtheuseofsubliminalorunethical
techniquesthatmightinfluenceordistorta
person’sbehaviorinsuchawaythatitcausesharmtothatpersonoranotherperson.
•Minimizebiasthatcouldresultinunfairorinadequateoutcomes.
•Restricttheexploitationofvulnerablepeopleorgroupsduetotheirage,disability,politicalopinionorotherfactors.
Summary
Impactandscope
Keycomponents
Nextsteps
TheEuropeanCommission(EC)proposedtheAIActinApril2021.AsofDecember2023,theEuropeanParliament,theEuropeanCouncilandtheEuropeanCommissionhavereachedaprovisionalagreementtomaketheAIActlaw.
TheproposedAIActisexpectedtoreshapehow
wethinkaboutandmanageAIsimilarlytowhathas
happenedindataprivacyoverthelastcoupleofyears.
Expectedtobecomelawin2024,theAIActwill
likelyhaveanimmediatewide-rangingimpactonany
businessoperatingintheEUthatoffersAIproducts,
servicesorsystems.Thelawintroducesadefinitionfor
AIintheEU,categorizesAIsystemsbyrisk,laysout
extensiverequirementsandnecessarysafeguarding
mechanismsforAIsystems,andestablishes
transparencyobligations.
Whatitaimstodo?
TheECaimstobalancepromotingAIdevelopment
andboostinginnovationwithmanagingemerging
riskseffectively.Thisisreflectedintheobjectivesof
theproposal:6
•EnsuringthatAIsystemsontheEUmarketaresafeandrespectpublicrightsandvalues.
•ProvidinglegalcertaintytofacilitateinvestmentandinnovationinAIsystems.
•Enhancinggovernanceandeffectiveenforcementofethicsandsafetyrequirements.
•FacilitatingthedevelopmentofasingleEUmarketforlawful,safe,trustworthyAIapplicationswhilepreventingmarketfragmentation.
6EuropeanCommission.(April21,2021).ProposalforaRegulationoftheEuropeanParliamentandoftheCouncil,“LayingDownHarmonisedRulesonArtificialIntelligence(ArtificialIntelligenceAct)andAmendingCertainUnionLegislativeAct.”
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct8
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Toachievetheseobjectives,theAIActappliesa
risk-basedapproach.Thisallowsforestablishing
specificminimumrequirementstoaddresstherisks
andproblemslinkedtoAIsystemswithoutunduly
constrainingorhinderingtechnologicaldevelopmentordisproportionatelyincreasingcostsrelatingtoplacingAIsystemsonthemarket.
Whowillbeaffected?
Mostorganizations,bothinsideandoutsidetheEU,aredevelopingorusingAIsystemsthatwilllikelyqualify
asAIunderthescopeoftheAIAct.Giventheshort
implementationperiod,however,organizationsshouldgainaprofoundunderstandingoftheAIsystemstheyaredevelopingand/ordeployingandhowtheymeasureuptotheAIAct’srequirements.
Whatpartiesarecovered?
•AnyproviderplacingAIsystemsonthemarketorputtingthemintoservicewithintheEU,regardlessoflocation.
•AnyproviderofAIsystemslocatedoutsidetheEU,whosesystemoutputcanorisintendedforuseintheEU.
•AnyproviderofAIsystemslocatedintheEU.
•AnyimporterordistributorplacingAIsystemsonthemarketormakingthemavailablewithintheEU.
•ProductmanufacturersplacingproductswithAI
systemsonthemarketorputtingthemintoservicewithintheEUundertheirnameortrademark.
•UsersofAIproductsandserviceswithintheEU.
Whatisnotcovered?
•AIsystemsdevelopedorusedexclusivelyformilitarypurposes.
•AIsystemsusedbypublicauthoritiesor
internationalorganizationsinnon-Unioncountrieswhenusedforlawenforcementorjudicial
cooperationwiththeEUunderaframeworkofinternationalagreements.
•AIsystemsdevelopedandusedforthesolepurposeofscientificresearchanddiscovery.
•AIsystemsintheresearch,testing,and
developmentphasebeforebeingplacedonthemarketorputintoservice(thisincludesfree
andopen-sourceAIcomponents).
•PeopleusingAIforpersonaluse.
InthesamewaytheGeneralDataProtection
Regulation(GDPR)isenforced,theECunderstands
thatnon-Europeanentitiessellingtheirproductsin
Europeanmarketsshouldberegulatedsimilarlytothememberstates.TheEUisexpectedtobethecentergroundforglobalAIstandards,withdivergenceintheUSandpossiblytheUK.LiketheGDPR,theAIActwillhaveandextra-territorialeffect.
Whoisaffectedinyourorganization?
Executiveswhomanagecompliance,data
governanceandthedevelopment,deploymentand
useofAItechnologieswilllikelyseetheirrolesand
responsibilitiesimpactedbytheAIAct.Beyond
seniorrolesintheorganization,theBoardofDirectors
andvariousGovernanceCommitteesmayalsobe
affected,andtheyshoulddevelopawarenessand
knowledge.GiventhebroaddefinitionofAIandthe
currentpaceofproliferation,organizationsshould
takeaholisticapproach.Seniorexecutivesshould
collaborateonpurposefulinnovationanddevelopment,
riskmanagement,andgovernanceofAIsystemsto
achievecompliancewiththeAIAct.
Howitwillbeenforcedandwhatare
thepenalties
TheEChasproposedastructureforenforcingAI
providerrequirementsbyestablishinganArtificial
IntelligenceBoardandExpertGroup.BothpartiessitattheEUlevelandareresponsiblefor:
•Contributingtoeffectivecollaborationwithnationalsupervisoryauthorities.
•Providingrecommendationsforbestpractices.
•Ensuringconsistentapplicationoftheregulation.
Eachmemberstatewillbeexpectedtocreateor
designateaNationalCompetentAuthoritytoensure
theimplementationoftheregulationandtosafeguard
theobjectivityandimpartialityoftheiractivities.
TheEU’sproposedregulationwilllikelyhavea
far-reachingimpactonallorganizationsleveraging
thevastpowerofAI,andtheconsequencesof
noncompliancecouldrangefromrestrictingmarket
accesstosignificantfinesdependingonthelevel
ofnoncompliance.Finesmayrangefrom35million
eurosor7percentofglobalturnoverto7.5millionor
1.5percentofturnover,dependingontheinfringement
andsizeofthecompany.7
7EuropeanParliament.(December9,2023).ArtificialIntelligenceAct:dealoncomprehensiverulesfortrustworthyAI[Pressrelease].
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.DecodingtheEUAIAct9
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Tracking
theEU’s
legislative
journey
Prohibitionson‘unacceptable
risk’AIsystemswill
June2023–December2023
FinalAIActnegotiationsoccur
betweentheCouncil,Commission,and
Parliament.Aprovisionalagreementto
finalizetheproposedrulesisreachedin
December2023.
December2022
June2023
itscommonposition
(‘generalapproach’)
ontheAIAct.
0April2021
TheEuropeanCommissionunveilsa
proposalforanewArtificialIntelligenceAct.
Spring2026
ThefinalAIActtakeseffectinitsentirety.
Wearehere
Thefinaltextisexpectedinthefirsthalfof2024.
TheParliamentadoptstheirnegotiationpositionforthedraftAIAct.
Severalobligationstogeneral-purposeAIwillapply.
TheCouncilhasadopted
apply.
.
Late2024
Mid2025
Whenwillitapply?
MostoftheobligationsoutlinedintheAIActare
expectedtobecomeeffectivebythefirsthalfof
2026.Prohibitionsareanticipatedtotakeeffectby
theendof2024,andobligationsregardinggeneral-
purposeAI(GPAI)areexpectedtotakeeffectas
earlyas2025.GPAIreferstoAIsystemsthatperform
generallyapplicablefunctions,suchasimageand
speechrecognition,audioandvideogeneration,
patterndetection,questionanswering,translationand
others,butcanhaveawiderangeofpossibleuses,
bothintendedandunintended.Thesesystemsmay
beutilizedashigh-riskAIsystemsorincorporatedas
componentsofotherhigh-riskAIsystems.
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct10
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Unravellingthe
AIAct’skey
components
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct11
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActisacomprehensivedocumentdesignedtohelpprovideacleardefinitionofartificialintelligence,enabling
EU-widealignmentandconsistencywithotherUnionlawsandregulations.TheAIAct'sprimarygoalistoestablisha
uniformandhorizontallegalframeworktopromotetheuptakeofAIsystemswhileprovidingahighlevelofprotection
againsttheirharmfuleffects.ThisframeworkcanhelptobuildtrustinAItechnologyandgiveindividualsandorganizationsgreaterconfidenceinusingit.
Definingartificialintelligence
TheAIActappliesabroaddefinitionofanAIsystemderivedfromtherecentlyupdatedOrganisationforEconomicCo-operationandDevelopment(OECD)definition.WhiletheAIAct’stextisnotyetpubliclyavailable,theOECDdefinitionisasfollows:
“AnAIsystemisamachine-basedsystemthat,for
explicitorimplicitobjectives,infers,fromtheinputitreceives,howtogenerateoutputssuchaspredictions,content,recommendations,ordecisionsthatcan
influencephysicalorvirtualenvironments.DifferentAIsystemsvaryintheirlevelsofautonomyand
adaptivenessafterdeployment.8”
Thisdefinitionisdeliberatelykeptbroadtocover
thewholespectrum,fromsimplertechnologiesandsystemsfocusingonsingle-usecasestoadvancedapplicationsofdeeplearningandgenerativeAI.Asaresult,theAIAct'sscopebecamemuchwider
thaninitiallyanticipated,extendingsignificantly
beyondourmorerecentunderstandingofadvancedand
generativeAI.TheAIAct'sdefinedscopehasseveral
exemptionsforAIsystems,suchasthoseusedformilitaryordefensepurposesandlimitedexemptionsforfreeandopen-sourcesystems.
AIriskframeworkandrequirements
TheAIActdefinesaframeworktounderstandtherisksassociatedwithAI.ItclassifiesAIsystemsbasedontheirpotentialrisksanddividesthemintodifferentcategoriesdependingonthedatatheycapture,andthedecisionsoractionstakenwiththatdata.
EUobligationswillvarydependingonthecategoryofAI
beingused.Whileanagreementonthecontexthasbeenreached,thefinaltextoftheregulationsisnotyetavailable.However,thefollowingsectionssummarizetheobligationsstipulatedundertheAIAct,basedonthepublicly
availableinformation.9
8NotethattheearliestversionoftheAIActdefinesAIsystemsassystemsthatweredevelopedusingoneofthefollowingtechniquesandapproaches:
(a)Machinelearningapproaches,includingsupervised,unsupervised,andreinforcementlearning,usingawidevarietyofmethods,includingdeeplearning.(b)Logic-andknowledge-basedapproaches,includingknowledgerepresentation,inductive(logic)programming,knowledgebases,inferenceand
deductiveengines,(symbolic)reasoningandexpertsystems.
(c)Statisticalapproaches,Bayesianestimation,searchandoptimizationmethods.
9EuropeanCommission.(April21,2021).ProposalforaRegulationoftheEuropeanParliamentandoftheCouncil,“LayingDownHarmonisedRulesonArtificialIntelligence(ArtificialIntelligenceAct)andAmendingCertainUnionLegislativeAct.”
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct12
Introduction
Minimalrisk
Noobligations●
Limitedrisk
Highrisk
Summary
Impactandscope
Keycomponents
Nextsteps
TheAIActtakesarisk-basedapproach
Prohibited
Unacceptablerisk
ContraveneUnionvalues,
likefundamentalrights.
Conformityassessment
Highrisktohealth,safety,
environmentand
fundamentalrights.
Transparencyobligation
Riskofimpersonation
ordeception.
Nohighrisks.
Examplesofunacceptable-riskAIsystems
•Behavioralmanipulation.
•Exploitationofvulnerable
characteristicsofpeople.
•Socialscoringbypublicauthorities.
•Real-timeremotebiometricidentificationfor
lawenforcement.
Examplesofhigh-riskAIsystems:
•Evaluationofeligibilitytocredit,healthorlifeinsuranceorpublicbenefits.
•Analysesofjobapplicationsorevaluationofcandidates.
•Productsafetycomponents.
Examplesoflimited-riskAIsystems:
•AIsystemsthatinteractwithconsumers.
•GenerativeAI*:AIsystemsgeneratingor
manipulatingcontent(image,audioorvideo).
Examplesofminimal-riskAIsystems:
•Spamfilters.
•AI-enabledvideogames.
*FurtherspecificobligationstogenerativeAIandfoundationmodelswillapplyoutsideofthisrisk-basedapproach
©2024CopyrightownedbyoneormoreoftheKPMGInternationalentities.KPMGInternationalentitiesprovidenoservicestoclients.Allrightsreserved.
DecodingtheEUAIAct13
Introduction
Summary
Impactandscope
Keycomponents
Nextsteps
Unacceptable-riskAIsystems
WhichAIsystemsarecovered?AIsystemsthat
enablemanipulation,exploitationandsocialcontrol
practicesareseenasposinganunacceptablerisk.
ThiscategoryprohibitsAIforthefollowingpurposes:
•ManipulationthatharmsorislikelytoharmanAIuseroranotherperson.
•Exploitingvulnerabilitiesofaspecificgroupofpersons.
•Socialscoringleadingtodetrimentalorunfavorabletreatmentinsocialcontexts.
•Indiscriminatescrapingoffacialimages.
•Emotionrecognitionsoftwareintheworkplaceandeducation(withsomeexceptions).
•UseofAIthatcategorizespersonsbasedon
sensitivetraitssuchasrace,politicalopinionsorreligiousbeliefs.
•Predictivepolicingonindividuals(riskscoringfor
committingfuturecrimesbasedonpersonaltraits).
•Remotebiometricidentificationofpeople(partialbanwithsomeexceptionsinlawenforcement).
Whataretheobligationsrelatedtothiscategory?
SincetheAIsystemsinthiscategoryposeanunacceptablerisk,theiruseisprohibited.
High-riskAIsystems
WhichAIsystemsarecovered?AIsystemsthat
negativelyaffectsafetyorfundamentalrightswill
beconsideredhighriskandwillbedividedintotwo
categories:1)AIsystemsthatareusedinproductsfalling
undertheEU’sproductsafetylegislation.Thisincludestoys,aviation,cars,medicaldevicesandelevators.2)AIsystemsfallingintospecificareasthatwillhavetoberegisteredinanEUdatabase.8Theseinclude:
•Criticalinfrastructure,suchasthesupplyofutilities.
•Educationalandvocationaltraining,forexample,
automatedscoringof—orexclusionfrom—exams.
•Employment,workersmanagementandaccesstoself-employment,forexample,automated
recruitmentandapplicationtriage.
•Accesstoessentialprivateandpublicservices
andbenefits(e.g.healthcare),creditworthiness
evaluationofnaturalpersons,andriskassessmentandpricinginrelationtolifeandhealthinsurance.
•Law-enforcementsystemsthatmayinterferewithfundamentalrights,suchasautomatedriskscoringregardingpotentialoffenders,deepfakedetectionsoftwareandevidencereliabilityscoring.
•Migration,asylumandbordercontrolmanagement,forexample,verificationofauthenticityoftravel
documentsandvisaandasylumapplicationexaminations.
•Administrationofjusticeanddemocratic
processes,forexample,legalinterpretationtoolstoassistjudicialauthorities.
Mostorganizationsusethesehigh-ri
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