道CDCS培训试题SAMPLE

1、10.Among the kinds of docume ntary credits subject to UCP600, from which can the ben eficiary get two banks irrevocableun dertak ing to pay if complying docume nts are p rese nted.A.Irrevocable creditB.Tran sferable creditA.The formerB.The latterC.NeitherWhich abbreviati on of the followi ng is for

2、un iform customs and p ractice for docume ntary credits?A.B.C.()me2.C. Con firmed creditWhich transport docume nt of the follow ing is not a goods title?A.B.C.Bill of ladi ngMultimodal transport docume ntsAir waybill.Un der an irrevocable credit, who must un dertake p rimary liability for p a

3、yme nt?A.The app lica ntB.The issu ing bankC.The nominated bankWith reference to ( ), the exp ressi onun der credit tran sacti on.A.Air transportationB.Marine transp ortati onC.In sura nee p olicySile nt con firmati on is an arra ngeme nt made betwee n ()A.Ben eficiary and advis ing bankB.Issu ing b

4、ank and advis ing bankC.Ben eficiary and app lica ntA credit can be tran sferred ()A.“tra nsshi pment not allowed”is not a binding term7.8.From the first ben eficiary to the sec ond ben eficiaryFrom the sec ond ben eficiary to the third ben eficiaryFrom the app lica nt to the ben eficiaryB.C.As for

5、a freely n egotiable credit, which bank acts as a tran sferri ng bank?A.B.the advis ing bankthe sp ecifically authorized bank any negotiat ing bankC.Of documentary credit and documentary collection in international the seller as it means a banks irrevocable undertaking to pay.trade, ( ) is better fo

6、r1.9.UCPURCURDG10.ans“free on board a vessel”at the loading port, for which the seller does not supply in sura nee docume nts.A. FOB18.In the case that the L/C acce pts on deck bill of ladi ng, a set of bill of ladi ng with theno tati on“shipped on deck”in steadof“shipped on board”app eari ngthere o

7、nisacce ptable.A. RightB. CFRC. FCA11. Accord ing to In coterms 2000, which one of the below trade term is recomme nded whe n the credit requires an air waybill marked freightprep aid to the air port of dest in ati on?A.CFRB.CPTC.FCA12. If an exporter is willing to release the shipping documents dir

8、ectly to the buyer, but wishes to retain some guara ntee of p ayme nt shouldthe buyer fail to pay on the due date, which of the following documentary credit best suits the exporters needs.A.Tran sferable13.B.C.How many work ing days does an issu ing bank have to ascerta in whether the docume nts are

9、 in comp lia nee un der acredit subject to UCP600?A.Stan dbyRevolvi ng14.B.C.Besides in sura nee company or its age nt, the party who is also qualified to sig n in sura nee docume nt is()A.Un derwriter15.B.C.Un der CUP600 what is the minimum in sura nee amount acce ptable whe n the credit requires t

10、he invoice amou nt be CIFUSD1000?A.BrokerProxyUSD100016.B.C.Collectio ns should n ot con tai n bills of excha nge p ayable at a future date with in struct ions that commercial documents are to bedelivered against payment. If collectionscontain sucha bill with such in struct ions, docume nts will be

11、released to the drawee upon ( ) and thepresentingbank is not responsiblefor any consequences arising out of any delay of payment.(A, 522 Art. 7 c)A.USD1100USD120017.B.C.The drawees paymentThe drawees acceptanceA guara ntee to paythe case of documents payable at sight the presentingbank must bank mus

12、t makeInp rese ntati on for p ayme nt ()A.B.C.With in seve n work ing daysWith in 3 work ing daysWithout delay.4.B.WrongC.It s arguable()in collect ion tran sacti ons, whe n docume nts p rese nted lack bills of excha nge, theremitt ing bank, upon request of the drawer, may

13、in struct either the collect ingbank or thedrawee to create the bills of excha nge in stead with proper requireme nts as to their formand wordi ng. (C, Art.8 of 522 )A.Uni ess the remitt ing bank agreesB.Uni ess the p rese nti ng bank agreesC.No con diti ons n eededAn L/C sti pu lated that the expir

14、y date for negotiation was May 1,2003 A.In the light of UCP600, the L/C was proper issued. But such a date will be deemed asthe expiry date for p rese ntati on of docume ntsIn the light of UCP600, the L/C was badly issuedThis stipulation can be disregarded. The period of presentationof documents21 d

15、ays after date of shipmentAn L/C requires:invoice/billof lading in 1 photocopy. What should the beneficiaryA.In voice in 1 p hotoc opy or BL in 1 p hotoc opyB.A document titled“invoice/bill of lading”in 1 photocopyC.The L/C is not clear, but it s better to p rese nt an in voice and a BL each inB.C.w

16、ould bep rese nt?p hotoc opyThe transportationdocument called for was an air waybill issued to order of the applicant.The air waybill p rese nted was issued to the app lica nt in stead of to his order.A.The air waybill was discre pant.B.The air waybill was OKbecause the L/C did not p rohibit the alt

17、erativeof the con sig neeC.The air waybill was OK because this alter native was allowed by the ISPBWhich of the followingclauses or notationsappearing on the face of the transport documentwould p reclude it from being acce pted?A.Oil drums are leak ingB.Highly flammable material or poten tially expl

18、 osive materialC.Refrigerated seafood, may spoil during voyageA beneficiaryreceives an irrevocable documentary credit for which USD22,500.00 may be drawnduring each month of the documentary credit s one-year validity. The documentary creditalso indicates that reinstatement is on a cumulativebasis. F

19、ull monthlydrawingsweremadeduri ng the first, sec ond, fourth, fifth and seve nth mon ths and there have bee n no other draw in gs. In the last month of the documentary credit s validity, the ben eficiaryexp ectsto make a final shipment. What is the maximum value availablefor this final draw ing?A.U

20、SD112,500.00USD135,000.00USD157,500.00B.C.A docume ntary credit states that shipment dates would be acce ptable?20 June27 June02 July03 JulyA.1 and 2 onlyB.1 and 4 only26.C. 2 and 3 onlyWhenan advising bank has accepted a time/usanee draft under an advised documentary credit, they are respon sible f

21、or effect ing p ayment at maturity whe n ( )?A.B.C.they have received funds from the issu ing bankthey have received funds from the reimbursi ng bankthe draft is p rese nted by the ben eficiary27.In accorda nee with UCP all the follow ing stateme nts relat ing tocommercial in voicesun dera non-tran

22、sferable docume ntary credit are correct EXCE PT the commercial in voices must ()A.B.C.Be manu ally sig ned by the ben eficiaryBe made out it the n ame of the app lica ntApp ear to have bee n issued by the n amed ben eficiary and in dicate the descri ptio n of goods corres pondingwith the docume nta

23、ry credit.28. Which of the follow ing In coterms is correctly described?In cotermIn sura nee requiredTransport docume ntA.CFRYesFreight CollectB.FOBNoFreight P aidC.FCANoFreight Collect29.Which party has the most responsibilityto exam ine theterms and conditions of a documentarycredit aga inst the s

24、ales agreeme nt?A.B.C.App lica ntBen eficiaryIssu ing bankIn the case of a non-cumulative revolvi ng docume ntary credit available for USD10,000.00 per month and validfor six mon ths, which of the followi ng stateme nts is correct?The face value of the credit is USD10,000.00The face value of the cre

25、dit is USD 60,000.00The amoun t(s) not utilized in one month may be carried over to the n extThe total un dertak ing of the issui ng ba nk is USD60,000.00A.1 and 3 on lyB.1 and 4 on lyC.2,3 and 4 onlyPART TWO多项选择1. An L/C calls for a certificate of originare acce ptable?A..4.B.C.issued by th

26、e ICC, which of the followingsamplesL/C exp ired: Dec 27, 2005 at ben eficiarys countryPack ing listDraftsB.4.A.P ACKING LISTB.“P ack ingand weightdetails show n”C.PACKING & WEIGHT LIST“Packingand weightdetails show n”“P ack ingand weightdetails show n”“exporting country”means?What doesA.B.C.D.C

27、ountry where the ben eficiary is domiciledCountry where the L/C is advisedCountry of receipt of the goods by the carrierCountry of origi n of the goods or country from which shipmen t/dis patch is made5.What docume nts must be sig ned un der the UCP 600?A.B.C.D.Certificate of origi nIn voiceTranspor

28、t docume nts and in sura nee docume nts Drafts anddeclarati on6.Which of the follow ing docume nts are origi nal docume nts? A.B.C.D.A p hotoc opy with manu ally sig natureAn in voice p roduced on ben eficiarys letter-headed paper without sig nature an d/ornot in dicat ingorigi nalA sig ned docume n

29、t tran smitted through a fax machi ne, though abse nt an origi nalsig natureA document with“original”on it7.Which of the followi ng L/C is suitable to ask for a draft?Available by n egotiati onAvailable by deferred p ayme ntAvailable by acce ptanceAvailable by p ayme ntA.B.C.D.L/C exp ired: Dec 27,

30、2005 at ben eficiarys countryTransport docume ntsIn sura nee docume nts3. L/C: a p ack ing list and a weight list. Are the follow ing p ack ing lists acce ptable un der the above L/C?We issued the L/C as follows:ICCCERTIFICATE OF ORIGINCERTIFICATE OF ORIGINCERTIFICATE OF ORIGINXXXXXXXXXXXXXXXXXxxxSi

31、gned bySigned bySig ned by SmithSmithSmithDirector of ICC2. Which of the follow ing docume nts must be dated? A.C.D.8.14.Latest shipment date: Dec 06, 2005Period of p rese ntati on: docume nts to be p rese nted withi n 21 days after date of shipment but withi n the validityof credit, state docume nt

32、s acce ptable.Which of the follow ing is acce ptable?A.B.B/L on boarddate: Dec 01,2005, all docume nts p rese nted onDec 25,2005B/L on boarddate: Dec 01,2005, all docume nts p rese nted onDec 31,2005B/L on boarddate: Dec 10,2005, all docume nts p rese nted on Dec 25,2005B/L on boarddate: Dec 01,2005

33、, all docume nts p rese nted onDec 15,2005C.D.9. Which of the followi ng docume nts are not con sidered as transport docume nts un der UCP600?A.B.C.D.Delivery order and mate s receiptForwarder s certificate of receipt and forwarderAir waybill and bill of ladi ng Warehouse no tes/rece ipts cargo rece

34、ipt10. For the correct ion and alter nati on contained in the follow ing docume nts, which n eed not be authe nticated?Correcti on and alter natio n in commercial in voice visaed by XXX con sulateCorrecti on and alter nati on in p ack ing list issued by the manu facturerCorrecti on and alter natio n

35、 drafts issued by ben eficiaryCorrecti on and alter nati on in certificate of origi n issued by ben eficiarya.b.c.d.11. If an actual date of dis patch,though not required by the L/C subject to UCP600, to be shownon the air waybill, which date below is deemed to be the shi pment date?A.B.C.D.Flight d

36、ate: Ju ne 12, 2006 show n in the box forFlight date: Ju ne 15, 2006Actual date of dis patch: june 17, 2006 made by a sta mpA or Bcarrier s use only12.Select the stateme nts that correctly exp ress the meaning of the UCPAn L/C is independent of relative con tract even if it is exp ressly referred to

37、 bythe L/CIf the L/C opening app licati on bears any ambiguity in its in struct ion, the issu ing bank should bear the risk to issueor ame nd the L/CIf the applicant has accepted the discrepancies,the issuing bank can still refusethe docume ntsOnce a ben eficiary acce pts an L/C he must execute it.A

38、.B.C.D.13.Un der an L/C in dicat ing p ackingA.B.C.D.the goods descriptionlist, certificate of origi n,pl easeIn voice in dicati ng rhe goods descri pti on asB/L in dicat ing the goods descri pti on asB/L in dicat ingthe goods descri ptio nas “ froze n beef” and reqiri ngin voice,B/L,determine the d

39、ocuments which are acceptable.“beef ”“ beef ”“goods shipped as per in voice p rese nted ” “ goods shippedas perasCertificate of origi n in dicati ng the goods descri pti on as in voicep rese nted”A credit available with () is also available with ()A.B.C.D.a nomin ated bank, the issu ing bank the iss

40、uing bank, a nomin ated bank advis ing bank, transferri ng bank confirming bank, the issu ingbank14.15.how would the issu ing bank exercise con trol over the goods by air?in sist upon holdi ng the con sig nors copy of the air waybillin sist upon holdi ng origi nal air waybill for the con sig neein s

41、ist upon being n amed as con sig nee of the goods on the air waybillin sist upon full set of air waybills to be p rese ntedA.B.C.D.16.A docume ntary credit calls for p rese ntati on of an in sura nee certificate. Which of the followi ng in sura nee docume nts would beacce ptable for CIF shipment whe

42、re the in voice value is USD75,000?A.B.C.D.in sura nee certificate for USD82,500in sura nee policy for USD85,000in sura nee declarati on for USD75,000in sura nee certificate for USD75,00017.the letter of credit requires“three copies of inspection certificate issued by CCICThe docume nts p rese nted

43、as follows. Which is acce ptable?A.B.18.19.20.C.D.in 3 origi nalsin 3 copiesin 1 origi nal and 2 copiesin 2 origi nals and 1 copyan issu ing bank has issued a sight docume ntary credit to a ben eficiary authoriz ing anominated bank to pay the beneficiaryfor all documentary presented in accordanee wi

44、th thedocume ntary credit terms and con diti ons. Upon receipt of complying docume nts draw n un derthe docume ntary credit directly from the ben eficiary, the issu ing bank should:A.B.C.D.exam ine the docume nts and pay the ben eficiaryverify the docume nts and pay the nomin ated bank retur n the d

45、ocume nts to the ben eficiary forp rese ntatio n to the nomin ated bank remit the docume nts to the nomin ated bank for exam in ationun der which of the follow ing situati on, the on board no tati on on B/L should also in dicate the actualport of load ing?whe n B/L contains the in dicat ingrelati on

46、 to the vesselwhe n B/L in dicates the port of loadi ng of the credit in the colu mn receipt”rather thanin the column of whe n B/L contains the in dicat ing qualificati on in relat ing to the port ofloadi ng when B/L indicates that“goods haveA.B.C.D.intended vesselor similar qualification in“port of

47、 loadi ng”“intendedport of loading”been received in appearanee goodwhich of the follow ing stateme nts about tran sferable L/C is correct?A.B.C.D.Part Three“p lace ofor similarcon diti on in case of freely n egotiable L/C, the issu ing bank should sp ecifically nomin atein the credit a bank as the t

48、ran sferri ng bankthe tran sferable L/C could be tran sferred more tha n oncethe tran sferable L/C could be tran sferred to more tha n one sec ond ben eficiary ifp artial shipmen t/draw ing is not p rohibitedrefusal of an ame ndme nt by one sec ond ben eficiarywill in validatethe acce ptan ce(s)by t

49、he other sec ond ben eficiary (ies).是非判断1. would charter p arty B/L be acce ptable whe n the L/C calls for an ocea n B/L.6.an L/C calls for CFR shi pment. The B/L is markedthis be acce ptable?an L/C calls for FOBshipment and B/L marked“freight collect”, the B/L is marked collect”and“free in”，

50、would this be acceptable?an L/C calls for an ocean B/L and delivery on FOBterms. Would a B/L be acceptable“freight payable as per charter party”?an L/C calls for an AWB show ing“actual flight dateinformationbut in a box marked“for carrieracce ptable?under“documents required”and L/C lists both“freigh

51、t paid”and“free out”,would“freightif marked”.When received, the AWB shows thiss informationonly”. Would this becertificate of origi n”and“GSP form7.A”. only the latter document is presented by the beneficiary. Would this be acceptable?an L/C calls for a certificate regard ing the vesselB/L has been

52、Shipping has an L/C calls in formati on.issued by Borneo Shipping also issuedthe certificate“to be issued by the carriers”. The Pte Ltd as agents for the carrier, Nyk Line. Borneo as agents for Nyk Line. Would this copytelex/fax to the applicants the beneficiarys signed certificatebe acce ptable?giv

53、i ngcerta inthat they havefor presentationof aThe docume nt p rese nted is sent such a telex to the app lica nt (the certificate also lists the in formatio n sentwhich is accurate and comp lete). Would this be acce ptable? an L/C calls for“commercial in voice”, whe n p rese nted, the invoice, which

54、has bee ncomputer-generated, is not marked“original”, it does however bear an original manualsig nature. Would this be acceptable?A ben eficiaryp rese ntsdocume nts with inthe expiry date of the L/C but theydiscre pan cies. The ben eficiary collects the offending docume nts for correct ion (leavi ng

55、 the rest with the bank) and in due coursepresents correct documents, however, in the the L/C has expi red. Should the bank now reject the docume nts for“credit expiredan L/C (which allows tran ssh ipment) calls for shipment from a UK air port. The AWB shows goods on a flight from Paris to London th

56、e ntran ssh ipment to ano ther flight from London to the ultimate dest in ati on as sp ecified in the L/C. would this be acce ptable?an L/C issued in favour of a beneficiary in Galle, Srilankacalls for a certificate of originissued by the“local chamber of commerce , when presented it has been issued

57、 by the chamber of commerce in Colombo, srila nka. Wouldthis be acce ptable?13.an L/C calls for ocean shipment from“western Europe to south korea”. Infullutilizationof the L/C, the docume nts p rese nted in clude 3 sets of ocea n B/L all show ing the same vessel/voyage but 3 differe nt p orts of loa

58、ding (all with in wester n europe) and 3 differe ntports of discharge (all in south korea). Does this constitute evidenee of partial shipment?14.an L/C subject to UCP600 specified that the L/C number must be quoted in all documentsp rese nted. The commercial in voice did not quote the L/C no. and is

59、su ing bankrefusedp ayme nt.Is the issu ing bank correct in its refusal?15.is the follow ing in voice acce ptable or not?Descri pti on of the goods in an L/C is: 1000 pi eces of towelsL/C amou nt: USD10001.12.In voice p rese nted shows: Towels: 1000 pi ecesTotal value: USD 1000Samp les of ca

60、p: 20 free of chargePart Four判断正误containin terim” r rHaving transferredthe full shipment/expiry dates and presentationperiodavailable in the transferees country,the firstbeneficiarycannotdocume nts after the L/C has expired or late p rese ntatio n occurred. part shipmen ts/draw ings are p rohibiteduni e